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Qyypl^ EXEMPLAIRE ' ..-.•••: "-• ' -"J 1 ~ N 18 NATO SECRET WORKING PAPER - /1i:...1 | . 1111 IL ®:2j3?ySi/ ^'-•---MZdZy-yippy ORIGINAL; ENGLISH g^Fd. .April, 1964 ...,^-Ji- •;.-••:••: AC£22J£¥£ZJ2 •' WORKING GROUP ON A DRAFT AGREEMENT FOR CO-OPERATION ^I^DlljOAATglgC^NP^RMATION SECOND REVISION OF DRAFT AGREEMENT Note by the Chairman' Members of the Working Group will recall that, at their last meeting on I6th.-18.th October, 1963 it was agreed that the Group would reconvene once the French and United States Delegations had- reached agreement on the points at Issue between them, 2, Such an understanding has now been, achieved and the attached document represents a draft agreed -jointly by the French and United States Delegations. 3aP The" passages in square brackets denote thoseppoints on which,: as was indicated In AC/228-WP/l, other delegations still have certain reserves. These are: (a) In the Agreement: (i) : Articles I and IV(1)_; The Canadian Delegation , "suggests iJHat the application of future United States legislation could be provided for by the insertion of the bracketed phrase in Article I. Article IV(l) could then be deleted. (il) Article VII(1); New sub-article proposed by the United States concerning patents rights, (iii) ArticlepVIII: New article proposed by the Canadian Delegation* to clarify the situation regarding bilateral agreements. (iv) Article X£2j_: New sub-article to cover the possTbTlitjr^of future accessions to the North Atlantic Treaty... (v) ArticleX(3): The French Delegation wonders whether the order of the bracketed phrase should not be reversed, or "Council" substituted for "Treaty Organization", * P . NATO SECRET DUPLICATE 42480 1 W J J M)00191 �NATO SECRET AC7228"¥fp72 (vi) •• (k) f. j i ; v. * Article XI, paragraph 1: The United Kingdom Delegation wishes the security provisions of the 1953 -Agreement to continue to apply to information communicated under that Agreement, In the Technical Annex: Preamble: At the last meeting of the..Working._ Group, the United States Delegation undertook to refer back to its Authorities on this redraft of the Preamble,' which, in the opinion of the United Kingdom Delegation in particular, would ' avoid any implication that the Annex bonistituted a separate Agreement." -" • (c) -2- In the S e curi ty Ann ex: (i) (ii) Section IV^ pparagiiapji^^and^Section VI,i paragraph A«t2 ^he~Serman DeTegation wishes no reference" to be made, in accountability records and reports, to the use made of the information, Section IV, paragraph E.l: The German Delegation wishes to ensure "that a certain number of translations may be made without prior United States approval, 4. This new draft will be discussed at a meeting of the Working Group to be held on Monday 4th-May, 1964 at 10 a,m, and 3 p,m. (Signed) COLERIDGE OTAN/NATO. Paris, XVIe, NATO SECRET �-3- NATO SECRET • •-• AC/228-WP7?" -*}l AGREEMENT BETWEEN THE PARTIES TO' THE NORTH ATLANTIC TREATY "~ FOR CO-OPERATION REGARDING • AIOMICPINFORMATION ~ ..-!•-" ; PREAMBLE The Parties to the North Atlantic-Treaty,', signed at Washington on'4-th April, 1949? ' " A':'" "'"'! ' Recognising that their mutual security and defence requires that they be prepared to meet the contingencies of atomic warfare-, and .-••.••• Recognising that their common interestLwill be advanced by making available to the North Atlantic Treaty Organization and its member, states information pertinent thereto, and . 7; Taking into.Peonsideration the United States Atomic Energy Act of 1954, as amended, which was prepared with these purposes in mind, ••••.-.- '•..-.' • Acting on their own behalf and* on.behalf of the North Atlantic Treaty Organization^ .Agree as .follows: : '"'•"••'" pI I aARTICLE I I . ap* a. In accordance with and subject to the-'requirementsAof the United. States Atomic Energy! Act. of 1954, as amended, /and such ; -other legislation as may modify, supplement or replace this Act in the futurej, the Government of the United States of. America will, while the North Atlantic Treaty Organization continues to-, make substantial and material contributions to the mutual defence and security, co-operate by communicating, from time to time, to the North Atlantic Treaty Organization and. its.memberA states,a while they continue to make such contributions, atomic: '. ^ information "in accordance with the provisions of this Agreement A i provided that the- Government of the United States of America determines that such co-operation will promote and will not constitute an unreasonable risk to its defence and security. ARTICLE II » - •- • A Paralleling the undertaking of the Government of; the United States .of America under-this Agreement, the other member states of the. North Atlantic Treaty Organization will, to the extent, they deem necessary, communicate to the North Atlantic. Treaty, Organization, including its military and civilian elements, and to .member states atomic information of their own origin of the same types provided for in this Agreement. The terms and conditions governing these communications by other member states will be the sudjec-i of a-uTaseqxpnt agreements..