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Document disclosed under the Access to Information A,

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TOP SECRET

July 15, 1955

The Policy Implications of the Nuclear Deterrent
The development of nuclear weapons, jet aircraft
and guided missiles have revolutionized warfare. The possession of these weapons, which have such terrible effects, and
their means of delivery by both groups of major world powers,
the Communist as well as the non-Communist, has produced a
new strategy based upon the nuclear deterrent.
2.

These revolutionary developments in weapons and

strategy call for a re-thinking of our concepts of defence.
The object of this departmental memorandum is to provide at
least a preliminary analysis of the policy implications of
these developments as a contribution to the broader reassessment of. Canadian national security and commitments which is
to be conducted on an interdepartmental basis.
3.

This analysis is divided into seven parts: the

strategy of the nuclear deterrent, NATO, continental defence,
limited or local wars, the cold war, disarmament and the
desire for a detente. The analysis is introduced by a summary
of the conclusions reached.
Conclusions
k.

The main aim of Canada and its allies, as set out

in the North Atlantic Treaty, is to preserve peace without
sacrificing any vital interests. The chief means of doing
this is by building and maintaining on a collective basis
deterrent strength, particularly the capacity to retaliate
instantly against aggression with nuclear weapons; but in view
of the Soviet nuclear capability and the devastating consequences of mutual retaliation, we cannot afford to use the
nuclear deterrent except when the interests threatened are
truly vital. (Paras. 1-12)
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- 2 Our aim should also be to seek through consultation

with the powers which possess nuclear weapons an effective
political control over the putting Into effect of any plans
and preparations for nuclear warfare.
6.

(Paras. 13-16)

The strategy of the nuclear deterrent has been

incorporated into NATO defence planning and preparations by
the approval of M.C. *f8; thereby a restraint has been placed
upon the Soviet Union by the knowledge that if armed attack
occurs, nuclear weapons will be used in the ensuing war.
(Paras. 16-20)
7.

Considering the horrible consequences if nuclear

and thermonuclear warfare were to occur, it is in the interest
of all NATO governments to explore all possible means of
limit,ing wars that cannot be avoided.

To this end they must

be in a position to distinguish between aggressions of less
directness and magnitude from all-out threats, and they must
also be in a position to control the putting into action of
NATO plans and preparations.
8.

(Paras. 21-22)

Because of the vital importance of the nuclear

deterrent to NATO defence planning, the defence of the deterrent power in North America should be treated as an integral
part of the problem of defend.ing the NATO area.
9*

(Paras. 23-25)

Because of Canada's geographical location between

the USA and the USSR and athwart the trans-polar air routes,
Canada is in a position to contribute to the deterrent power
of the allies by providing facilities for the Strategic Air
Command and through continental defence. The latter involves
joint planning and preparations which proceed on the assumption
that the air defence of Canada and the United States constitutes one problem.
10.

(Paras. 26-30)

If the effective air defence of North America requires

the integration of air defence, including a joint Command

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^^rather than the present arrangements for cooperation,, the
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adequacy of the existing Canada-United States agreement governing defence cooperation as a framework for such arrangements
requires examination; consideration might also have to be given
to constituting an integrated North American Air Defence Command and to the possible relationship of such a command to
the North Atlantic Treaty Organization.
11.

(Paras. 31-35)

The interdependence of Canada and the United States

in air defence makes any United States policy which may lead
to general war a matter of special concern to Canada, whether
or not-that policy involves a Canadian commitment.
12.

(Paras. 36-37)

The advent of the intercontinental ballistic missile,

against which there is no defence, would increase Canada1s
dependence upon the nuclear deterrent for the prevention of
war.

(Paras. 38-^3)

13.

As essential part of the policy of the nuclear

deterrent should be to assess in each case of threat the
importance of the interests of the free world involved in
order that the Western Powers should not incur the risks of
all-out war unless the threat to their interests justifies
it; Canada should have the opportunity to participate in such
an assessment and be consulted by the United States before
nuclear weapons are used anywhere in the world in view of the
inescapable consequential effects on Canada if general war
occurs.

(Paras. kb-k9)

lh,

' If, in any given case, the risks of all-out or

nuclear war are not justified, and yet important interests
of the free world are involved, it is essential that the
Western Powers should be prepared to deal with limited wars
with limited means and within limited objectives. Canada itself would not participate in such limited or local wars
unless by a decision of the United Nations which it had
accepted.

(Paras. *+9-53)"'

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15.

The Communist threat and methods vary from area to

area according to available resources and the weaknesses and
contradictions which they can exploit; allied strategy must
therefore employ political and economic as well as military
measures to deter the indirect threats which may be posed by
the Communists in an effort to outflank the nuclear deterrent. •
(Paras. 5*+-56)
16.

As the use of military force ii risky under the

conditions of "mutual deterrence", the Communists may increasingly use diplomacy, economic competition and subversion to
pursue their aims; the maintenance of an expanding economy
should have high priority in planning national security policy
' whatever may be the outcome of the current East-West negotiations.

(Paras. 57-58)

17*

Because of allied dependence upon nuclear weapons

for the deterrent, and considering the probability of the
major powers with a nuclear capability possessing concealed
stockpiles, plans for disarmament, incorporating as an essential feature the control and ultimate elimination of nuclear
weapons, should be reconsidered.
18.

(Paras. 59-71)

The risk of war through miscalculation remains

despite the nuclear deterrent; however, the Soviet Union „
might believe a threat of attack existed when in fact it did
not: it is essential therefore that there should be no
grounds for misunderstanding of allied defensive and peaceful
intentions by the Communist bloc and that every opportunity
be taken to bring about a detente through diplomatic negotiations.

