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                  <text>D.L.

de If. Mathewson/TP

DEPARTMENT OF EXTERNAL AFFAIRS

•

MEMORANDUM

;===/.............
TO..... MR•. -IG.NA!J.?~

................................................
FROM= ..

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SUBJECT: ......

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.
I

To refresh
your memory concerning
contingency
planning
over Berlin and the relationship
of tripartite
( "Live Oak" )
planning
to NATO planning,
we attach
the following
papers:
1

A.

______
CIRCULATION

A Departmental

memorandum of October 11, 1961
summarizes, · the main features
of "Live Oak" and
touches·
on some of the difficulties
and obscurities

in

B.

the text of the "Instructions
to NATOMilitary
Authorities"
in connection
with NATOplanning
for a Berlin eme~gency
(circulated
as Annex B to NATODocument P0/61/765).
These instructions
were approved by Council on
/
October 25 and have bean circulated
by the Military
Committee as NATO Document C-M(61)104.
Canadian
approval was,however,
only given subject
to a
reservation
as set out in

c.

telegram DL-1325 of October
Prime Minister.

_,D.

19, approved

by the

Telegram DL-1521 of November 20 contains
com~entsj
approved by the Prime Minister
on an interpretation
given by Secretary-General
Stikkar
of certain
phrases which occur in Annex B to NATO Document
P0/61/765 (see B above).
The text of this inter-

1

I

• • • 2

Ext. 326 (6/56)

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Defence

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A-rt=l..w......t

October 11, 1951.
BERLIN - CONTINGENCY PLANNING
Following repeated requests from other members
of the Council for information on contingency planning,
the French, United Kingdom and United States authorities
presented a report to the Council on their contingency
planning for Berlin on September 27. The information
contained in this report was supplemented by a briefing
given by General Norstad on September 29. Additional
information was also obtained during recent meetings of
the Council and from conversations which General Kitching
had with Major-General Baker of the United Kingdom who is
responsible, under General Norstad, for the preparation of
"Live Oak" plans, Following is a summary of the main
features of "Live Oak" planning on the basis of the infor­
mation currently available.•
2,
As explained by General Norstad, the "Live Oak" :
organization started, on a tripartite basis, in the winter;
of 1958-59, More recently a West German observer had
participated. The underlying purpose of the "Live Oak"
planning is to enable the Three Powers most directly
concerned to carry out their special responsibilities
regarding Berlin in all contingencies. It is primarily
directed at readying appropriate immediate responses to
possible Soviet Bloc interference with Western rights of
access to Berlin in the air or on the ground.
3.
According to the Three Power report, General
Norstad has been responsible, in his capacity as.Commander­
in-Chief of United States forces in Europe, for developing
these plans over the past two years on the basis of
instructions received from the French, U.K, and U.S.A.
g overnments. Although the Three Power report appears to,
be clear in this regard, the discussion in NATO Council
indicated some difference of view between the Permanent
Representatives of the Three as to the origin of General:
Norstad's precise authority. It was the U.S. Permanent 1
Representative's under·standing that General Norstad. had
been given a special capacity which was neither that of,'
USCINCEUR nor that of SACEUR but was one which gave him,
planning and command responsibilities with respect to the
Three Powers' troops in Berlin. That capacity had been:
given to him in order to create a better relationship
between Three Power planning and NATO planning,

••• 2

000477
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4.
"Live
NATO activity:

\~) ft~ 2? \(3?&gt;5

Oak" planning

covers

three

main areas

of

(1)

The development of small-scale
military
probes
to determine Soviet/GDR intentions
with respect
to the denial of ground or air access by force;

(2)

The use of air lifts
as appropriate
essential
requirements
in the event
access is interfered
with or ground
denied;

(3)

The readying of limited
ground forces and
tactical
air forces to be employed, if necessary,
to demonstrate
tripartite
determination
to use
force.

