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�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 3 atomic weapons, without which the Free World would be at a
disastrous disadvantage in the face of Communist superiority
in conventional weapons. And the fear provides aa opportunity
for the Soviets to use Western European cities, and later
American cities, as hostages with which to attempt political
blackmail. Furthermore, Massive Deterrence now places a
virtually impossible air and civil defense burden on the West,
a tacit understanding of which is reflected in public apathy
and resignation toward the problem.
Reliance on the deterrent effect of total war provides no
deterrence to Communist aggression by "nibble", using their,
superiority in conventional arms, or frequently merely the
threat of massed armies coupled with active measures of
aggressive subversion, coup d'etat, and supported rebellion.
To save Korea or Formosa or Indo-China, or perhaps even a nonvital NATO area, the West will simply not bomb Moscow, particularly as it now assures destruction of London, Paris, and
New York. Moreover, as Dien Bien Phu shows, by depending
primarily on the threat of mass destruction, we have frightened ourselves from taking adequate action to repel local .
aggression out of fear of general destruction if war spreads.
A defense strategy relying on massive destruction rather
than on military battle risks a situation where we might
commit genocide and suicide in case of provocation by a lesser
violence. By threatening more force than necessary, it rests
on neither civilized nor moral nor practical principles.
Most relevant to the problem of Big 4 talks is perhaps
that reliance on the threat of total war for defense creates
an ever-increasing fear of world destruction. The Soviets have
already extracted a propaganda advantage from this fear in
their "pea.ee offensives", in their provocation of Allied
dissension, and in attempts to identify themselves as champions
of peace and the West as war-mongers. They now will try for

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur Faeces a Finformation

- 4a diplomatic advantage in attempts to divide and weaken the
West through negotiations for neutrality, disengagement, and
full atomic but only partial conventional disarmament.
Their
immediate power objectives are a stalemate in "strategic" arms
and a superiority in "tactical" arms,
Soviet propaganda and diplomacy, already convincing to
Mr. Sevan, Mr. Nehru, and the large body of opinion they
represent, will be intensified during Four Power and disarmament talks.
Compelled by popular pressures to do something
to lessen the risk of world destruction, and yet committed to
uphold a defense policy which relies on the threat of massive
destruction and total war, Western negotiators will be severely
handicapped by their cross-purposes and may well give away far
more than they should and far more than they obtain in return.
Although the neutrality of Germany has apparently been ruled
out as a bargaining point, the neutrality of other noncommitted areas may be too readily bartered, thus effectively
denying tham any future protection from collective defense
action*
In negotiating disengagements, Western tactical
military strength might be weakened relatively; failure to
appreciate, the critical importance of tactical military strength1
as strategic military power approaches equality could lead to
unfortunate concessions and.careless weighing of the military
and political differences between even a partial Anglo-American
withdrawal from Europe and a Russian withdrawal from satellites
perhaps "neutralized® in government but still controlled by
the Communist Party.
.
. • •
Even if the pitfalls in neutrality and disengagement are
recognized (which increasingly seems to be the case in Western
capitals) there is little evidence that the pitfalls in the
disarmament proposals have been surveyed, other than the weak
control provisions.
For the disarmament stages now being
discussed are inadequate for the protection of the West, a
point that will be returned toxin later .paragraphs.
.. i :&gt;.?. .. -vi-•• &gt;x r,... t .. • ;;c..'-..a aeat^j'ction, &lt;*.'ki 731 civ. •' ;.-ca " •

Lu.dl» essence, the main issue-jb.o^he}Tapproac,he.4."i.i^ tne,.Four Power
t a l k s i s arreduction^infcworld r ^ d j ^ p ^ ^ i s e ^ i ^ a ^ ^ l y othe : ^ai?ioi
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*Lao*'e t?'.m tvj -/ ^ r i t i and far more than they obtain In return,
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..•..-•• ; .;..&lt;: (5*,3%i^ *\as a-OT;xreutly tv^-L
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000715

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur Faeces a I'information

. '