(Paras. 70-75)

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M

The Strategic Concept of the
Nuclear Deterrent
Assumptions
It has been necessary to make certain assumptions
on which the reasoning in the accompanying memorandum is
based.
Military
1.

The United States provides most of the nuclear

capability on the allied side in the form of the Strategic
Air Command which has nuclear and thermonuclear weapons and
aircraft to carry them to Soviet targets. The United Kingdom
capability in weapons and carriers is very small.
2.

Although the United States capability in relation

to the Soviet Union's capability is at present believed to be
larger in magnitude and explosive power of stockpiles, more
effective in means of delivery and superior in defence against
Soviet retaliation, the Soviet Union's capability is growing
and is believed to include;

(a) a high priority large-scale

atomic energy programme which is expanding; (b) a substantial

'

stockpile of fissionable materials; ssA (c) the capacity of
producing explosives in the range from the equivalent of a
few kilotons up to approximately 1,000 kilotons of TNT; and
(d) a constantly improving and expanding aircraft production
programme including laniigg-range jet aircraft.
3.

Megaton thermonuclear weapons have already been

developed on both sides of the Iron Curtain of such devastating
power that their effective use might imperil the ability of
even the greatest nation to recover quickly and carry on the
war effectively.
k.

Within a few years the Soviet Union is expected to

have a sufficient number of intercontinental bombers to deliver
an attack of catastrophic force against this Continent,

... 6
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although at the grave risk of exposing-itself to a retaliatory
blow of equal or greater force, unless it develops a defensive
capacity beyond the degree now foreseen.
5.

Within ten years, as a result of the development

of Intercontinental ballistic missiles, it is probable that
neither side will be able reasonably to expect that by striking
the first blow it could eliminate the power of the other to
inflict mortal damage.
Political
6.

The United States and the United Kingdom Governments

will be restrained by moral and spiritual eonviction brought
to bear by their public opinion from initiating a nuclear or
any other kind of war, except in retaliation; nevertheless,
they will remain resolute to retaliate all-out and instantly
with nuclear weapons, if faced with an all-out Soviet attack.
7.

The United States will be prepared to use the threat

of nuclear retaliation of less than total force to deter
local or limited Communist military aggression.
8.

The Soviet Union has every reason to avoid embarking

on general war in the near future both because it can have
no prospect of escaping nuclear retaliation and,because war
Is not essential to the pursuit of its basic aims.

The most

dangerous possibility is that the use of force in a local and
limited conflict might lead to general war by accident or
miscalculation.

... 7

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- 7 MEMORANDUM
The Strategic Concept of the Nuclear Deterrent

The Strategy of the nuclear deterrent JLn relation to
the aims of Allied defence policy
The United States ..and the Soviet Union now confront
one another with the prospect of mutual devastation by thermonuclear and nuclear weapons. It is this prospect, and not
the mere existence of weapons of such destructive power, which
is one of the most important deterrents of war. With the
*

capability of the Soviet Union to retaliate in kind growing
both in terms of weapons and the means of delivering them,
this deterrent works both ways; it is now a case of mutual
deterrence.
2.

It is also true that at present the United States

enjoys superiority in numbers and types of weapons as well as
in the means of delivering them, and even though the Soviet
Union has built up deterrents of its own, it cannot be sure
*

that if it were to make a surprise atomic attack upon the
United States or any of its allies, it could prevent an immediate nuclear retaliation on a far larger scale. This, mainly
i

in the form of the Strategic Air Command of the United States
Air Force, is the deterrent power on the allied side.
3.

Because of the scale of devastation that may be

expected from thermonuclear or nuclear attacks, it is almost
certain that a general war would be fought only against an
actual or apparent threat to a nation's vital interests or
those of its allies. As a corollary, it is probable that any
nation would hesitate to start a war, even when further political
or non-warlike action is not open to it for the pursuit of its
aims, unless it apprehended a direct threat to its own security.
k.
Thus if the strategy of the nuclear deterrent works,
it is because it strikes fear and uncertainty in the calcula•. •

8

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- 8-

tions of a potential aggressor about the possible outcome and
consequences of his aggression. Because of this fear, it
provides a kind of psychological fence to reinforce other

\
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deterrents against the use.of general war as an instrument
of policy.

The strategy of the nuclear deterrent, as Its name

implies, is a strategy for preventing a general war, not for
fighting one.

If the deterrent fails to prevent general war,

the ensuing damage from nuclear and thermonuclear weapons is
bound to be catastrophic.
5.

While the prospect of devastation from thermonuclear

or nuclear war may act in this way as a deterrent of general
war, it may fail to act as a deterrent against the threat of
other kinds of hostile action if the consequences apprehended
do not include thermonuclear or nuclear devastation.

On the
•

other hand, the threat of the use of nuclear retaliation,
where vital allied interests are not affected, runs the risk
of precipitating war, since such a threat might be interpreted as an actual or an apparent threat to a country's
vital interests. The use of such threats by one of the members of NATO, therefore, is a matter of lively concern to
the other allies.
6.

The United States, which possesses the principal

nuclear retaliatory power on the side of the Western Powers,
has so far reserved the right to determine by the authority
of its President when and in what circumstances it may use
or threaten to use its power of nuclear retaliation. This
is of particular concern to Canada because of her special
geographical location in relation both to the United States
and the USSR.
7.

The emphasis In considering the possible use of

atomic weapons by the West is Upon retaliation, for the
Western Powers will not deliberately start a major war, which

... 9
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by its very nature cannot serve the aims proclaimed in the
North Atlantic Treaty "to live in peace with all peoples and
governments and to safeguard the freedom, common heritage
and civilization of their peoples". But the allies have made
it clear that they are maintaining preparations for instant
nuclear retaliation against the event of Soviet all-out attack.
8.

