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October

11, 1951.

BERLIN - CONTINGENCY
PLANNING

Following repeated requests
from other members
of the Council for information
on contingency
planning,
the French, United Kingdom and United States authorities
presented
a report to the Council on their contingency
planning for Berlin on September 27. The information
contained
in this report was supplemented by a briefing
given by General Norstad on September 29. Additional
information
was also obtained during recent meetings of
the Council and from conversations
which General Kitching
had with Major-General
Baker of the United Kingdom who is
responsible,
under General Norstad,
for the preparation
of
"Live Oak" plans,
Following is a summary of the main
features
of "Live Oak" planning on the basis of the information currently
available .•
2,
As explained
by General Norstad, the "Live Oak" :
organization
started,
on a tripartite
basis,
in the winter;
of 1958-59,
More recently
a West German observer had
participated.
The underlying
purpose of the "Live Oak"
planning is to enable the Three Powers most directly
concerned to carry out their special responsibilities
regarding
Berlin in all contingencies.
It is primarily
directed
at readying appropriate
immediate responses
to
possible
Soviet Bloc interference
with Western rights
of
access to Berlin in the air or on the ground.
3.
According to the Three Power report,
General
Norstad has been responsible,
in his capacity
as.Commanderin-Chief
of United States forces in Europe, for developing
these plans over the past two years on the basis of
instructions
received
from the French, U.K, and U.S.A.
governments.
Although the Three Power report appears to,
be clear in this regard,
the discussion
in NATOCouncil ·
indicated
some difference
of view between the Permanent
Representatives
of the Three as to the origin of General:
Norstad's
precise authority.
It was the U.S. Permanent 1
Representative's
under·standing
that General Norstad. had
been given a special
capacity which was neither
that of,'
USCINCEURnor that of SACEURbut was one which gave him,
planning and command responsibilities
with respect
to the
Three Powers' troops in Berlin.
That capacity had been:
given to him in order to create a better
relationship
between Three Power planning and NATOplanning,

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4.
"Live
NATO activity:

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Oak" planning

covers

three

main areas

of

(1)

The development of small-scale
military
probes
to determine Soviet/GDR intentions
with respect
to the denial of ground or air access by force;

(2)

The use of air lifts
as appropriate
essential
requirements
in the event
access is interfered
with or ground
denied;

(3)

The readying of limited
ground forces and
tactical
air forces to be employed, if necessary,
to demonstrate
tripartite
determination
to use
force.

'.1

to meet
civil air
access is

Ground Access
5,
The plans provide that a minimum of ground forces
are to be used and they must be composed of troops of the
three countries
most directly
concerned.
According to the
Three Power report,
the plans call for the use of "small
tripartite
convoys of various
configurations
designed to
test the access routes and overcome physical
o'ostacles".
The plans also include supplementary
military
efforts
(3
above) which would be designed ''to supplement the probe
efforts,
to demonstrate
the determination
to react with
force,
or to test the range of force the Soviets
are
prepared to apply".
The plans for these supplementary
efforts
provide for a total
of three battalion
group_s,
each comprising troops of the United States,
the United
Kingdom and France.
These groups would form approximately
one thousand men each and would form up as convoys to probe
the normal access roads to Berlin._. General Norstad has
indicated
that study has also been given to the possibility
of employing a tripartite
division.
According to 1/iajorGeneral Baker, such a larger force might be used, if
necessary,
to extricate
any Western forces in the corridor.
6.
All the information
available
indicates
that,
whatever the size of the forces used, they would operate
on instructions
to remain within the previously
defin°~
corridors.
i,,oreover,. they would be instructed
not to
open fire first~
if fired upon, they may fire but must then
withdraw.
Under no circumstances
would a force continue
to advance if fired upon.
7.
The French authorities
have agreed to plan for
such battalion
convoys but because they have not allocated
any forces for this purpose or agreed to decentralize
any
authority
for the employment of these convoys before the
event; it is estimated
that it would take at least three days
to assemble the initial
battalion
groups.
It is also clear
that these ground forces will be armed with conventional