- 5-

in.Europe is hardly negotiable in the present political
context. Thus, the Four Powers must seek an approach to
limitation in warfare. The Soviets have very clear ideas
how they would limit warfare - neutrality, disengagement,
atomic disarmament, and partial conventional disarmament,
all constructed to improve their relative tactical power
position. But the West has no clear idea how it would limit
warfare. In this context where the Soviets know what they
want and the West does not, the negotiations can hardly
advance the purposes of the West, More likely, they will
get nowhere, each side trying to attach blame for no desire
results on the other. But if the West can propose no alternative to Massive Deterrence, the Soviets will at least be
successful in casting the Western Powers in the role of
obstructionists to peace as regards diminution of world fears
of nuclear destruction.
THE ALTERNATIVE OF GRADUATE!) DETERRENCE
Is there an alternative strategy for the West which
provides adequately for the defense of the Free World and
which does not rely primarily on the threat of mass destruction and total war? Increasing evidence and debate point
toward the very considerable promise in a defense policy
based on Graduated Deterrence, sometimes called measured
deterrence. By Graduated Deterrence is meant reliance on a
series of graded threats of counter-actions and retaliations,
each designed to deter a particular type of aggression,-instead
of primary reliance on.the threat of total destruction to deter
all warfare - Such a scale of deterrents would involve some
limitations on the type of weapons used,
but mostly
limitations on the targets attacked. It would involve a
distinction between cities and military targets. The ultimate
threat of mass destruction of Soviet cities would be reserved
to counter the ultimate aggression of mass attacks on Free
World cities and populations.

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�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 7 2. The reaction must be undoubted. The threat to deter
each type of aggression must be based on real strength,
and there must be a strong will to act in accordance
with the threat, if necessary to repel an attempted
aggression. Thus to deter, a deterrent must be designed
to permit prompt and unwavering execution by the Free
World. Massive Deterrence, for example, presents no
useable strength against local aggression and is a bluff
already called to our embarrassment.
3-

The extent of Free World counter-action to each category
of aggression must be well debated and accepted beforehand In the democracies. The speed and violence of
modern war do not permit rational debate on limitation
after a conflict has started. To prevent war becoming
"hyperbolic, limitations must be thrashed out and
accepted before" the passiohs and pace cs^ the conflict
take over. Also, a potential aggressor-must have sure
knowledge of his probability of loss; It is not desirable to keep him guessing, % s he may guess wrong and
underestimate the consequences of his aggression. (This
is not to say that .the means and techniques of military
counter-action need be revealed, otp.y the consequences).

4* Aggressors must not be confronted wi,th terms of unconditional surrender in case of war. Cease-fire terms
containing face-saving features must.be the essence of •
moderation and presented as the carrot held out with the
stick of continued war. Broadlyv terms should be restricted to free election and disarmameht matters» and
penalties confined mostly to destruction of military
forces as occurring during the war*
Certain cherished military notions of the West, as developed
in this century of total war* must be abandoned«
1, The .enemy's will to resist - a favorite target of naval,
and air pcwer enthusiasts and of formerly water-Isolated Powers

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur Faeces a I'information

- 8such as the U.S. and Britain - must be excluded from target
systems in limited warfare and included only in the ultimate
deterrent against mass destruction. It is necessary to
recall that with modern weapons, terror bombing to destroy
the communist will to resist is tantamount to genocide and
is increasingly an invitation to mutual suicide.
2. Modern weapons mean that just as the world's N° 1 Continental Power (Russia) can achieve virtual equality by saturation
in strategic warfare vis-a-vis Anglo-American air-naval
supremacy, so can Free World land power, using tactical
atomic weapons, achieve equality at least in defence
against Soviet-Chinese armies. Containment in the military
sense must be pursued, and this means Free World land power
must exist on the Free Continent of Asia under bilateral
and collective security pacts.
3. The notion that the object of war is total victory must
give way to the concept that the object of war is more
workable peace; there can still be victory in specific
battles, but the idea of victory in modern war is nonsense.
4. The plea of the military never to have their hands tied
must not be unreservedly accepted. The very idea of limitation in war is restraint of the military, primarily as
regards their objectives, and sometimes their means. The
idea never to permit the enemy sanctuary must be abandoned?
sanctuary in the long run is two sided and thus a useful
approach to limitation. Who would not exchange a Detroit
or a Coventry for a Kiev?
5. The mobilization base for a very long war - vast raw
material stockpiles, standby war industry, and conscript
man-power reserves - is unnecessary and costly. In nuclear
times, the decisive air battles will be fought in the early
weeks, what is required thereafter is sufficient resources
to show that we can if necessary continue the fight more
intensely than the aggressor for months, but not years, and
this requires stocks of military supplies more than