The fact that the United States has been prepared

to use the threat of nuclear retaliation to deter the threat
of Communist attacks, other than the threat of an outright
attack against the security of the United States and its
allies, has posed difficult questions affecting the relationship of the United States with its allies generally and with
Canada in particular.
9.

Mr. Dulles' speech on massive retaliation in January

of last year is a case in point. The Secretary of State for
External Affairs, in commenting on this speech in the House
of Commons on March 25, did not question the proposition
that the capacity to retaliate with nuclear weapons could be
a valuable deterrent against aggression, but he sought clarification at the same time on the applicability of this strategy
to various forms-of Communist threat and on the manner in
which decisions would be made, I.e., with or without prior
consultation with the allies.
10.

The danger of this doctrine was that it appeared to

assume that the other side either could not or would not
retaliate with nuclear weapons, an assumption which is invalid,
at least in so far as the capability of the Soviet Union is
concerned.

Thus, in trying to restrain any form of military

action on the Communist side by the threat of all-out attack,
such threats of "massive" nuclear attack run the risk that if
the Soviet Union intervenes, hostilities which begin as a
local or limited war might turn into a thermonuclear one.

.•. 10
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- 10 There is also the danger that this type of threat risks
becoming a boomerang as .Soviet nuclear capability grows.
For it cannot be overlooked that the Soviet Union (and
Communist China) may likewise exploit the threat of nuclear
retaliation in weakening the will of the Western Powers to
risk war in the protection of their essential ihterests.
11.

Considerations such as these have evidently been

taken into account in Washington, for "massive" retaliation
has given.place to "measured" retaliation.

The idea now

1

seems to be that instead of threatening the use of the full'

1

force of nuclear destructive power to deter local Communist
military threats where vital allied interests are hot involved,
the United States threatens the use of nuclear .weapons of a
limited destructive nuclear power and only in a tactical role
against military targets. This change is based not only on considerations of policy, but also on the fact that the United
States has developed a variety of nuclear weapons ranging
from a destructive power of the equivalent of 500 tons of
TNT, upwards to the equivalent of a million tons and more.
12.

The possibility that this concept of "measured

retaliation" might be applied in Asia was brought out by
Mr. Dulles in. reporting on the military arrangements of the
Manila Treaty on March 8. He said that the allies now possess
plenty of power in this treaty area and that this power
includes sea and air forces equipped with "new and powerful
weapons of precision which can .utterly destroy military
targets without endangering unrelated civilian centres". The
President, in backing Mr. Dulles up, gave the impression that
these smaller nuclear weapons could be used like conventional
weapons.

"On strictly military targets and for strictly

military purposes, I see no reason why'they shouldn't be used
just exactly as you would use a bullet or anything else", he
said.
•• •

11

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13.

- 11 The question of whether a valid military distinc-

tion can be drawn between large and small nuclear weapons
can probably be answered only by competent experts on the
basis of full technical data. So far, the United States has
not made available to its allies the necessary data and it
is, therefore, difficult to offer a firm option on the
validity of the distinction which the U.S. authorities have
sought to draw. But whatever may be the difficulty of
defining the military problem in the absence of the necessary
facts, it can be assumed that our main aim is to seek an
effective political control over the putting into effect of
any plans or preparations for nuclear warfare.
lh.

As will be stated in greater detail in the ,

succeeding section on NM"0, this principle of consultation
has already been initially established in the NATO context.
Ways and means now are being worked out to make that principle
effective both in the Atlantic Council, if circumstances permit fgQflctojfcnrfmaihl consultation, or on a more immediate
basis through tripartite "alert" procedures agreed in advance
between London, Washington and Ottawa.
15.

The problem of reduesfcagg the possibility of uni-

lateral action by the United States in relation to a local
or limited war is much more complicated and will be discussed
further under the succeeding section entitled "Limited or Local
Wars". However, once satisfactory procedures of consultation
are worked out in the NATO context, it should be possible to
argue in Washington that since even the "measured" or "limited"
use of nuclear weapons in local wars runs the risk of leading
to world conflict, it would be highly desirable that there
should be consultation with those allies which are likely to
bear so#e at least of the consequences, before any use of
nuclear weapons is authorized by the United States anywhere

••.

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in the world.

•

. - .

In trying to find a solution to this important

problem of consultation, the critical question arises: how
far is the United States really prepared to go or can be
persuaded to go in taking its allies into its confidence in
its military-political planning?

The progress already made

in recent years, provides the basis for hope that further
advances in understanding on matters of such mutual concern
to the security of both countries is possible.
NATO
16.

At its Ministerial meeting in December 195*+, the

North Atlantic Council approved a report of the Military
Committee on the most effective pattern of NATO military
strength (Document M.C. lf8(Flnal) of November 22, 1951*) over
the next few years, which in effect incorporated the strategy
of the nuclear deterrent in future NATO defence planning and
preparation. The relevant conclusion in this report was as
follows:

"It is militarily essential that NATO forces should

be able to use atomic and thermonuclear weapons in their
defence and that the NATO military authorities should be
authorized to plan and make preparations on the assumption
that atomic and thermonuclear weapons will be used in defence
from the outset."
17.

- The approval of the Council was for purposes of

planning and preparations only, and reserved to governments
the right of decision with respect to putting such plans and
preparations into action. The relevant Council resolution
read as follows:

"The Council approves the report M.C. hB as

a basis for defence planning and preparations by the NATO
1

military authorities, noting that this approval does not
involve delegation of the responsibility of governments for
putting plans into action in the event of hostilities."
... 13

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- 13 18.