^ but tr/ill be the sane or similar to the- terms and conditions specified in this Agreement. -3- NATO SECRET �NATO SECRET A0/228'-\fPZ2 -4^ ARTICLE III The Government of the United States of America will communicate to the North Atlantic Treaty Organization, including its military and civilian elements, and to member states of the North Atlantic Treaty Organization requiring the atomic information in connection with their functions related to NATO missions, such atomic information as is determined by the Government of the United States-.of America to be necessary to: (a) the development of defence plane; (D) the training of personnel in the employment of and defence against atomic weapons and other military applications of atomic energy, (c) the evaluation of the capabilities of potential enemies in the employment of atomic weapons and other military applications of atomic energy; and (d) the development of delivery systems compatible with the atomic weapons which they carry, ARTICLE IV Co-operation under this Agreement will be carried out by the Government of the United States of America in accordance with its applicable laws^J7 2e Under this Agreement there will be no transfer by the Government of the United States of America of atomic weapons, non-nuclear parts of atomic weapons, or non-nuclear parts of atomic weapons systems involving Restricted Data. 3. The atomic information communicated by the Government of the United States, of America pursuant to this Agreement shall be used exclusively for the preparation or implementation of NATO defence plans and activities and the development of delivery systems, in. the. common interests of the North Atlantic Treaty Organization. ARTICLE V 1, Atomic information 'communicated pursuant to this Agreement shall be accorded full security protection under applicable NATO regulations and procedures, agreed security arrangements, and national legislation and regulations. In no case will the North Atlantic Treaty Organization or its member states maintain' security standards for the safeguarding of atomic information less restrictive than those set forth in the pertinent NATO security regulations and other agreed security arrangements in effect on the date this Agreement comes into force. NATO SECRET -4- �-5- ' T} NATO SECRET -P..-. . AC/228-YlfP72-^... - 2<> The establishment and co-ordination of the security programme in all NATO military and civilian,elements, will be effected under the authority of the North Atlantic Council in . conformity with procedures.set forth in'agreed security arrangements* 3. Atomic Information communicated by the Government of the United States of America pursuant to this.'Agreement will be made available through channels for'communicating atomic Information how existing or as^inay^be^h'erea'fter agreed, 4. Atomic information communicated or exchanged pursuant' to this Agreement shall not be communicated or exchanged by the North-Atlantic Treaty Organization or persons under its jurisdiction to any unauthorized persons or, except as provided in paragraph 5 of this article, beyond the jurisdiction of that Organization, • ." . ' P .- A ' 5* Unless otherwise specified by the Government of the United States of America, United States atomic information provided to the North Atlantic Treaty Organization may be communicated by the North.Atlantic Treaty Organization to its member,states.-as necessary to carry out functions related to NATO missions, provided that dissemination of such atomic information within such member states is limited to those specific individuals concerned with the NATO missions for which the information is required. Member states agree that atomic, information' so received from the North Atlantic Treaty Organization or otherwise pursuant ; to this Agreement will hot be transferred to unauthorised persons or beyond, the jurisdiction of the recipient.member state; however such" information m a y1b e communicated-to the North "-.-•/ * Atlantic Treaty Organization or, when authorised by • the ' Government"\ of the United'States 7of America*, to other; member states requiring "pSthe information for functions related to "NATO missions'; A '•" ; ' A' A' ARTICLE VI '."•"' '71: ' .. A-Aa-Other provisions of this Agreement:'"notwithstanding'^; * . the Government.of thepUnited States of America may stipulate "the, --p: degreeAtO-which-any of the"; atomic information made available' byA .' . it to the North Atlantic Treaty Organization or member'states'• 7-' may be disseminated, may specify the categories of persons who may have access to such information, and may impose such other restrictions on the dissemination of information as it deems necessary.. " '"..""'