'.1

to meet
civil air
access is

Ground Access
5,
The plans provide that a minimum of ground forces
are to be used and they must be composed of troops of the
three countries
most directly
concerned.
According to the
Three Power report,
the plans call for the use of "small
tripartite
convoys of various
configurations
designed to
test the access routes and overcome physical
o'ostacles".
The plans also include supplementary
military
efforts
(3
above) which would be designed ''to supplement the probe
efforts,
to demonstrate
the determination
to react with
force,
or to test the range of force the Soviets
are
prepared to apply".
The plans for these supplementary
efforts
provide for a total
of three battalion
group_s,
each comprising troops of the United States,
the United
Kingdom and France.
These groups would form approximately
one thousand men each and would form up as convoys to probe
the normal access roads to Berlin._. General Norstad has
indicated
that study has also been given to the possibility
of employing a tripartite
division.
According to 1/iajorGeneral Baker, such a larger force might be used, if
necessary,
to extricate
any Western forces in the corridor.
6.
All the information
available
indicates
that,
whatever the size of the forces used, they would operate
on instructions
to remain within the previously
defin°~
corridors.
i,,oreover,. they would be instructed
not to
open fire first~
if fired upon, they may fire but must then
withdraw.
Under no circumstances
would a force continue
to advance if fired upon.
7.
The French authorities
have agreed to plan for
such battalion
convoys but because they have not allocated
any forces for this purpose or agreed to decentralize
any
authority
for the employment of these convoys before the
event; it is estimated
that it would take at least three days
to assemble the initial
battalion
groups.
It is also clear
that these ground forces will be armed with conventional

000478

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weapons only and full warning will be given to the Soviet
and East German authorities
before any convoy route crosses
the East-We st German border.
It is also intended that
maximum publicity
should be given in the Western press so
that it will be clear that the movement of limited
ground
forces is not a part of a surprise
offensive
operation.
Air Access
8.
It is considered
that the first
interference
with
the Allied rights
in air corridors
will consist
of a refusal
by the Soviet and East German officials
to acknowledge the
·
agreement for service
of West Berlin b11Western airlines.
In the circumstances,
the present
plans provide for military
air crews to fly empty civil aircraft
to test Soviet reaction.
Five complete air cr&amp;ws have been trained
on civil
aircraft
by both the United States
and the United Kingdom and are
standing by at all times.
In the case of France,
civil air
crews will continue to fly the aircraft
under an administrative
arrangement whereby such crews can be quickly
converted
to "military"
status
by a system of "call-up".
9.
In addition,
the United States,
the United Kingdom
and France have each agreed to provide up to twenty-five
fighter
aircraft
to be available
to act as escort for the
civil aircraft
which fly to test Soviet intentions.
The
present
thinking
in the planning group is that fighters
should not accompany the first
civil aircraft
but would
be held ready in case one of these civil aircraft
is
attacked
or forced down. If such should happen, it is
intended that four or five fighter
aircraft
will act as
escorts
for each succeeding
aircraft
which may be sent
into the corridor.
The original
authority
given to General
Norstad contemplated
the immediate despatch of fighter
aircraft
to escort the first
civil aircraft
travelling
in the air corridor
following
interference
with normal
access.
Because of a difference
of view which has developed,
however, it seems likely
that the authority
currently
given
to General Norstad in this respect
may be changed to maim
it clear that the first
civil aircraft
to be sent in would
be without fighter
escort.
No definite
information
is
available
on the question
of warning to the Soviet and
East German authorities.
Apparently
the "Live Oak"
military
planners
have recommended that such a warning be
given in the event it is intended to send in fighter
escorts.
However, no final decision
has yet been reached
in this regard.
Air Lifts
10.
Two types of air lift
are envisaged.
The first
would be an entirely
military
air lift
designed to administer
to Allied forces in Berlin.
This would be put into
effect
immediately
if land access were blocked and these
military
aircraft
would continue to fly even if flights
by civil aircraft
were prohibited.
The second type would
..• 4