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

mobilization potential. The issue will be decided with
military forces in being at the outset; although some
mobilization might be possible in a period of tension
before war, post-D-Day mobilization can contribute essentially no military forces to the decisive actions.
Furthermore limitation in fast-moving modern warfare
requires that early battle victories be quickly exploited
for peace with pre-announced, moderate terms. After the
short decisive phase is over, massed counter-offensives
to teach the enemy a lesson may be emotionally satisfying
to a wronged, indignant, and self-righteous people, but
it is not the civilized approach of limitation in warfare.
To avoid total war means to avoid total ends (i.e. total
victory). After the decisive weeks of battle, a peace
of reconciliation must be promptly negotiated using the
carrot and stick technique already mentioned.
ADVANTAGES OF GRADUATED DETERRENCE
In an article of this length there is no space for an
analytical comparison of the political, economic, military,
and moral aspects in a strategy of Graduated Deterrence as
compared with Massive Deterrence or Non-Atomic Deterrence (no
atomic weapons used unless used by the aggressor). This has
been done in previous studies, by the author and others, and
the conclusion has been drawn that Graduated Deterrence now
offers impressive advantages«
In
1.
2.
3.

summary, Western strategy must be designed:
To deter minor and major armed aggressions and total war.
In case minor or major war, to limit its spread.
In case of minor or major war, to limit attacks to military
forces and avoid the maiming of future generations and
the destruction of civilization as represented by cities.
4. To reduce the fear of world destruction.
Massive Deterrence meets only one third of the first requirement (it does deter total war) and none of the others. Non-

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur Faeces a I'information

- 10 Atomic Deterrence meets the fourth requirement, part of the
third, but neither of the others. Graduated Deterrence meets
all requirements.
Against minor aggression, our deterrent would be increased
by our ability to use atomic and perhaps chemical weapons
tactically and locally, when absolutely necessary. We would,
in effect, at last have deterrents between the extremes of
local "conventional" retaliation and "massive" retaliation.
There would therefore be less scope for misunderstanding between the two extremes, and our deterrents would be more convincing because so clearly dissociated from attacks on cities.
A real deterrent to local aggression by massed armies makes
it less likely that a series of Communist successes would force
action upon us leading to general war. And whereas no direct
answer to .subversion, coup d'etat, and supported rebellion, it
makes these instruments of aggression less effective by checking the threat of armed attack and thus encouraging the victim
to resist non-military aggression. Without diminishing the
deterrent to general war, Graduated Deterrence achieves these
gains, while simultaneously reducing the' fear of total war
and the temptation, for the Soviets to "Pearl Harbour" us.
Of the objections to Graduated Deterrence, most are due to
misunderstanding and adherence to old doctrines. Some, objections, such as apprehensions about the tactical strength of the
West, can be overcome.; The remaining objections are considerably less, on balance, than the objections to Massive Deterrence and Non-Atomic "Deterrence.
THE ADOPTION OF GRADUATED DETERRENCE
Should Graduated Deterrence as a defense policy contributing
to enforcement of world peace be announced or negotiated? The
U.S., or better the Western Powers together, can approach the
matter in three phases - announcement of principles, declaration
of promises, and negotiation of conventions.
The United States could immediately and unilaterally announce