. '•-/•'• ' Y-. �NATO SECRET AC7gT8^Wg72 -6- x <y- ARTICLE VII /la A Party receiving atomic information under this Agreement shall use it for the purposes specified herein only. Any inventions or discoveries resulting from posession of such information.on the part of a recipient Party or persons under its jurisdiction shall be made available to the Government of the United States of America for defence purposes without charge in accordance, with such arrangements-as may be agreed and shall ' be safeguarded in accordance with the provisions of. Article IV of this Agreement^ 2. The application or use of any information communicated under.this Agreement shall be the responsibility of the Party receiving it; the Party communicating the information does not provide any indemnity or warranty with respect to its application or use. AE.TICLE VIII . •' ' ^Sothing in this Agreement, shall be considered to supersede or otherwise affect bilateral agreements between Parties to this Agreement providing for co-operation in the exchange of atomic information^ ARTICLE IX For the purposes of this Agreement: (a) "Atomic weapon" means any device utilising atomic energy, exclusive of the means for transporting or propelling the device (where such means is a separable and divisible part of the device), the principal purpose of which is for use as, or for development of, a weapon, a weapon prototype, or a weapon test device, (b) "Atomic information" to be provided by the Government of the United States of America under this Agreement means., information which is designated "Restricted Lata" or "Formerly. Restricted Data" by the Government of the United States of America. ARTICLE X ' 1. This Agreement shall enter into force upon receipt by the Government of the United States of America of notification from all Parties to the North Atlantic Treaty that they are willing to be bound by the terms of the Agreement. NATO SECRET -6- �'i -7- . .... NATO SECRET;.,, AC7228^WP72 ' /2e If -any other state becomes a Party to the North Atlantic Treaty no information made available to the North •••-.• Atlantic Treaty Organization under this Agreement will be provided to any- person who is a national of, or who is employed by, the new Party, to the North Atlantic Treaty until the new Party has notified the Government of the United States of America that'it is willing to ber bound by the terms of this Agreement, and upon :S ; such notification, this Agre*ement^il$ sn't er into Afore e for the-' > ; new Party,,/7" 3* The Government of the United States of America will inform //the North Atlantic Treaty Organization and all Parties to the North Atlantic TreatyJ/ of each notification and of the entry into force of this Agreement. •. * 4. This Agreement shall remain in force until terminated by unanimous agreement or superseded by another agreement, it ' being understood, however, that termination of this Agreement as a whole shall not release any Party from the-requirements of, this •", Agreement to safeguard information made available pursuant to it. 1 - . - • . • • • : •- • . : ••••:: . :.. p-A.pi :/Y-\y ARTIOLEJO " - ;_••;'•• .'•" Notwithstanding the provisions of Article Vl(4) of the Agreement between the Parties to the^North Atlantic Treaty for . • A. Co-operation regarding Atomic Informationj signed in Paris on 22nd June, 1955, the present Agreement shall upon its entry into- force supersede the above-mentioned Agreement, it being understood however that information communicated under that Agreement'--. '• ^/shall be:-considered for-all purposes to have been communicated'- : under the ^provisions of this Agreement (United States tex't)/shall •'• continue to be safeguarded in accordance with the provisions;1 '" A j thereof, as If these provisions were still in-force. (United - . £ I Kingdom proposed textJ/\ ' " ; • ' j ... In witness whereof ,the undersigned Representatives have signed the ..present. Agreement on behalf - of their respective States,; members of the-North Atlantic Treaty Organization, and oh' behalf ''. of the North, Atlantic "Treaty Organization,'" • *•-.'• Done at Paris this day of 19 , in the English and French languages, both texts being equally authoritative, in a single original which shall be deposited In the archives of..the Government of the United States of America. ' -" • - - - . ' -7- . NATO SECRET » �NATO SECRET "AC/228^fP7? . -8- ^* The Government of the United States of America shall transmit certified copies thereof to all the signatory and acceding States„ For the Kingdom of Belgium: For Canada: For the Kingdom of Denmark: For France: For the Federal Republic of Germany: For the Kingdom of Greece: For Iceland: For Italy: For the Grand Duchy of Luxembourg: For the Kingdom of the Netherlands: For the Kingdom of Norway: For Portugal: For Turkey: For the United Kingdom of Great Britain and Northern Ireland: For the United States of America: NATO SECRET •*>8-» 000198 �>*; "* - 9 * :- NATO^SEORET. ANNEX" A ' l o P . "•' AC7*2?8-WP/2 ; '.. _ - TEOHNIGAL'ANNEX TO^ THE AGREEMENT, BETWEEN THE ; PARTIES .TO^HE, NOR^H ^ATL/tf TIC 'TREATY; FOIl COOPERATION .