000479

�••

..;2:QVSECRET

be a larger
operation
for the support of the city of Berlin.
Because of existing
stocks of supplies
in Berlin,
it would
not be necessary
to institute
such an air lift
immediately.
11.
Although the proposed relationship
between the
various measures is still
not entirely
clear,
the latest
report from the Delegation
(Telegram 2564 of October 6)
indicates
that tho immediate reaction
to the blocking of
land access would be the flying in of a comparatively
small
number of military
aircraft
for the support of the military
garrison.
Other Measures
-·--- ·12.
In his oral briefing
to the Council on September 29,
General Norstad referred
to the "Live Oak" planners'
responsibility
for recommending "quiet precautionary
military
measures".
According to his explanation,
the terros
of reference
for this aspect of planning include:
(a) intensification
of NATOpractice
alerts;
(b) maintaining
supplies
for Berlin garrison
at lG-month level;
(c) increased
patrolling
of East German bordors by U .K. and U .S .A. forces;
and (d) an increase
in autobahn traffic.
He did not
elaborate
on these plans nor did he indicate
whether any of
them may have already been implemented.
Relation

of ''Live

Oak" Pl~nning

to N,ATO

13.
It is clear that the Three Power report on "Live
Oak" planning is not being forwarded to NATO Council for
approval but for information.
Progress has, however, been
made in the sense that,
for the first
time, the other
members of NATOhave been given a general outline
of the
planning of the Three and a promise that General Norstad
can provide additional
details
on request.
In addition,
the report
contains
a commitment on the part of the Three
that,
insofar
as possible,
the Council will be consulted
before any of these contingency
plans are implemented.
14.
Apart
which additional
areas requiring
(i)

(ii)
(iii)

from a few details
on "Live Oak" plans on
information
would be helpful,
the main
clarification
are:

how these plans relate
to non-military
currently
under consideration
(e.g.,
counter-measures);

measures
economic

the possible
sequence in which the various
and non-military
measures might be applied;

military

the eventual
relationship
between existing
"Live
Oak" plans and the: proposed Nl\TO military
plans
which are expected to be drawn up if agreement on
the necessary
guidance is arrived
at in the NATO
Council.
The report of the Three and the remarks
of General Norstad clearly
imply that the "Live
Oak" plans will continw" to remain separate
from

••• 5

000480

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the NATOmilitary
plans although the latter
will
be co-ordinated
with and will complement the more
limited
"Live Oak" plans.
On th_e other hand, a
statement
by the Secretary--General
on Septer;;ber 29
was open to interpretation
that at some later
stage, once the Council guidance to the NATO
military
authorities
is approved,
"Live Oak"
planning would be reviewed and would become completely
a NATOresponsibility;
(iv)

the expected relationship
between "Live Oak"
plans, the proposed N,~TOplans and the "general
overall
strategy,
.. on a world-wide
scale"
referred
to in the draft instructions
to the
NATOmilitary
authorities.
These instructions
go on to refer to the selective
application
of a
wide variety
of measures "agreed upon both in
Europe and on a world-wide basis (which) would
contribute
to the purpose of arriving
at a
settlement
on the problem of Berlin while
progressively
malcing the Soviets
aware of ttie
danger of general war".

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SDG~EST·E:D INSTnUC'I'IONS TO :•U.'1'0ivlILITA?.Y AiSI'iiOliI'l'I;&lt;;S

Tho parties
• acco,danco

to

'.'.'ith Articles

of: the. crisis'

l~r)1t

5:::rl tn consulted
tnl:en

the

to rne;;t

North

Treaty

4 and 6 of the

provoked
toi;;other

the

Atlanti&amp;

,lith

rei;ard.

to decide

present

t•n•eat

to ~erlin

~re:

Treaty
to

·ahat

ac;:inst

have
and in

t"he CitJ

in
the
of

ste[;S

s• .cc.ld be

Borlin

•

,

0

•
in r~~ard
. '

"

n)

tho ~1nintcnance

of' t::ie [':cesc!"1ce and sec:..:rit/

of

o/

t,10 1:;r;.intcnar,co

o:: tllG

ot

\·iest

c),

freedom

s.nd viabilit:1

•

. ,j

Eerl in;

t.h0 ma:intenonco

of' froodom

of accesi.i

to

.iest

~·

Derlin.
•~.