In approving this resolution on behalf of the

United States (which of course provides most of'the nuclear
capability on the allied side), Mr. Dulles explained what he
understood to be the effect of this approval on the right of
decision of governments. An examination of Mr. Dulles'
remarks reveals that there are two particular ways in which,
in his view, governments have retained the freedom of power
and exercise of their political responsibilities:
(a)

responsibility for deciding on belligerent
action, and

(b)

responsibility for evaluating the nature of the
threat posed (i.e., determining whether it is a
threat that should be dealt with by a "limited"
or by an "all-out" defence).

General Gruenther, also, in the course of the discussion of
the Military Committee's report, made an explanatory comment
which is not out of line with Mr. Dulles' understanding.
General Gruenther's comment was summarized in the record as
follows:

"It is unquestionably a political decision to decide

whether or not there Is an act of war, and there is no thought
in our headquarters (SHAPE) that there should be a military
decision - and certainly not one that our headquarters should
make. But, it having been decided that there was an act of
war and that it was an all-out act of war, and not simply a
local war, he felt it was not feasible to go to this or that
strategy."
19.

The Council's approval of M.C. ho, which raises the

stakes 'involved in the East-West1 conflict, would seem to have
two main political implications for the NATO alliance.

One is

to impose a restriction on the freedom of Soviet action, and
thus to strengthen the position of the West by issuing a clear
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- Ih warning that, if an armed attack does occur involving the
commitments of member governments under Articles V and VI
of the North Atlantic Treaty, the probability is that the
ensuing war will be a nuclear war.

Judging from the reactions

of Soviet propaganda on-the theme that NATO is preparing an
atomic war, this implication has not been lost on the Soviet
leaders.

Indeed the risks, military and political, that

nuclear warfare would involve for the Soviet Government may
well exclude direct aggression in Europe as a likely measure
of Soviet policy, particularly since in most cases war is
probably not essential to the pursuit of basic Communist
aims.
I

-20.

•v

This in turn increases the probability that the

Soviet Union will use other methods of pursuing their alms
which will not provoke nuclear retaliation - well-known
Communist methods of diplomatic manoeuvre and political warfare designed to weaken the unity and effectiveness of the
Western Coalition. Against such methods reliance on nuclear
weapons will not be of much avail, and it becomes all the
more necessary to take other measures in NATO, particularly
non-military measures such as various forms of political and
economic cooperation under Article II, which will strengthen
the unity and morale of the coalition.
21.

The other political implication is to restrict our

own freedom of action, or rather to place a devastating price
on any miscalculation.

It becomes of prime importance to

Canada and the rest of the NATO countries to be able to" judge,
quickly and, accurately, in the event the deterrent is not,
effective, whether a given hostile action is such as to merit
all-out defence, involving nuclear retaliation, or just
f

limited defence, involving measures short of nuclear retaliation.

This question is, of course, vital to Canada in

... 15
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particular, not only because we are a member of NATO but
also because, in the event of a Soviet nuclear attack,
Canada would probably be the scene of the air battle.
22.

Under these circumstances the exercise of effective

control by governments over all stages of "alerts procedures"
is particularly important. The ability of governments to
make an evaluation of the facts which give rise to apprehension of the imminence of war obviously depends on having
access to intelligence reports on indications of enemy mobilization measures. This consideration would be relevant if
the outbreak of war were preceded by a period of increasing
international tension. In the event of a sudden all-out
attack the problem of evaluating the facts would not, of
course, arise; they would presumably be self-evident and
would call for immediate action for survival.
23.

There is also an important military implication.

The nuclear deterrent has for a long time been implicit in
the NATO strategic concept, but with the approval of M.C. *+8
it has now been explicitly adopted as an integral part of
NATO defence planning and preparations. Consequently it
becomes all the more important that there should be effective
co-ordination of defence planning in NATO as between North
America and the rest of the NATO area.and that the organization of the defence of the nuclear deterrent in North America
should be related to NATO defence planning as a whole. This
may mean some re-organization of the Canada-United States
Regional Planning Group, although it must be recognized that
U.S. sensitivity will make it necessary to retain actual
control of planning for continental defence in North American
hands.
2k,

In practice the only real co-ordination and balancing

of priorities as between the defence of Europe and the defence

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- 16 of 'North America that is now being carried out is being done
on a purely national basis, as for instance in Washington.
As far as we can judge, present United States policy in this
respect is to continue to develop their nuclear deterrent
power, to maintain substantially their present forces in
Europe, to scale down where possible commitments in other
parts of the world (e.g. in Korea) and to build up in North
America a strategic mobile reserve and continental air
defences against the Soviet nuclear threat. The NATO sector
of this policy was defined in a declaration by the United
States President, in which he confirmed that, when the Paris
Agreements came into force, it would be United States policy
"to continue to maintain in Europe, including Germany, such
units of its armed forces as may be necessary and appropriate
to contribute its fair share of the forces needed for the,
joint defence of the North Atlantic area while a threat to
that area exists, and to continue to deploy such forces in
accordance with agreed North Atlantic strategy for the defence
of this area".
25. '

Related to this question of co-ordination of defence

planning is the question of measures to strengthen the unity
of.the coalition, to which reference was made earlier. If
our allies are to appreciate the importance of North American
defence as part of the defence of the NATO area, it is surely
a
necessary that it should be/subject of multilateral concern
and not exclusively of bilateral consultation. Moreover,
the maintenance of Canadian and United States forces In
Europe should be recognized as a question of concern to NATO
as a whole and not merely of individual national concern.
The presence of these forces in Europe has an Important political effect, as a token of trans-Atlantic solidarity, in
* addition to Its military effect, and any substantial with-

....,17
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drawal might seriously affect the unity of the alliance.
Any withdrawals which might become necessary for the purpose
of North American defence, therefore, must not only be in
the interest of NATO as a whole but.must be seen by our allies
as such. This factor is likely to be of particular Importanceif, as may be expected, the Communist side puts increasing
emphasis on measures short of military aggression to weaken
". the West and especially to isolate North America from its
European allies.