-• . ' ~~~*~ '"'" ^REGARDING ATfflpC~INFORIlATION^ ' ~•.-.,. ,/The provisions of this Annex implement certain of the . provisions of the Agreement**^:^?%i^#^Ea^irp,n Regarding Atomic Information signed at Paris on «•»••„ (hereinafter referred to as the Agreement)' of which this Annex forms an integral.partT/ SECTION I 7 Subject to the terms and conditions of the Agreement, the types of atomic information which the Government of.the PA . United States of America may make available to the North Atlantic Treaty Organization and its member states are:' A, As may 'be necessary for mutual defence, planning, < • - • training, and logistical requirements, information concerning the numbers,- .locations, types, yields.,- arming,, safing,-. command ... and control, and fuzing of those atomic weapons which can be/made available for use by or in support of the North Atlantic, Treaty Organization, a . p ••• ••' -. ""'.'••• . "a B, Effects to be expected or resulting froiri'.'.'theP.'.P.'P-: .AY'.'-.. •',.'.'; detonation-of atomic weapons. A p- "••• ..PP 7ssi C, Response of structures, equipment, communications' arid' personnel to the effects of atomic weapons, including damage or casualty- criteria. - '-"". ' '" . D, . Methods' and procedures for analyses ...relating ,to ithe a-,.-. effects of atomic weapons,. P "".".' \." 17 '.].'• E» Information on the capabilities of potential enemy, nations for atomic warfare, F*. Information on atomic weapons and atomic weapons systems required for attainment of delivery capability with specified atomic weapons which can be made available for use by or in support'of the North Atlantic Treaty Organization, including information required for evaluation of atomic weapons systems to determine NATO requirements and- strategy.G. Information regarding delivery systems, including . -..tactics and techniques and duties of maintenance, assembly, delivery and launch crews required for attainment of delivery '.. capability v/ith specified atomic weapons. -9» ^ NATO SECRET �NATO SECRET -10- "A¥NEX A to 1W22&-W72 H. To the extent that they will influence NATO planning, the results to be expected from the strategic air offensive* IA Information required for attainment of compatibility of specified atomic weapons with specified delivery vehicles, J. " Safety features ^JWsp.e&ifi*ed«.atomic weapons and of the operational systems associated with such weapons and information necessary-and appropriate for salvage.and recovery operations incident to a weapons accident. K. Information required in planning for and training'of personnel in the employment of and defence against atomic weapons and including information concerning: L. attacks. l.P Military uses of isotopes for medical purposes.- 2. Defence against radiological warfare. Information regarding civil defence against atomic M. Other information as may be determined by appropriate United.States Authorities to be necessary for support of the North Atlantic Treaty Organization and transferable under provisions of the Atomic Energy Act of 1954, as amended, and the Agreement. SECTION II . No information on other military applications of atomic energy, military reactors, or naval nuclear propulsion plants, will be communicated under the Agreement. For the Kingdom of Belgium: • •'" For Canada: For the Kingdom of Denmark: For France: For the Federal Republic of Germany: For the Kingdom of Greece: For Iceland: For Italy: For the Grand Duchy of Luxembourg: NATO SECRET -10- �-11- NAT0_ SECRET ANIPEj^A_rp~ AC7228-WPy72 For- t h e Kingdom of t h e N e t h e r l a n d s : For t h e Kingdom of Norway: For P o r t u g a l : For Turkey: For the United Kingdom of Great Britain and Northern Ireland: For the United States of- America: -11- NATO SECRET 000201 �-13- NATO CONFIDENTIAL M i x . i to' AC?228~WP72 SEGURITY ANNEXJTOJIHE^ AGREEMENT BETWEEN THE PARTIEpt) TH^^NORTTTTMf^Tg"'TREATY'. FOR CO-OPERATION REGARDING ATOMIC INFORaPATION " This Annex sets forth the security measures which the North Atlantic Treaty 0rganl^§;1jK'K**andte^&,e-*-member states shall apply to safeguard atomic information made available by the Government of the United States of America to the North Atlantic Treaty Organization and its member states pursuant to the Agreement for Co-operation Regarding Atomic Information signed at Paris on •*•«.,,..