3ve::.y_ effort

oL ·j ectives·

if

a,.o;,l :cr.tion
•' sarJ

to

s o-c'.,ll

y1.tll te

of non-military
for•t};e

::ms :::ay not

~;ac.o to attain

b:r nef;otiations

pos:.;ible

prepare

:1or:otiati

/

,

tu :)J.ocl~ Jest•Jrn

It

c:mtin,:;ency

ed ".German Domocra tic
a..::c1..3s.:.:to

~~

that

is· however

such

deter

the

Re';h.i:,li ~" from
~e1~1:i.n or

nee es-

u,easures
U,J.S,rt,

'

or
O:::'

t~,c'

ac t.i.on

tddn:;

ot!""1erv.:ise to

i.n1'rii1.ge

.

f:.,,d c::,lloctivoly
,

indivituall·J·

~uropc.

foregoing

and throu;;h

measures,

i!'l them:ielves

the

'

d

F'.JJPGSE:
,

:3.

"

The purpose

,n'ep,u•ation

by

or the£e

tho major

0

allipd

L1strL\Ct,_ons
com~:.anders

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000482

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plans

in

·.., i th

order

actions

to

put

the'alliance

in

a position

by the ·Sov 1:et 1?loc. in a Berlin

to

eris

cope
~

is,

Gl:,.SR.AL CCll3IDErtA'I'IONS :\
~

G.

The following

pro;:,aration

of' all

oonsid.er&amp;tions

military

military

actions

:,:c;icral,

overall.

strate;;y

.

::orld-wide

•

'

:-,ave to be

'

\

&lt;\ff&lt;i-Jpropriate

and includin&lt;;

"l:ilitary

measures-;

1

to

l
.

.

contr.iu:.ite

..

political,

imd p&lt;1.1'a-

a~plics.tion·o1·

V

l

,

a

these

. -

'in, s~r:~'pe and -on ~ world-\•tide

o..~;reed upon both

:,Gsi::~1cd

into

.

military

,,_ii

'

.

is

·i~al,

The selecti~~:''

.

r:ies._:..1
tll'GS,

I

on a

.

.

t

psyc1t,10

economic,

in.tcgrated·

as aprropriute

appli'2abie
1

C:~plamutic,

.

the.

,

will

.

scale

uncterlie

plans:

J

a)

should

to

.

.

\

basis,

.

t':;e ;)U,"pose

of' arriving

at

a

'\

r,Jt·t'··~,·,,,t
..L.t:.:•• v.~

•oi' ~ tl•c
.1.

..,,_.

Soviets

t:Hi

aware

':',·,are

to

should

appropriate

Berlin

111

cl::,ri t:;r to

.

of access,

.

•···---·--

Ern

ic:,

'!ii

Soviets

At the

in. caso

bi n,lans
·, bY:\pbliticnl
\

.

...

'

-'

prese1t

sr,o'.lld

.

. on

\1th

1.1nn:ist(J.kable

risks, 1 :;.n contiaued

to

c)

t:i.e Soviet

• I .
~

sos s'i the

course

.

-\

pbl'itical

' ,.

qf' act\i.o;i.,

.

Soviets

oporiltion

enemy action,
objective

to ro-opon

of all
access,

risks

rapid

TLorufore,
2,etions
military

will

.

i

escalation

·.1hile

h:10 immediate

!At

.

p~ans

str~3,te,sy.

'l'hoy must,

with

cu:·ront

thorofore,

.

musi\.' tako

defens.ive
r0tr,in

and/or

1.

to ;.induce

b0

the

ty ... ·

·

-~\

of' r;nd be consist0~t

be

des ira.bili

\
l

pl'o-E:mptive

denial

us m,my oppor-

::Covern\ont

paus o a:1d re-as

a dangerous

any military

.

'

....

'

.

\~•

oner.nous

·

.
______,. __----·"··-.-----------·--•·•······

.

of continuin;-'

authorities

\ ·1. .

.

feav0

as possible

tuni ties

which

.

tis110, tb~ vray ,t'beso.,. nlu.z1_s ·:;ould

sa:ne

•

ttho r1im of appl;ring

I

im::,lornonteci

from
.

. \.--··-·.

z.nd v:i!h

\:o.ild

th~

.

of interference

; . 1 ..but detorrr,ined.
. .·

be solsctei

c~1ld

pressure·

.1.naJ.-.1:n,,
·~

be gradt!t0d

of circw:-,st.:.ncos

-

I

w&amp;.r, ·

a catalot~ue

-·~---···

t~ns li;ht

iime1·al

m0~ure,s

s,,ould

bo o:.n:i.ilable
action

incref,sin,;;

danc;er\of

military

.

