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                  <text>C-M( 63)63
QUOTE N O . . . "

MEMORANDUM

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NATO SECRET
.DOCUMENT

OFFICE OF THE JUDGE ADVOCATE G E N E I ^ V ^ ~
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Executive Secretary of the Joint
Special Weapons Policy Committee
Draft Agreement Between NATO Members
for Cooperation Regarding Atomic Information
In your memorandum CSC 2108-1 ID 15 (JSUPC) dated
1 Aug 63 you have asked me to compare the m/n draft Agreement
with the present Agreement on this subject signed in 1955 and to
comment on the draft. You have also asked whether a DND legal
representative should be on the working group referred to in
Mr. D. U. Stikker's note of 22 Jul 63.
2
In so far as the last point is concerned, I do not
think DND legal representation is necessary. The Agreement is
essentially a technical one and while it imposes certain obliga- .
tions on Canada, these are more or less in the field of security.
3
The draft Agreement in form is essentially the same
as -the 1955 Agreement except there has been added to it a second
annex described as a "Security Annex",
U
Unlike the 1955 Agreement which was limited to the
provision of information to NATO, the present Agreement contents lates
provision of information to member states as well as to NATO. This
of course, has necessitated certain changes and additions to -the
1955 Agreement,
5
With the exception of certain security and procedural
provisions the changes have mere technical or.operational significance than legal. Those changes having legal connotations will be
discussed in that light.
6
Article II of the draft which is essentially Article
I of the 1955 Agreement and which provides the basis upon which
information will be given has been amended by the addition of the
words, "and other military applications of atomic energy" at the
end of each clause and the addition of a new clause "d" concerning
the development of delivery systems. The effect of these changes
is to broaden the basis upon which the US Government will divulge
atomic information.
7
Article II of the 1955 Agreement contained restrictions
on the dissemination by a recipient of information obtained under the
Agreement. These provisions are carried forward into Articles IV and
V of the draft. It will be noted that information received by member
States from NATO can only be given to persons where there is what
amounts to a "need to know requirement". Information so received
or otherwise under the Agreement cannot be transferred to unauthorized
persons or persons beyond the jurisdiction of the recipient member
nation. Information can be transmitted to NATO but not to other
member States except with the authority of the US.
8
The obligation of reporting as contained in paragraph 2
of Article IV of the 1955 Agreement is now contained in Section VI of
the Security Annex where it is described in somewhat greater detail.
. . . ,/2

�NATO SECRET
DOCUMENT

9
Article VI of the draft contains a new provision which
purports to protect the State providing information under the Agreement, Under this article the recipient State takes and uses the
information at its own risk. The article is included as article V
of the Canadian - US bilateral agreement on Co-operation on the Uses
of Atomic Energy for Mutual Defence Purposes.
10
Article VII of the draft provides for the communication
of information by other member States and reads in part, "Parallelling
the undertakings of the United States of America . . . . to the extent
they deem necessary will communicate. . . . ". Apparently this is an
endeavour on the part of the US to ensure that other member states
having an atomic weapons development program will also make information available.
11
Article IX(3) of the draft provides for the termination
of the Agreement. The formula adopted in the 1955 Agreement was to
make the Agreement's term coincide with that of the North Atlantic
Treaty. The present draft provides for termination by mutual agreementjOrPbylthe Agreement being superseded. Notwithstanding termination, however, parties remain under an obligation to safeguard
information obtained pursuant to the Agreement.
12
No provision is made in the present draft for the accession
of a new State to NATO. It may be that the provisions of Article
VTI(2) as contained in the 1955 Agreement were inserted with a view
to the Federal Republic of Germany joining NATO and are not now considered necessary. The fact that the provision no longer exists
should not present any real difficulties should the problem arise.
13
Article X of the draft merely brings information communicated under the 1955 Agreement within the scope of the draft
Agreement.
14
In the Technical Annex which was called the Secret Annex
to the 1955 Agreement an item included in the earlier Agreement has
not been brought forward. This is Item 2 (Interchangeability of
Nuclear Components), Item 7 (Intelligence - Soviet Capabilities)
of the 1955 Agreement would now appear to be covered by Item E of
the Technical Annex . In other respects the Technical Annex is more
comprehensive.
15
The meaning of the expression "no information on other
military applications of atomic energy . . . . " as used in Section
2 of the Technical Annex is not understood. This is particularly so
having regard to the amendments referred to above in paragraph 6
concerning Article II of the draft where the same expression is usedj
i.e., other military applications of atomic energy.
16
The Secretary General is responsible for supervision of
the NATO security programme with respect to all NATO organizations
(including units in NATO) which receive information under the Agreement. Paragraph C of Section I of the Security Annex refers. It
will also be noted that this paragraph apparently contemplates the
possibility of member States retaining responsibility for the
supervision of security-over_their own military units receiving
such information but(X can fincP'no further provision as to the
circumstances or arrangements necessary for such retention of res-

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17
Under paragraph A of Section X of the Security Annex the
y Secretary General is charged with the responsibility of having con"/gt
ducted security inspections by qualified personnel or agency designated
,
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000384'

�NATO SECRET
DOCUMENT

by him, at least once every twelve months, of all NATO military
and civilian elements and member nations which have received US
atomic information.
18
The first paragraph of Section IX concerning the right
of US security working groups to examine the security measures of
NATO agencies and member nations is somewhat ambiguous in that it
is not clear whether this right can be exercised prior to the
receipt of atomic information or subsequent to such receipt. However,
in the case of Canada such visits are in fact contemplated in the
bilateral agreement between Canada and the US •&lt;•*-*•
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19
- The working group (will probably be J examining) j u s t how
these various inspection and supervisory r e s p o n s i b i l i t i e s w i l l be
carried o u t ,

20
Paragraph F of Section I l i m i t s dissemination of
information t o nationals of member States on a need to know b a s i s .
This means t h a t regardless of s e c u r i t y clearances held non-national
members of a force could not be allowed access to such information.
While t h i s might r a i s e p r a c t i c a l problems, the p r i n c i p l e involved
here was recognized in paragrapti2 of A r t i c l e VI of the 1955 Agree-

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21
In addition to the foregoing i t i s noted t h a t no pro- *" v ^f L Q k«,
visions have been included respecting protection of patent r i g h t s .
77 ~"
While c e r t a i n provisions are contained in the NATO Security Agreement u
e
C - M(55)15(Final) referred t o in para A of Section I of the Security
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Annex, t h i s aspect of the matter should be reviewed by the Patents
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Section, ADM/Requireraents.
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22
Material forwarded with your memorandum under reply i s
returned herewith.

/

JPW/Ef
2 2201

( W / j . Laws on) Brigadier
Judge Advocate General

000386

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