**»(referred to hereinafter as "the Agreement") of which this Annex is an integral part. In the event, a member of the North Atlantic Treaty Organization other than the Government of the United States of America makes atomic Information available pursuant to Article II of the Agreement, such information shall be safeguarded by security measures no less restrictive than those set forth in this Annex. SECTION I GENERAL A* NATO-security regulations, no less restrictive than those which are presently set forth in C-M(55)15(Einal) and the Confidential Supplement of 1st January, 1961, thereto, as well as the security measures specified in this Annex, shall be applied by NATO military and civilian elements and by member states . to atomic information communicated pursuant to the Agreement, B, The Security programme as implemented by all NATO military --and civilian elements and by member states receiving atomic information pursuant to the Agreement shall provide fully for carrying out the security requirements laid down in this Annex. C, The Secretary General, acting in the name of the North Atlantic Council and under its authority, shall be responsible for supervising the application of the NATO Security programme for the protection of atomic information under the Agreement. He will ascertain by means of the procedures set forth in Section X-of this Annex that all measures required by the NATO Security programme are taken In NATO civil and military elements and national civil and military elements to protect the information exchanged under the Agreement. Da No individual shall be entitled to access to atomic information solely by virtue of rank, appointment, or security clearance.. -13- NATO CONFIDENTIAL • <• �NATO CONFJpENTIAL ' U N E X B_t o AC}^28-WP/2 -14- . E. Access to atomic information made available to the North Atlantic Treaty Organization shall be limited to -p.. nationals of states, members of the North Atlantic Treaty Organization who have been greated security clearances in accordance with Section II of this Annex and whose responsibilities require access to.the information, F, Access to atomic information made available to a;Member state pursuant to the Agreement shall be limited to its nationals who have been granted security clearances in accordance . with Section II of this Annex and whose duties require access in order that the member state can fulfill its responsibilities and commitments to the North Atlantic Treaty Organization,SECTION II • -A A - ..; PERSONNEL SECURITY A, No individual shall be granted a security clearance for access to atomic information unless it is determined that such clearance will not endanger the security of the Forth Atlantic Treaty Organization or the national security of ' •'" ' the member states of the North Atlantic Treaty Organization. B. Prior to affording access to atomic information, the determination of eligibility (decision to grant security clearance) for each individual to be afforded such access -shall be made by a responsible authoritiy of the government of the individual concerned, -: C» The decision as to whether the granting of a security clearance is clearly consistent with the interests of security shall be a determination based on all available information. Prior to this determination, an investigation shall be conducted by a responsible government authority and the information ' developed shall be reviewed in the light of the principal types of derogatory information which create a question as to an • individual?s eligibility fbr security clearance, as these are set forth in Section III of the Confidential Supplement of- • 1st January, 1961, to C-M(55)15(Final). D. The minimum scope and extent of the investigation shall be in accordance with the standards set out in Section II of the Confidential Supplement to C-M(55)l5(Final), except that a background investigation shall be required for clearance for access to atomic information classified Secret for individuals other than members of the armed forces or civilian personnel of the military establishments of the member states. �'-15- • MO^ONFIDENTIAl. . A M E X 'B_to . • • " ' AC7228^WP72 . " E.- Each establishment handling.atomic information'shall maintain-an appropriate record of the clearance of Individuals, authorised to have access to such:information at that establishment, Each clearance shall be reviewed, as the occasion demands, to insure that it conforms with the current standards applica/ble to the individual's employment..,?ancUshall .be re-examined as a matter of priority when informa.Vi6n"Is"re'Jce'ived which indicates that continued employment involving access to atomic information may no longer be consistent with the Interests of security, F. Effective liaison shall;.be maintained in each state between the- national .agencies responsible for national security and the -authority responsible "for-.making clearance determinations to assure prompt notification of information with derogatory implications developed subsequent to the grant of security clearance, ' SECTIONIII .'