.".

.Cqntin.ental Defence
26,

The prevention of war, except in the defence of

vital interests,- is the main aim of Canadian national policy..
as it is of our allies. A strategy designed to achieve, this
objective therefore is of prime importance to Canadian
' national interests. Canada's geographical location, between
the USA and USSR and athwart the trans-polar routes, puts
Canada in a position to contribute to the nuclear deterrent
power of the allies in two ways:

by the provision of faeili-.

ties on or over Canadian territory and through continental
defence. For it must be assumed that in any future war, the
Soviet Government would realize that "their primary aim of
defeating the Western Coalition could best be served by

'

placing the emphasis on directing nuclear air strikes on
North America in order to destroy SAC bases.and the centres
of war-making capacity, the weight of which, if left untouched,,
would be brought to bear against the Soviet Union with disastrous effect. Air nuclear attack against-North America
would probably be the most important element of Soviet
strategy since the: neglect.of this element more than any
other would \ciearly be disastrous to the Soviet Union.
27.

Continental defence thus.involves the protection of

the population and other resources of North America, upon
which the ability of Canada and the United States - and indeed
of the Western Coalition - to sustain a war in the lone run
&amp;

...

*vu*

18

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'*a^

-isdepends.

It also includes in its broadest sense the defence

of the nuclear retaliatory power of the United States, which
is one of the principle NATO as well as North American
defence objectives. Both require a common defence structure
including the early warning system, interception, the dispersal
of targets, and civil defence. Accordingly, for the purposes
of planning and preparing these defences, It has been assumed
that the air defences of Canada and the United States must
be considered as one problem, and this has been agreed to at
the Chiefs of Staff level. Planning may very well soon call
for a substantial increase in the number of fighter squadrons
based in Canada, particularly if the principle is accepted
that effects should be made to fight any air battles as far
north of the settled areas of Canada as possible.
28.

Coupled with the defence of North America and the

defence of the nuclear deterrent power, so far as Canada is
concerned, is the provision of facilities which may be sought
by the United States on Canadian territory for the effective
development of the deterrent power, that is, SAC operating
bases.

It may be expected that an increasingly significant

proportion of the installations which are likely to be constructed in Canada in the next five to ten years will be for
the Strategic Air Command and that an increasing number of
United States personnel will be sent to Canada to man them.
29.

In determining the share which Canada should bear

in these defence activities, it is clear at least that Canada
cannot assume exclusive responsibility for that portion which
is operated directly by or for the Strategic Air Command.

On

the other hand, unless Canada assumes its share of responsibility for continental defence activities, which are more
likely to involve combat operations over Canada than are SAC
operations, there is a risk of losing effective control of

• •, iy .
000425

�Document disclosed under the Access to Information Act Document divulgue en vertffclPlaSBQRfflBcces a I'information

\

- 19 these activities on Canadian territory. This risk would be
particularly dangerous in view of the importance for Canadians of keeping any air battles which may be fought over
Canadian territory as far north of the populated areas of
Canada as possible. United States planners are not likely
to feel the imperative of this consideration as acutely as
Canadians, as an air battle fought over Canada's populated
areas would be far enough north not to be a serious threat
to U.S. targets. Present air defence plans do not adequately
take account of this consideration; Canada's interceptor
squadrons now operate mainly near settled areas, as evidenced
by the presence of Air Defence Command at St. Hubert.
30.

To judge the extent of Canadian participation which

is necessary or desirable, it is necessary to strike a balance
between the demands on Canadian resources of Western European
defence and North American defence. Both are vulnerable to
Soviet nuclear retaliation, but both come under the umbrella
of United States nuclear deterrent power. This balance
depends upon political and military considerations. The
military considerations involve an assessment of the comparative degree of threat against North America and Western Europe;
but since it must be assumed that one of the aims of the
i

Soviet Union is to isolate North America from its Western
European partners and thus disrupt NATO, the military threat
cannot be divorced from the important political consideration
of maintaining the unity of the Alliance which is itself an
important element of the deterrent.

It is presumably because

of considerations such as these that the present United
States policy envisages the maintenance of United States
forces substantially at present levels Mi Europe, while
building up the deterrent and means of defending it in North
America,

•••

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-

20

-

t

31.

Moreover, the degree of control exercised over

continental defence by Canada depends not only on the extent
of its participation in these activities, but also upon the
form of the air defence command structure.

The current con-

cept of a coordinated rather than an integrated air defence
system for North America stems from the joint declaration of
19*+7 on the principles of defence cooperation between the two
countries, and in particular on the statement that I'as an
underlying principle all cooperative arrangements will be
without impairment of the control of either country over all
activities in its own territory".
32..

The adequacy of these existing arrangements as a

framework for continental air defence is open to serious
question.

In the first place, the policy of imposing a

"command boundary" along the border between the two countries
may have been politically justifiable thus far, but may not
be for much longer.

It is militarily unsound and makes neces-

sary the disposition of forces on the basis of national rather
than military factors; it invites the USAF air defence commanders to treat the populated parts of Canada as the scene
of the air battle, rather than as an integral part of the
region to be defended.