.in

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m ·of' J....,"""._--·\".1..A..
,Jr11•nt"'n' ., 10 t·ro·~r,,,~
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v.;

of' the

a:;&gt;prppriate

3.ccoss

0

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.

b)
with

""··•bl

•

.,~

ac;,ount

.

concept:&lt;i

"
defr,ncc
.

the

of NATO

und
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...

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not

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.

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3

co;::1rr:i
t c'.lpabili'ti.93

to

the

prejuci.5..cv of tLc

in mi~1r::tho· risl:

l~~~i~l?

to ,:e.f',J:icl 1-L"
..1io territory·:,

0T10rall

_C(.'.pacit~r

of

n possible

~

r~sc

1

'IV.rJ.ichmight

:rec0

ini t'..E 1~i·1 CJ

o:· t:10

'. ••

rvacti

bu conr.:it"..:od in

Sovie ..t mov cs ·;:ouJ.d de pond

on to

;;,:::o l:iuild-up

a.t the

op0ro..tions

on results

existine

a3 wol::. u~\.circur,tstc.nco~

Jest's

at

the

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PRIOOEMINISTER HAS APPROVEDTHE FOLLOWING INSTRUCTIONS:
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IT CLEAR THE CON AUTHORITIES WISH TO RETAIN THEIR
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'fiiA'to Di REGARD'tO Al!r! DECISIONS 'J.:OBB TMqnf; 111 ·

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The ..Council will remember th.it durin[( its discussion.
of ~'Q/61/765, . .nnox .C, if was recogni sod tha."t. some. slightly,
cl.1fferent
wording ror;nrding
·p.ol i t'ic;:il uu thori tics,·
governments,,.
Coui1cil etc.,
wns" to ho found in four.pnrt.s
of' this document:.
•

..

,

.. .

of

I

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(1 )• Tho e:stnbiishment
n cct:.;toguo
of plans nsked for• in pcrogrnph
G(b) is intended
to enabJ.c the
.ll.OJJ
ti..9.c.l _g_u_t)1oy_l;ti.o_s.
to select
the sppropriate
·
aotioh .in the ligh't of circumstnnces..
.. ·
(2).

In 6(d)(3.)
it. is st~,ted that there v1ilJ. have
·bei "a specific
i2,.&lt;1,l_i_i;J,.£-aj.
__dccision
to employ
,nucl"ear weapons ••.•• •

to

In. pc.ro.grai)h 7 ..upproval
of the. plans is in.tended
to .. ~
be obt:iinod
through the 'following
procedure:
·t_he
i/
• plans. will ··be sent; to the Standing
Group for.
•·1 ·
appro:i sol in c onsulta.tion
11'.ith t~e Mili tnry Committoe,/
.•
in accordtmcc ·with established
NI.TO,procedure,
and
ff
will be fo.rwarcicd to .the North :.tL·.ntic
Counsil
for
f
:ipproval
by _gpvernments throuE,h the Permanent
(,
B._0prcscn_t.£,t).y_e_§..,.
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(3)

(4)

The executio;
~f.tll'e j:lans,
upprov~d o.ccor.ding to
this proceclurc,
\vill bu the' subject
of :ie&lt;Cj_s.i_ons_~
,&amp;oyo:rn_ments o.t :thcftime
(purogrcph
cl).
-~ . _ .· ..
C

. 2.
· It seems' to me that these diffcrpnt
,wordings h.:ive .not
been deli bcro. tely, us.0d for the purpose of cs tabli shing reo.lly
clear-cut
di st inc tioris :and, special'
tren tmo)1ts as regards
tl:le
·severecl h,ypotheses
covered
in. the relevunt",pur,ts
of __nnox B; I
c.malso _convi_nccd trot.we i~ight be faced with·grcat
difficulties
it' wu &lt;lid not try ,t,o polish
up' the drafting
and t'o (;Ct a more
orde1•ly text.
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· On _the other hand, 1 think I _cp.n ~,_ssurnc that there
i,s
agreement among us ·that the _!_n:s_ty_u_c_:tions
should be
sent. to the Military·
Comtic.nders.
1'urthcr
delo. 0' wciuld be
unc:c.ceptablf.;. right
now·.
~
.

a complete.

