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                  <text>Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

/

IN REPLY PLEASE QUOTE
NO.

CSC 1 9 7 7 - 1 (JSC) ;

department of Rational defence
CANADA

JOINT
ADDRESS REPLY TO

STAFF

C O N F I D E NT I AL
30 May 1955.

CHAIRMAN
CHIEFS OF STAFF,
OTTAWA.

Secretary,
Chiefs of Staff Committee
Security of atomic Information
1.
Attached hereto as Appendix 'A' is the draft appendix
"Security Standards for Safeguarding Atomic Information" which it
is proposed to use as the security appendix to the Agreement for the
Exchange of Atomic Inf ormation.
2.
This draft agreement was prepared by Representatives of the
Joint Security Committee and the U.S. Defense Department, It has not
yet received official approval in either country. The U.S. propose
that the security appendix be the same for the US-Canada Agreement and
the US-UK Agreement on the Exchange of Atomic Information. This draft
has been accepted by the UK Representative in Washington and has been
forwarded to the UK for approval.
3.
There is some question as to whether the US will accept the
criteria stated in paragraph I G. It is understood that the securityannex to the civilian agreement is very long and involved and contains
a long list of criteria. If the referenced paragraph is not accepted
by the US, it is for consideration whether the detailed criteria in the
draft Department of National Defence Security Policy, also distributed
this date, could be used. These criteria are attached as Appendix "B".
U*
Paragraph III A 2 states that Secret and Confidential
atomic information may be transmitted "by registered mail. It is
expected to be a condition of this transmission that postal clerks
handling registered mail receive a security clearance to the Confidential
level at least. The U.S. has asked informally whether these postal
clerks are in fact cleared. At the present time, postal clerks receive
a fingerprint check only. The new Cabinet Directive Screening of Personnel will require a fingerprint check and a check of subversive indices
for security clearance to Confidential. Until the Post Office Depart"
ment adopt both these indices checks for their registered mail clerks,
Canada should not use registered mail for the transmission of Secret
or Confidential atomic information.
5.
Available Members of Joint Security Committee have examined
this document and the Committee recommends:
a) its adoption in this form, or
b) if we are faced with the necessity of adding detailed
criteria, that the criteria attached at Appendix "B" be .
used and the document remain classified Confidential.
c) That Chiefs of Staff Committee request the Security Panel
to use its good offices to ensure that postal clerks
dealing with registered mail receive security clearance
to Confidential.

Ends.
WAT/5934/AB.

TodExecutive
Joint Secur:

•s
stary,
Committee.
000143

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

APPENDIX "A"

C O N F I D E N T I A L
27 May - Draft

SECURITY STANDARDS FOR
SAFEGUARDING ATOMIC INFORMATION
EXCHANGED UNDER THIS AGREEMENT

PERSONNEL SECURITY
A.

No person will be entitled to access to atomic information
solely by virtue of rank, appointment, or security clearance.
Access to atomic information will be granted only to those individuals whose official duties require such access and who
have been investigated and cleared for access in accordance
with the standards prescribed in this Appendix.

No person

will be granted a security clearance unless it is affirmatively
determined that such clearance is clearly consistent with the
national security interests of the 'respective countries.
B. Before granting access to atomic information, a responsible
government authority will make a determination of eligibility
for each individual to be granted such access.
C. The decision as to whether the granting of a clearance Is
clearly consistent with the interests of security will be a
determination based on all available information.

This clear-

ance will be based on a determination that such individual is of?
1. Unquestioned loyalty, integrity and trustworthiness.
2. Excellent character and of such habits and associates as
to cast no doubt upon his discretion or good judgment in
the handling of atomic information.
D*

A background investigation, which is an investigation covering
the individual's background for a sufficient period of time and
in sufficient detail to provide assurance that the criteria in
items C 1 and 2 above have been met, will be conducted by a
governmental investigative agency on the following?
1. Any person to be granted access to Top Secret atomic information,
2. Any person who is of Russian or Satellite origin or connection,
and
3. Any other person who may be vulnerable to pressure from foreign
or other sources.

000144

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

i Hfif
When immediate access to atomic information is
essential for the individual concerned to carry out his
assigned task, and the delay caused by awarding a full
clearance would be detrimental to the national interest,
the responsible authority empowered to grant such
clearance may authorize provisional clearance based on
records immediately available.

In each such case, the

responsible authority will institute immediately the
procedure necessary to satisfy the full clearance
requirements set forth in the paragraphs above.

000145

�'**

Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

.

C O N F I D E N T I A L
'

r

E. For persons who are to have access to Secret and Confidential
atomic information, a thorough investigation will be made of
all records held by the national security services or by other
government departments and agencies. In the event that derogatory or questionable information concerning an individual is
disclosed as a result of this check, the inquiry will be extended
as necessary to obtain such additional information as may be

{p*1

. ''^v
£•*»

required to determine whether or not a clearance should be granted.