This situation will become increas-

ingly serious with the advent in the near future of air-to-air
and ground-to-air missiles armed with atomic warheads, which
would do fearful damage if intercepted and exploded over
populated areas.
33.

,

Secondly, enough information is now available about

United States plans for air defence installations to be
established in Canada between now and I960 to make it clear
that the numbers of air defence personnel in the populated
part of Canada will be greatly increased, including sections

•••

cLX.

000427

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- 21 of the country where the Canadian air defence organization
is at present, to all intents and purposes, non-existent.
3k,

Thirdly, the deficiencies in the existing command

i

*

arrangements, organization, and plans for the deployment of
forces and weapons will have an adverse effect on air operations primarily over Canada, rather than the United States.
The system is probably sufficiently effective for the protection of the United States alone that, because of a reluctance
to appear to be forcing Canada into an integrated organization
and because of internal inter-service differences, the United
States authorities are not likely to take the initiative in
trying to change it. In other words, if Canada considers
that the situation is developing in a manner detrimental to
its interests, then the Canadian Government should take the
lead in pressing for a change.
35.

The .implications of the situation now developing

are.of the greatest importance to Canada and require urgent
study. Consideration should be given to the possible necessity of negotiating a.new comprehensive bilateral agreement
between the two countries to provide for the establishment
of an integrated North American Air Defence Command, and the
possible relationship of such a command to the North. Atlantic
Treaty Organization.
36.

Quite apart from the planning and preparation for

the contingencies of general war, including defences against
the possibility of nuclear attack on North America, the
strategy of the deterrent has important political and military
implications in a period of international tension characteristic
of the cold war. Even in anticipation of the possible imminence
of general war, the United States may wish to carry out certain
precautionary deployments of their strategic aircraft and
weapons and to alert continental air defence. This may involve
*..y 22
000428
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-

22

-

requests for permission for aircraft to' overfly Canadian
territory to the bases used by the Strategic Air Command in
i

order to be prepared for instant action, and requests to
make precautionary alerts of the continental air defence
system.

If war were to seem imminent, the United States

Government could be expected to approach the Canadian Government with the request for permission not only to deploy the
Strategic Air Command, but also to carry out air strikes
from bases in Canadian territory and to mobilize fully the
continental air defence system.
37.

Thus the Interdependence of Canada and the United

States in Air Defence and the inter-related continental
defence arrangements which stem from this, make any United
States policy which may lead to general war a matter of
special concern to Canada, whether or not that policy involves
a Canadian commitment.
The Prospects of Intercontinental Warfare with the Advent
of Intercontinental Ballistic Missiles
38.

So far we have been considering the implications of

the strategy of the nuclear deterrent in terms of the nuclear
capability which is now assumed to exist. This capability
includes nuclear and thermonuclear weapons and piloted or
pilotless aircraft. But in addition to the rapid developments
in the power of the weapons, revolutionary developments' in the
means of delivery of nuclear weapons must also be reckoned with.
39.

Technical developments ifealifche art of the long range

of intercontinental missile will have far-reaching consequences
for Canada.

One* of the assumptions of the present study is

that "within ten years, as a result particularly of the development of intercontinental ballistic missiles, it is probable
that neither side will be able reasonably to expect that by
striking the first blow it could eliminate the power of the
other to inflict mortal damage".
...

tj

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- 23 -

*K&gt;.

The reason why it is assumed that the advent of the

IBM will produce this expectation that neither side "could
eliminate the power of the other to inflict mortal damage" is
that as yet there is no known defence against this type of
missile. Counter-action can be prepared against guided missiles by interference with,their electronic guidance systems.
The IBM, however, is not a guided missile, but Is aimed and "
fired like a bullet or a shell. These missiles are apparently
to be propelled on an intercontinental journey bfcraugbcketce
propellent and in the final stages of their journey through
space they will depend on gravity to bring them to their
targets. Existing methods of continental defence would presumably be obsolete in relation to this type of warfare,
*fl.

According to information released by the United

States Air Force, the United States is working on an intercontinental missile referred to as Atlas. The range of this
missile is said to be in the order of five thousand miles ,
and its speed as it approaches its target to be of the order
of ten thousand miles per hour. If the IBM is used in conjunction with a thermonuclear warhead, it would not require
too high a degree of accuracy to have devastating effects
on large target areas such as cities or air bases. Under
these circumstances, deterrence of war will be more essential
than ever to national security.
k2.

The shape of things to come in warfare, which-pre-

viously seemed just a nightmare but which now appear to be
approaching the stage of reality, may have important political
as well as military consequences for Canada. Canada's geographical location, as we have seen, makes it highly likely
that Canada will occupy a most strategic position in relation
to these developments. In addition to the problem of dealing
with requests from the United States for overflight and air
... 24000430

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•

base facilities and cooperating in the defence of the United
States nuclear deterrent power, there may well be the additional problem of granting rights to the United States to
establish firing platforms on Canadian territory, or, alternatively, developing and maintaining such platforms under
exclusively Canadian or joint control. Thus Canada is likely
to be involved willy-nilly in intercontinental push-button
warfare which seems likely to be upon us in the next decade.
M-3.

This and the other revolutionary developments in

methods of warfare point to the urgent necessity of considering
how best Canada itself should be armed under conditions where
the avoidance of the horrors of push-button nuclear war will
depend more than ever upon deterrence, and war, if it cannot
be avoided, is likely to be fought with nuclear weapons used
tactically and strategically. This needs to be considered
not only as a military and economic problem in determining
the allocation of Canadian resources to defence but also has
a most important political aspect. For whether or not Canada
decides to develop nuclear weapons in some form itself or to
participate in an intercontinental missile programme will
obviously have a political implication of the greatest Importance,
Limited; or Local Wars
kk.