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be p.ossibJ.·e that we upprove the
_·.nnexes ;. and D as they· stdnd i1t -this morrient, it being
uridcre,tood
that .we must,ritill
find ,c.· butter
understanding
of.
the .r1uestion:
_wha~tpo;J.i.tico.l, authority
hCls to mClkc decisions.
I am sure .tho.t discussions
on-that
matter will still
take a
·Jong time :ind this wi.11 bocoine c,uite-clear"whcin
w0 com0 to
· discuss
·the ,,uestions
ro.iscd in ·-my P0/61 /785. ··
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· stat-ements
huvc been ..,,mude, und
• . I think .£1,gJ'.ccmont...ho.s beim roe1ched; -th.it .until
we t_C:ke another
clcci cion,. tho i?gli t_!.g::_it_g~j;l)ori~ "meant in 6(b) and 6(d) 3, is the
8ouncil,
· ·we h:lVC not· yet ·discussed
pt,r::gruphs
7 and 8.Hero
tho position
might be slightly
clif'ferent
because,
ncccrding:o to
::irticl o 5 of the Tro~:-ty, each member hns the right
of individual
.
sclf"'-dcfcnce.
Therefore,
if nttacked,
cc.ch individual
member can
dee Jde how it is going to defend itself
and .. take~ those ac tiohs
which it deems necessc.ry.
On the other
hahd; if collec'£1ye·N..TO
. c.c tion is to, be ·to.ken, I think tlm t in that cnsc also the
expressions
used in pnrctgraphs
7 .:tnd 8. 'will .1i1ply c. clec·i_sion by
. the C9uncil.
.
· · · ·
·
· '~~"
··
·
'
' 6.
It nby be ·thl,t in •tho future· the presently
agreed rule
'.of unc.nirni ty wil1 'h:;Ye to be umended, bu,t we· h~-:vc not yet
reached
the. sfuge at' which such ·ch..,nges ·can ou ll)ade to this rule.
· Hence, "wo must take it for grantee. that this rule of imnriimi ty
..
for, lL'.L'O .tiction is the present
posi tiof! and c~:nnot be nl t-ercd.
'
..
.
.
. ·:- / , . ''· ,,,..·,,
.
.
.
. 7,
·The inter'pretc.tion
I suggest,
o:ccording
to. which
decisions
·w1'J.1 be tc.kcn· by· the ·Permanent .council
under . tho J;'ule
of unanirni t:,r, seems· to be ..in. line with' tho Tre., ty • · -'-rticle
9•
stc.tcs
th.,t the P-..irtics· t.o the Treaty
"estoblish
a Council,
on.
y.,hich each of them shc.11 bQ repros.entod,
to conqider
matters
cone crning , the i mpl cinen tn ti on of this Treaty" •
:. s c.n armed
atto.ck. agc'.inst one or more .of the ,.llied
,countri·cs
shnll be
COJ'\Siclcred Lm r:ttcck· ~,g~:inst them all (.'.rticles
5 r,nd 6),, it
scc\ns norm-,1- to c onsidor
thb. t ~my Ni.TO action
to be t:::kcn in cr,se
of such c,n ,ittc.ck would be discussed
and decidud i,n the Council.
Tho · governments
nc. turr,:ll'y will .send instructions
to their
·
Pe:rrr,nhent Rcpresen tati vei;:;.,··c.nd, therefor,,,
it would s,c,c:m the. t
whc11 the text . of .".nnex· B spcolrn -of. ·"dc,c i sions by governments"·
and
of·H·pc,11 ticc.l c.uthoritics;',
there .. is ·no contrc.diction
b0tween
this wording and the ''fu.ct thc:t -it is·in
the Counci1 .that the will
of g9vernP1entsi)Vill. .
be:-cxprossod
by
the
Permanent
Representotives.
.
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          <description>A language of the resource</description>
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              <text>en</text>
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              <text>Defence Liaison (1) Division to Ignatieff, ‘‘Berlin: Contingency Planning,’’ 9 Feb. 1962, LAC, RG 25, vol. 6080, file no. 50341-A-2-40, part 1.</text>
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