-..-• PHYSICAL.SECURITY : A.. Atomic information shall be protected physically against espionage, sabotage, unauthorised access o.r any other hostile activity.: Such protection shall be commensurate with the importance of the security interest involved. ... , B, Programmes for physical security pf atomic information; shall be established so as to assures 10 Proper protection of atomic information on hand for immediate use, in storage or in transite •2*'. The establishment of security areas, with. . controlled access, when deemed necessary ... ... by reason of the sensitivity, character, - volume and. use of the classified atomic' ',-"'• Information, and the .character and location • of the building or buildings involved, . : 3» "• ... .. . A system of controlled access which shall embody procedures for a competent, authority to authorise, access, accurate methods of. : personnel identification and accounta„bility for identification media; and a means of enforcing limitations on movement within, and access to, security areas, ••. . C, The provisions of paragraph B above will be in addition to the procedures set forth in Section IV of C~M(55)15(Einal). �**s% 3\TAT0 CONFIDENTIAL -16- ANNET"|_P.o ' A0722'6~-WP72 SECTION^IV CONTROL OF ATOMIC INFORMATION A, Information control programmes shall be maintained which will have for their basic purposes:-.— ^ 1, Control of access. 2. Ready accountability commensurate with the degree of sensitivity. 5. Destruction when no longer needed, B. Security classifications applied by the Government of the United States of America to atomic information communicated under the Agreement shall be observed at all times; regrading or declassification may be done only v/ith the approval of the Government of the United States of America. C Documents containing United States atomic information communicated under the Agreement shall bear NATO markings and a security classification equivalent to that assigned by the Government of the United States of America, followed by the word . 6 ,..,(1). In addition, the following marking shall be entered on the document in the language of the document: "This document contains United States atomic information (Restricted Data or Formerly Restricted Data) made available pursuant to the NATO Agreement for Co-operation Regarding Atomic Information signed •...,. •«(date) ....... and will be safeguarded accordingly." D. Accountability records shall be maintained for all Top Secret and Secret documents, and for all documents on which special limitations have been placed in accordance with Article V of the Agreement. These records shall show the identity of all recipients of documents on which special limitations have been placed /and shall note the use made of information contained therein!/ (l) New code word to be agreed NAT0 . CONFIDENTIAL -16000205 �-17- f NATO CONFIDENTIAL ANNEX B to : ~" . AC/228-.WP/2: . a , E. Reproductions, including extracts and translations, of documents containing United States atomic information bearing the markings specified in paragraph 0 above.may be made under the following rules: - /le •Documents classified rSecret and Top Secret *•:• ~ may be''reproduced only .with the prior •... .approval of the Government of the. United- States; of ^America. ^^aMF^^tfiffiffeffts^ shall bear a . ,': suitable notation to this effect.- In .-. emergencies when prior approval'cannot be obtained in time, this rule" may be waived,- but • the Government of the United States of America shall be so informed by.the most expeditious means 77 ,;-. 2. :Documents 'classified Confidential may be reproduced only as necessary to meet current •requirements.. 3* Reproductions, including extracts and trans-^P . .:-:.:; lations, shall bear all security markings *""' • A A' '(including the marking described in paragraph C) - found^.on-the original document and shall :be. ,-....-,placed under the accountability controls -..••-•-... ....-• .-•.;.--".'-'•. ..applied to- the..original document, ..-Where'. '7 s ,•••-; AAAA: -. .-- paragraphs bear'separate classifications,-the' •>• .security classification of documents .containing A-,,. extracted atomic information shall bear the -A. .classification of the paragraph'with-the / •..-,:• :• highest classification-from which, extracts, were P. taken and where appropriate the marking- ' • AA'.:,'Specified, in paragraph'C. Accountability controls . AA.A . for-., extracted atomic information shall be as>. provided in paragraph D of this, section, ...'.. > •' -Further, such .special limitations as may have '--. -" • been, placed aon the original, document shall apply .:. P.'p. •/•• ..A; to,documents;containing the extracts. .A. .,. •F.- .Documents, prepared to record atomic information a; .- .