..

• '

Proceeding further with the examination of the main

assumptions of this paper that under the conditions of mutual
nuclear deterrence, the aim of Canada and its allies should
be to avoid war except in defence.of vital interests, it is
particularly important to consider the problem of preventing local and limited wars becjoon&amp;agjf global and nuclear ones.
Against minor aggressions by the Soviet Union, Communist
China or another Communist proxy, the free world would be
faced with the choice of: a) prompt and united collective
f

... 25

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- 25 action on the Korean model using conventional methods of
warfare only; b) reaction led initially by the U.S. involving
the probable use of nuclear weapons at least locally and
tactically} and c) inaction to minimize the risk of hostilities spreading.
**5.

There is.evidence that the United States is prepared

to use nuclear weapons in local and limited wars, both to
deter local Communist military aggression and as an alternative to committing United States ground forces to shore up
the various weak spots of strategic importance in the defences
of the free world.

The position taken by the United States

Government in regard to the fulfilment of its commitments
under the South-East Asia Collective Defence Treaty presents
an-important current illustration of this strategy.
k6,

Mr. Dulles, in his speech on the results of the

Bangkok meeting of the Manila Treaty Powers on March 8, included a warning that the nuclear retaliatory power of the
United States may be used to deter Communist China from further
military encroachments in Asia.' He said: "For military defence
we shall rely largely upon mobile allied power which can
strike an aggressor wherever the case may demand.

That

capacity will, we believe, deter aggression. We shall not
need to build up large static forces at all points and the
United States contribution will be primarily in terms of
sea and air power." Then he went on to say: "The Allied
nations possess together plenty of power in the area. The
United States in particular has sea and air forces now equipped
with new and powerful weapons of precision, which can utterly
destroy military targets without endangering unrelated
civilian centers."
M-7.

Mr. Dulles' warning to Communist China implied not

only the threat of the use of nuclear weapons as a deterrent;

• • • : 26
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- 26 it also implied the risk of spreading the war.

On'this aspect

of the deterrent, Mr. Dulles said; "I pointed out.at Bangkok
that, for military purposes, the Chinese Communist front
should be regarded as an entirety because if the Chinese
Communists engage in open armed aggression, this would probably mean that they have decided on general war in Asia.
They would then have to take into account the mutual defence
treaties of the United States with the Republic of Korea and
the Republic of China and the forces maintained under them.
Thus, general war would confront the Chinese Communists with
tasks at the south, centre and north} tasks which would strain
their inadequate means of transportation."
**8.

This kind of warning is undoubtedly calculated to

make the undertaking of a local or limited attack by the
Communists a risky business. But it also carries a risk for
the side that issues such a warning, in the event the deterrent fails to work. For even with .the threat of "measured
retaliation", there is the danger of a local or limited war
becoming general and total. For while a distinction can be
drawn*between the tactical and strategic uses of nuclear
weapons at the commencement of hostilities, there are justifiable doubts as to whether this distinction would be maintained once the dictates of military necessity came into play.
Military commanders are likely to use the amount of force
necessary to accomplish their objective, and once they are
permitted to use nuclear weapons of a lower range of, power it
would be difficult to know exactly where to draw the line in
the upper ranges, especially if, their use was thought to make
the difference between victory or defeat. Anyway, this
"measured retaliation" has not yet been put to the test,
except as a threat.

The threat, however, because of Soviet

nuclear retaliatory power, at least opens up possibilities

...

27
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- 27 -

;

among which Soviet intervention, if it judged its vital
interests threatened, cannot be excluded.
**9.

Considering the prospects of nuclear devastation

which the Allies would risk to a larger or lesser degree
should this kind of deterrent fail, and the war spread to
global and nuclear proportions, it would be highly desirable
that consultation between the United States and Canada should
precede the use of nuclear weapons anywhere in the world.
If hostilities cannot be avoided, every effort should be made
to fight limited wars with limited means and limited objectives

^

on the Korean model. This Involves not only the choice of
weapons and the choice of objectives, but also giving the
other side adequate opportunities to understand the intentions of the governments which have undertaken to resist
aggression, and an adequate opportunity for negotiations on
reasonable terms to bring hostilities to an end.
50.

The choice of weapons has an important bearing on

whether hostilities, if they cannot be avoided, can at least
be limited; the choice of weapons also may be a determining
factor in deciding whether the resistance is effective or not.
It may be just impracticable, for instance, to atomize the
"free Thais" or the "Pathet Lao", even if there may be some
Communist Chinese behJLnd "them. This is, of course, realized
by some observers in the United States. For instance, William
Kaufmann of Brinceton University, in his book "The Requirements of Deterrence" says: "It is probably hopeless to expect
that a single deterrent will cover the entire range of contingencies and still satisfy the criteria of credibility.

The

attempt to devise such a deterrent is likely to result in

I

either a sparrow hunt with a cannon or an elephant shoot with
a popgun." This points to the desirability of maintaining
conventional armed forces and conventional weapons as a supple-

• • ••

... 28
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- 28 mentary means of deterrence, as well as for the purpose of
fighting local or limited wars if hostilities cannot be
avoided. M.the same time, it must be recognized that, at
least as far as the United States is. concerned, the day is

x

not far off when it will be difficult, if not impossible, to
fight a limited war with conventional weapons. United States
defence policy is now predicated on the use of small atomic
weapons and before long, whenever U.S. forces go into action,
,they are likely to use nuclear weapons. The possibilities
need to be explored of extending the principle of consultation, being developed initially in the NATO context, to
other areas, so that nuclear weapons should not be used without some.accord with the other countries likely to be affected
by the consequences of U.S. action.
51.