^y^*

All establishments handling atomic information will maintain a
registry of the clearance of personnel authorized to have access
to such information. Each clearance will be reviewed, as the
occasion demands, to insure that it conforms with the current
standards applicable to the person's employment, and will be reexamined as a matter of priority when new information is received
which indicates that continued employment on classified work is
no longer consistent with the interests of security.

II. PHYSICAL SECURITY
A. Atomic information will be protected against sabotage, espionage,
unauthorized access or any other hostile activity.

The nature

of the protection will d epend upons
1.' The character and location of the building.
2. The classification, volume and location of the information
in the building.
B.

Atomic information will be stored as follows;
1. T O P Seeret —

in safes or strong steel cabinets fitted with

three-wheel combination or special security locks.
2. Secret and Confidential —

in safes or steel cabinets whose

locking devices are regularly inspected and known to be secure.
III. TRANSMISSION
A.

The minimum requirements for transmission of atomic information
made available by the other government will be as follows?

000146

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

CONFIDENTIAL
1. Top Secret atomic information by m i l i t a r y or diplomatic

courier.-^"^ *"y ^*~**~&gt;

f '{,•£•*&lt;£ &lt;

-fij

2. Secret and Confidential atomic information by registered
mail within the postal systems of the respective nations.
B. All atomic information transmitted by electrical means will be
encrypted.
IV

,. ACCOUNTABILITY
Accountability procedures will be established to control the dissemination of atomic information. Particularly severe control
will be maintained for atomic information classified Top Secret,
and Top Secret control officers will be designated to maintain
accountability registers for the receipt and dispatch of Top Secret
documents.

V.

MARKING CF REPRODUCED DOCUMENTS
When a document containing atomic information is reproduced, all (j\&lt;Hjjh*d?
security markings thereon will also be reproduced.

VI.

LOSS OR COMPROMISE
In the event of loss or possible compromise of atomic information
exchanged under this agreement, the originating nation will be informed and an immediate investigation will be carried out into the
circumstances surrounding the loss. The originating nation will
also be informed of the findings of the investigation.

VII.

DESTRUCTION
Classified documents, when no longer required, will be destroyed by
burning or reducing to pulp. Accountability records will be maintained to reflect the destruction of Top Secret and Seeret documents.

VIII. CONTINUING REVIEW OF SECURITY SYSTEMS
In order to insure similar implementation of the security policies
and procedures detailed in this Agreement, reciprocal periodic visits
will be made with a view to achieving mutual understanding of the
adequacy and reasonable comparability of the respective security
systems.

000147

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

C O N F I D E N T I A L
DEPARTMENT OF NATIONAL
INSTRUCTION
SECURITY OF PERSON

Appendix "B" to
CSC 1977.1 (JSC) of
30 May, 1955.

7,
In assesing information developed as a result of the investigations
outlined above, the following criteria should be used as a guide. Information
of the type listed hereunder may preclude the issuance of a clearance or permit
only a low level clearance. Each case, however, must be considered on its own
merits:
a) Committed or attempted to commit, conspired to, or aided or abetted
another to commit or attempt to commit any act of espionage, sabotage,
treason or sedition.
b) Established an association with espionage agents of a foreign nationj
with individuals who are reliably reported as suspected of espionage;
or with representatives of foreign nations whose interests are inimical
to the security of Canada? jL^&lt;=yfu^L^_ -*£ »-~-*--r- &amp;^^&amp;**SJ&amp;nL, &lt;X_^*_
c) Advocated or supported the overthrow of the Government of Canada by
force or violence.
d) Sympathetic interest in totalitarian, fascist, or communist, or other
subversive political, ideologies.
„. -. ,_e) Identification with a "front" or infiltrated organization when there is
also other information which e&amp;tabia?s«es the probability that he may
be part of, or sympathetic to, the infiltrating element.

f) Close continued association with individuals (including those to whom

he may be bound by ties of kinship, affection^, or obligation) who have
subversive interests or associations as defined above when the circumstances
are such that he may be presumed to know of such associations or interests.

g) Present or recent alien status.
h)

Convictions for felony which indicate habitual criminal tendencies.

i) Conviction for, or manifested tendencies of homosexuality or perversion.
j) Addiction to the use of alcohol or narcotics habitually and to excess,
without evidence of rehabilitation.
k) Manifested tendencies demonstrating unreliability, abuse of trust or
dishonesty.
l) Record of a dishonorable discharge from Her Majesty's Service.
m) To have been adjudged insane, have been committed to an insane asylum,
or treated for serious mental illness or serious neuropsychiatric disorders
without evidence of cure.
n) To have wilfully violated or disregarded security regulations to a degree which
eould have endangered national security.
o) Demonstrated a lack of discretion or honesty essential to the handling of
classified information.
p) The loyalty, character or discretion of any person may be vulnerable through
those to whom he is bound by ties of kinship, affection, or obligation.
- Therefore, in justice to the individual as well as in the interest of security,
serious thought should be given'to' the clearance of anyone whose near relative are resident in a communist nation or a satellite thereof, under circumstances permitting coercion or pressure to be brought on the individual
through them.
„„„„,«,
000148

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