-• -.received under the Agreement 'by oral or visual means shall ; bear the markings'specified-in: paragraph 0 above and shall b.e ;••• • subject to the rules for accountability and control applicable to the level of classification involved. -17- NATO CONFIDENTIAL �NATO CONFIDENTIAL AC7228-WP72 ' -18. . * . SECTION V CHANNELS OF TRANSMISSION ..-•••• Communications by the Government of the United States of America of atomic Information under the Agreement, including oral and visual communication, shall be through channels now existing or as may be hereafter agreed. To assist the Secretary General in the^dls'c-harge^of'-his security responsibilities under paragraph C of Section I of the present Annex, the Government of the United States of America shall provide the Secretary General with sufficient information to identify each written communication of atomic information by the Government of the United States of America and each communication authorised by the Government of the United Statea of America under the Agreement„ This information will also be sent to the Standing Group for all communications made to military, elements. SECTION VI RE,PORTS_' . A. Each member state and NATO military and civilian element which, receives United States atomic information under the Agreement shall submit by 31st March of each year, utilising channels now existing or as may be hereafter agreed, through the Secretary General to the Government of the United States of America a report containing the following: 1, A list of all atomic documents received from the Government of the United States of America during the twelve months ending 31st December of the previous year, 2, A record of-the distribution ^and use7 of the documents listed in paragraph 1 above, and 3, A certification that a physical muster has been made of all atomic documents for which.the member states or NAlO military or civilian element is accountable under the Agreement. The certification shall include a list of all documents unaccounted for, with a statement of the results of the investigation of the loss and the corrective action taken to prevent a recurrence. B, If United States atomic information .communicated under the Agreement is ..compromised by loss of documents or any other means, an immediate report including all pertinent information concerning the compromise shall be made, utilising channels now existing or as may be hereafter agreed, to the Secretary General and the Government of the United States of America. NATO .CONFIDENTIAL -18. 000207 �-19- ••'• NATO . CONFIDENTIAL ANNEX PTjTo ""'•••• - • AC722"8-WP/2 ^CTIONjra SECjmTYJDWATlON • . • ."..., ... A-/."'". .. . •''• ..- Member-states-and. NATO military and civilian elements receiving information under the Agreement shall maintain an., •adequate programme : to.aassui^^tttair^al^I^lndlviduals who are ' authorised access to"atomic information are informed of their responsibilities'to safeguard that information, .The programme , shall include a specific initial indoctrination and orientation, periodic re-emphasis of individual responsibilities and a termination interview stressing the continuing responsibilities for protection'-.-of .atomic information, ...' ' '".-• ' , •_:' A. ,p . ...' ••"• -'--r''''• •"" ..y, ' . "• SECTION VIII A ./.AA , •".' " SECURITY OF CLASSIFIED_,CONTRii_CTjS .' Every classified contract, sub-contract, consultant:... agreement or other arrangement, entered into by Parties to tlie-- pAgreement, the performance of which involves access.to atomic". 7. P.7 information exchanged under the Agreement, ..shall ,co.n.tai?1 ••-•-•••..-•. ..YiY appropriate provisions imposing- obligations on'- the private '•' partiesinyolved to abide by the security arrangements 'set, ;forth' in this-. Annex., r'..''.P.- ', • •'••• - .•']•••' •••".-. '.-."• .:-•"' SECTION IX CONTINUING; "REVIjWjDF .SEOURITY_SYSTEM : ".:'-'• 'Y'l •: 33'~.7." Z •'" " - ' '' . /-7 P, ' .', AP A. pit is recognised that effective and prompt • ""•'.;•" implementation of security policies ca.n be materially advanced . '. . through 'reciprocal "visits of security personnel. It is agreed •- ,< '• to continue a thorough- exchange of". views' relative'"to" security A". I. policies,'standards and procedures ..and to permit United States.,' security working groups to-examine-and view at first hand'the procedures .and practices of the agencies of theP North " .. ,".'_-' Atlantic.Treaty Organization;and of the agencies of'member states responsible for -.the- protection of documents'and information communicated under .the Agreement, such visits to be undertaken with a view: to' achieving an understanding of adequacy and' 77' reasonable comparability of ..the respective security systems. .. 'B. •" 'The Secretary General, and the Standing Group ; in the case of visits to military elements, will .be 'info.rmed'.- "'.'