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

-

11 -

their aim of future reliance on the broad principles of
Graduated Deterrence. Some of its advocates, particularly in
England, believe the West does not yet have quite enough
tactical strength to make an announcement. In the U.S. there
is hesitation in certain circles not so much because of our
tactical striking power but because of our supposed poor
ability to reconnoitre tactical targets and because of tragic
inattention to the problem of the vulnerability of our poorly
dispersed military bases and logistic systems. But it is not
really requisite to have "enough tactical strength" to announce
broad adoption of the principles of Graduated Deterrence, as
contrasted to announcing promises. We never will build a great
superiority in tactical strength until policy demands it. And
as Bernard Brodie points out, a great danger today is that we
will build so much of our force structure rigidly from weapons
only capable of intercontinental wars of mass destruction, that
if war comes we should be incapable of effectively fighting any
other kind of war, even if we want to. As Indo-China, Korea,
and now Formosa demonstrate, when limited aggression occurs or
is threatened, we do in fact reply in a limited way. Thus,
should we not prepare in advance for limited reactions, and
thus construct the limited deterrents we need? The political
needs of the hour require political action now. Soviet
initiative makes it mandatory that the V/est clarify its own ideas
regarding limitation.
Military measures, to meet the political objectives of
applying the minimum force necessary to repel and therefore
deter aggression, can be limited in various ways:
1. By the weapons used - conventional, chemical, bacteriological, atomic, or hydrogen.
2.. By the type of target attacked - surface forces deployed
in the battle zone, military and naval surface forces
In rear areas, air bases, the military supply system,
industry, or population centers.
3. By restricting action to geographic boundaries - to

000722

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur Faeces a I'information

-

12 -

political boundaries, natural boundaries, or arbitrary
distances from the line of surface contact.
Limitations on military action can be handled publicly,
or by instructions from the civilian level in Government to •
military commanders, or by delegating discretionary authority
to the appropriate commander.
It would seem that the democracies must now publicly
approach limitation along the following lines:
1. Restriction on any use of hydrogen or bacteriological
weapons, unless the aggressor initiates their use.
2. Restriction on the use of any mass weapon against
population centers irrespective of the targets contained, unless an aggressor deliberately attacks ours,
with the exception of towns and cities in the battle
zone of land fighting not declared and proven to be
open by U.N. inspection.
There is every reason to think that the first restriction
could be publicly promised today. The second restriction means
that in the case of general war (i.e. a NATO -^Soviet conflict)
Soviet cities or targets in them would not be attacked with
weapons of mass destruction unless cities of the Free World
are first attacked, and that "strategic*1 targets (cities except)
non-"open" ones in the battle zone).are differentiated from
"tactical" targets (military forces). Even conventional bombings
might be avoided if U.N. observation could be arranged to prove
the cities contained no aerial bases, and perhaps certain other
military targets. Further detailed study is required before a
public promise could be made regarding this second restriction.
Even if the distinction between cities and military forces
should break down during war, it must be recognised that the

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O

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur Faeces a I'information

- 15 is only partial, as now proposed by the Soviets. In addition
to the virtually non-existent control provisions in the present
proposals, atomic weapons are eliminated whereas conventional
weapons are maintained at levels in which the West can have
little confidence that aggression can be deterred.
Three, are the proposed stages designed to minimize danger
that the Soviets, who can rearm more quietly and quickly than
the democracies, could achieve a major relative gain by breaking
the agreements after disarmament were under way? Again, retention of atomic weapons until a later stage of disarmament
could mitigate this possibility.
Four, today as contrasted with 1947, are not the technical
problems almost insurmontable of controlling burgeoning nuclear
bomb stockpiles of decreasing size and cost, even with freely
operating inspection? If so, the means of mass delivery - i.e.
military forces - must be eliminated at least simultaneouslyi.
And through world law restricted to armament matters, enforceability must be on individuals to reduce the possibility of a
nation state shielding organized circumvention of control
provisions. Further, small nations may a few, years hence come
into possession of nuclear weapons. Disarmament cannot achieve
its purposes unless "complete, universal, and enforceable on
individuals". It will be many years before such disarmament
can be organized, during which period Graduated Deterrence is
needed to enforce world peace.
Disarmament should begin with Graduated Deterrence based
on mass weapons, and this will forestall the use of armed force.
All disarmament stages must respect the principles of Graduated
Deterrence and continue with such deterrence on use until
controlled possession of arms throughout the world approaches
internal police proportions.
Life has its dangers and its opportunities, and when the
dangers are greatest, so can be the opportunities. The new
weapons, which threaten civilization itself, present the greatest