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weapons only and full warning will be given to the Soviet
and East German authorities
before any convoy route crosses
the East-We st German border.
It is also intended that
maximum publicity
should be given in the Western press so
that it will be clear that the movement of limited
ground
forces is not a part of a surprise
offensive
operation.
Air Access
8.
It is considered
that the first
interference
with
the Allied rights
in air corridors
will consist
of a refusal
by the Soviet and East German officials
to acknowledge the
·
agreement for service
of West Berlin b11Western airlines.
In the circumstances,
the present
plans provide for military
air crews to fly empty civil aircraft
to test Soviet reaction.
Five complete air cr&amp;ws have been trained
on civil
aircraft
by both the United States
and the United Kingdom and are
standing by at all times.
In the case of France,
civil air
crews will continue to fly the aircraft
under an administrative
arrangement whereby such crews can be quickly
converted
to "military"
status
by a system of "call-up".
9.
In addition,
the United States,
the United Kingdom
and France have each agreed to provide up to twenty-five
fighter
aircraft
to be available
to act as escort for the
civil aircraft
which fly to test Soviet intentions.
The
present
thinking
in the planning group is that fighters
should not accompany the first
civil aircraft
but would
be held ready in case one of these civil aircraft
is
attacked
or forced down. If such should happen, it is
intended that four or five fighter
aircraft
will act as
escorts
for each succeeding
aircraft
which may be sent
into the corridor.
The original
authority
given to General
Norstad contemplated
the immediate despatch of fighter
aircraft
to escort the first
civil aircraft
travelling
in the air corridor
following
interference
with normal
access.
Because of a difference
of view which has developed,
however, it seems likely
that the authority
currently
given
to General Norstad in this respect
may be changed to maim
it clear that the first
civil aircraft
to be sent in would
be without fighter
escort.
No definite
information
is
available
on the question
of warning to the Soviet and
East German authorities.
Apparently
the "Live Oak"
military
planners
have recommended that such a warning be
given in the event it is intended to send in fighter
escorts.
However, no final decision
has yet been reached
in this regard.
Air Lifts
10.
Two types of air lift
are envisaged.
The first
would be an entirely
military
air lift
designed to administer
to Allied forces in Berlin.
This would be put into
effect
immediately
if land access were blocked and these
military
aircraft
would continue to fly even if flights
by civil aircraft
were prohibited.
The second type would
..• 4

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be a larger
operation
for the support of the city of Berlin.
Because of existing
stocks of supplies
in Berlin,
it would
not be necessary
to institute
such an air lift
immediately.
11.
Although the proposed relationship
between the
various measures is still
not entirely
clear,
the latest
report from the Delegation
(Telegram 2564 of October 6)
indicates
that tho immediate reaction
to the blocking of
land access would be the flying in of a comparatively
small
number of military
aircraft
for the support of the military
garrison.
Other Measures
-·--- ·12.
In his oral briefing
to the Council on September 29,
General Norstad referred
to the "Live Oak" planners'
responsibility
for recommending "quiet precautionary
military
measures".
According to his explanation,
the terros
of reference
for this aspect of planning include:
(a) intensification
of NATOpractice
alerts;
(b) maintaining
supplies
for Berlin garrison
at lG-month level;
(c) increased
patrolling
of East German bordors by U .K. and U .S .A. forces;
and (d) an increase
in autobahn traffic.
He did not
elaborate
on these plans nor did he indicate
whether any of
them may have already been implemented.
Relation

of ''Live

Oak" Pl~nning

to N,ATO

13.
It is clear that the Three Power report on "Live
Oak" planning is not being forwarded to NATO Council for
approval but for information.
Progress has, however, been
made in the sense that,
for the first
time, the other
members of NATOhave been given a general outline
of the
planning of the Three and a promise that General Norstad
can provide additional
details
on request.
In addition,
the report
contains
a commitment on the part of the Three
that,
insofar
as possible,
the Council will be consulted
before any of these contingency
plans are implemented.
14.
Apart
which additional
areas requiring
(i)

(ii)
(iii)

from a few details
on "Live Oak" plans on
information
would be helpful,
the main
clarification
are:

how these plans relate
to non-military
currently
under consideration
(e.g.,
counter-measures);

measures
economic

the possible
sequence in which the various
and non-military
measures might be applied;

military

the eventual
relationship
between existing
"Live
Oak" plans and the: proposed Nl\TO military
plans
which are expected to be drawn up if agreement on
the necessary
guidance is arrived
at in the NATO
Council.
The report of the Three and the remarks
of General Norstad clearly
imply that the "Live
Oak" plans will continw" to remain separate
from
••• 5

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the NATOmilitary
plans although the latter
will
be co-ordinated
with and will complement the more
limited
"Live Oak" plans.
On th_e other hand, a
statement
by the Secretary--General
on Septer;;ber 29
was open to interpretation
that at some later
stage, once the Council guidance to the NATO
military
authorities
is approved,
"Live Oak"
planning would be reviewed and would become completely
a NATOresponsibility;
(iv)

the expected relationship
between "Live Oak"
plans, the proposed N,~TOplans and the "general
overall
strategy,
.. on a world-wide
scale"
referred
to in the draft instructions
to the
NATOmilitary
authorities.
These instructions
go on to refer to the selective
application
of a
wide variety
of measures "agreed upon both in
Europe and on a world-wide basis (which) would
contribute
to the purpose of arriving
at a
settlement
on the problem of Berlin while
progressively
malcing the Soviets
aware of ttie
danger of general war".

000481

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