.. of these visits and reports setting forth pertinent findings"• \"\ of the United States working groups will be furnished to them following each visit. All visits to national elements will be" carried out in co-operation with the national security authorities of the states concerned. -19- '" NATO': CONFIDENTIAL 000208 �FATO CONFIDENTIAL ANNEX B~to -20-.. Z0/228^WP72 SECTION X P5CURITY INSPECTIONS A, Comprehensive security inspection of all NATO military and civilian elements and member nations which have received atomic information under th'e'1^gr^^m^nt*ishall be made regularly, but not less often than once every twelve months, in accordance with the criteria set forth in Section I, paragraph A of this Annex. These inspections shall be made by the NATO , agencies having responsibility for the application of the NATO Security programme, using qualified personnel. The Council may, as it considers necessary or desirable, direct special inspections to be made and designate ad hoc inspection teams composed of personnel from NATO civilian and military agencies or other qualified personnel.'"'" Visits" to military and civilian elements of member states will be co-ordinated with tne appropriate national authoritiesi B, All phases of the Security programme shall be examined . and within thirty days after the completion of the inspection, a written report that shall include a list of any deficiencies found in the application of the security regulations will be sent to the-Secretary General. C, Copies of these inspection reports shall be' made available by the Secretary General to the United States pursuant to the Agreement and, consistent with other provisions thereof and as may be appropriate, to the installation inspected, the. national security authority concerned, and the military headquarters, D, Within thirty days after receipt of the inspection report, the appropriate authorities of the NATO or national element inspected shall forward to the Secretary General a report of action taken to correct all deficiencies listed in the inspection report. After reviewing the inspection reports and the reports of corrective action taken, the Secretary General, acting on behalf of the Council, shall, as appropriate, draw the attention of the national authorities, the Standing Group or the civilian element concerned to whatever further action may be required to meet NATO security criteria and the provisions of this Agreement. Copies of the reports of corrective action as- well as copies of any comments forthcoming from the Secretary General in accordance with this'paragraph shall be distributed in the same manner as provided in paragraph C of this Section for the inspection reports,- NATO CONFIDENTIAL -20- �21- " ' NATO CONFIDENTIAL/?7 -3 ANNEX B~to ' " AC7228-WP72 E. In the event that a problem regarding corrective action arising from a security inspection remains unresolved after the application of procedures set forth in paragraph D of this Annex, the Secretary General shall bring the matter to the attention of the Council.with a recommendation that an ad hoc inspection team be designated to investigate the problem and report to the Council, which will .thereupon take appropriate action. For the Kingdom of Belgium: For Canada..: . > For the Kingdom of Denmark: For France.: •-•'• • For the Federal Republic of Germany: For the Kingdom of Greece: For Iceland: For Italy: For the Grand Duchy of Luxembourg: For the. Kingdom'of the Netherlands: -••'; For the Kingdom of Norway: . ' - ' . ' For Portugal": -p ••'- For Turkey: For the.United Kingdom of Great Britain and Northern Ireland: For the United States of .America':'' <;• •'"' ' - • ' -"*•-' NATO C0NFIDENTIAL " '•'*•. - 000210 � Dublin Core The Dublin Core metadata element set is common to all Omeka records, including items, files, and collections. For more information see, http://dublincore.org/documents/dces/. Identifier An unambiguous reference to the resource within a given context CDNW04974 Title A name given to the resource NATO Document AC/228-WP/2 Date A point or period of time associated with an event in the lifecycle of the resource 23-Apr-64 Source A related resource from which the described resource is derived NATO Agreement for Cooperation Regarding Atomic Information, RG24-B-1, vol. 21471, CSC 2108-1-AC-228, Library and Archives Canada (LAC). Creator An entity primarily responsible for making the resource Department of National Defence Rights Information about rights held in and over the resource Canadian Crown Subject The topic of the resource NATO, nuclear weapons Description An account of the resource Note by the Chairman Publisher An entity responsible for making the resource available Canada Declassified Type The nature or genre of the resource Text Format The file format, physical medium, or dimensions of the resource PDF Language A language of the resource en