000726

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a Finformation

-

16 -

;

opportunity in the history of man to eliminate warfare as a
calculated means of achieving national ends. In rising to the
challenge, the first step is for the West to contribute to the
enforcement of world peace through organizing Graduated Deterrence. Once there is Graduated Mutual Deterrence in the
world, and not just Massive Mutual Deterrence, determined
negotiations can lead to eventual success in universal and
complete disarmament enforceable on individuals.
ELIMINATING THE FEAR OF SURPRISE ATTACK
It is commonly recognized that free inspection is essential
to control in disarmament. But to date, primary emphasis by
the West has been given to inspection of nuclear stock-piles
and factories. Little attention has been paid to inspection
of the means of mass delivery, even though the Soviets now
propose limiting inspection to airfields and other major military
and transportation installations.
But would not such partial inspection, if coupled with
aerial inspection throughout the world to locate major military
installations, represent a big and worthwhile step toward full
and free inspection? And might not the Soviets agree to aerial
inspection, as it would not interfere with their internal,
police-state system of control?
Such limited inspection would go far toward eliminating
the mutual fear of a surprise mass attack a la Pearl Harbor.
Thus it would bring a major "lessening of international tension"
and could provide a better climate for further steps toward
disarmament. And, as a matter of fact, if the Soviets did not
agree to aerial inspection, it could be done secretly by the
West, which could deliver the aerial photography and other data
obtained to the U.N. Inspection Agency, to which the West would
grant aerial inspection privileges over its own territory. The
technical means exist today for carrying out such aerial inspection at minor cost, even in the face of determined Soviet
military opposition.
But probabilities are that the Soviets would be forced

000727

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 17 to agree, as the addition of the aerial inspection feature
represents such a minor and logical addition to their present
inspection proposals. Disarmament in the sense of limitation
on the possession of weapons probably cannot rest on such
limited inspection. But elimination of the mutual fear of
surprise attack would be another tangible step in limitation
on the use of mass weapons. .
WESTERN INITIATIVE
Soviet initiative with proposals for neutrality, disengagement, and disarmament must command an imaginative response
from the West. If the Western negotiators simply hold rigidly
to previous positions, they will have failed the world. If the
Western negotiators allow the Soviets to progress with their
approach to limitation in warfare through neutrality, disengagement, and full nuclear but partial conventional disarmament,
they will weaken the relative tactical military strength of the
West, and thus actually increase the risks of eventual war.
The Western powers can find scope for initiative in the
following proposals to limit the use of weapons as a prelurie
to limitation on their possession:
1* Announce Western adherence to the principles of Graduated Mutual Deterrence until disarmament can eventually be arranged which is complete, universal and
enforceable on individuals*
2* Publicly promise to withhold any H-bomb or bacteriological attack, unless an aggressor attacks with them
first.
3* Indicate that the West is studying ways of distinguiishing between cities and armed forces» and if a distinction Can be drawn, the West will promise not to attack
cities with weapons of mass destruction, unless an
aggressor does so first*

000728

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a Finformation

- 18 4. Propose a limited inspection system comprised of
aerial inspection throughout the world, and ground
inspection at major military installations, as a
measure to eliminate the mutual fear of surprise
mass attack and as a first step toward full and
free inspection upon which disarmament can later
be based.
Richard S. Leghorn
Colonel, U.S. Air Force Reserve
Eastman Kodak Company
Rochester 4, New York.

000729

�</text>
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              <text>CDNW00156</text>
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              <text>Report, "Western Weakness in the Four Power and Disarmament Talks"</text>
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              <text>6/26/1955</text>
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              <text>Study on Canadian National Security Policy,  RG25, file 50333-40, LAC.</text>
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          <name>Creator</name>
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              <text>Department of External Affairs</text>
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              <text>Canadian Crown</text>
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              <text>Early Cold War, Canadian National Security</text>
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              <text>Canada Declassified</text>
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              <text>en</text>
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