The possibilities of unilateral action by the

United States involving the use of nuclear retaliatory power
in limited and local wars may be reduced by the development .
of the collective approach to defence or local security. A
sharing of responsibility for security may be organized

, -

through the United Nations, through regional defence organizations, or through the Commonwealth.

The Commonwealth, as

a special political association with world-wide links of
loyalty and tradition rather.than common security interests,
does not offer a suitable framework for the organization of
regional defence. Where Britain, however, has assumed responsibility for resistance to Communist encroachments in a
colonial territory which is adjacent to another Commonwealth
member whose national security interests are directly involved,
special arrangements for defence cooperation may follow as in
Anzam.
52. -

However, responsibilities for building up local

defensive strength must obviously devolve primarily on the

... ,?9
000435

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- 29 governments and peoples of each region; organizations which
may be built upon the initiative of outsiders will lack firm
foundations. For the foundations of any defence structure
i

must be the recognition of mutual security interests, the
determination to join together in self-defence and an adequate
measure of political stability.

To the extent that these

factors have been lacking, for a variety of reasons, in the
areas of South-East Asia and the Middle East, progress towards
i

regional organizations, despite the existence of a Communist
threat, has been slow. However, the South-East Asian Defence
Pact and,the new Turkish-Iraqi Treaty, which the-United
Kingdom and the United States are expected to join, may provide the framework for the build-up of regional defence to
counter the Communist threat in South-East Asia and the
Middle East respectively.

The contributions of countries

from outside the region threatened must of necessity be
limited, for if the military resources of the free world are
scattered all over the place, they risk being too thinly
scattered and ineffectively applied in any given place. The
mobile sea and air forces of the United States, and to a
lesser extent those of the United Kingdom, are notable
exceptions.
53.

With considerations such as these in mind, it is

in Canada's interest to see that effective regional defence
organizations are built up, but not necessarily with Canada's ,
direct participation. Canada's own security interests lie
primarily in North America and the North Atlantic Treaty
area, where its commitments are already heavy.

Canada's -

interests would not be involved directly in the holding of
any particular area around the Soviet periphery in the Far
East or the Middle East, except in so far as Canada may share
with other members of the free world the general interest of
... 30
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- 30 resisting Communist expansion. But even though Canada may
not be directly involved in such peripheral and local wars,
she cannot escape certain consequences if the United States
were involved, especially because of the interdependence of
the two countries in air defence. Such local and limited
wars, are, therefore, of concern to Canada. Canada, naturally, has an interest in upholding the universal principle
of resistance to the use of force and the other objectives
of the United Nations. It is reasonable to deduce, therefore,, that Canada would not participate in local or limited
wars, unless by a decision of the United Nations which it
had accepted.
The Cold War .
5*+.

It" is a truism to say that the Communist threat

by no means poses a straight military problem. A characteristic of Communist strategy h-as been its opportunism. The
Communists have employed a variety of ways of extending their
control, adapting their methods according to the resources,
psychological as well as material, available to them in any
particular area. In places where political instability and
economic discontent provide opportunities for seizing the
control of governments by subversion, political rather than
military methods have been employed. Assuming that current
efforts to improve East-West relations do not bring about a
change in the basic Communist aims of extending their control
over, the rest of the world, the cold war may be expected to
go on.
35*

Communist strategy in the cold war has already had

a large measure of success. The Soviet orbit has been growing
apace, (particularly by the inclusion of China) without
general war and without the Soviet Union being itself openly
involved in hostilities. The free world as a result of
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'

•

*

gradual Communist peripheral.advances may be confronted with
the peril of about eight hundred million Communists now within
the Soviet orbit consolidating the Eurasian land mass into
one economic and politico-military power system.
be&gt;assumed that this bloc is solid yet.

It cannot

Indeed it is to be

hoped that Russian and Chinese policies and interests may
diverge, and it is obviously in the interests of Canada and
its allies to encourage any such fissile tendencies. The
consolidation of this bloc under monolithic control would
represent a concentration of power - political, military
and economic - that would obviously affect the world balance
of power.
56,

On the other hand, if the Western powers enjoy a

comparatively strong bargaining power vis-a-vis the Communist
bloc, it is in large part due to the buoyancy and expansion
of their economies. Since the margin of advantage would
disappear if there were a severe economic dislocation, largescale unemployment, social discontent or any marked decline
i

in living standards, the maintenance of an expanding economy
should have a high priority in the planning of national
security policy, whatever may be the outcome of current
East-West negotiations.

In short, the way of life offered

by the free world must be shown to be superior to that offered
by the totalitarians, as well as defensible.

It must be

shown to be superior not only by example and performance but
also by measures of political cooperation and economic
assistance to the nations of Asia and Africa which are
striving to have their share of the benefits of material
civilization.
57.

Canada has already assumed responsibilities in

terms of increased diplomatic effort and economic assistance
in cooperating in measures against Communist indirect aggresi

..., 32
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a Finformation

- 32 sion. Considering the heavy burdens already borne by Canada
in the defence of the free world ..through its responsibilities
for continental defence and in NATO, it could be argued that
Canada should not be expected to increase its contribution
in this field. And yet, if under the condition of "mutual
deterrence" the use of military force becomes increasingly
risky and if the cold War is continued, the Communist threat
increasingly may assume the form of covert activities to gain
Communist control of territory by subversion, economic competition to win over converts, and diplomacy to split up the
opposition in the free world.
58.

This may justify a further reconsideration of the

proportion of Canadian resources which should be devoted to
such non-military efforts in the cold war as increased diplomatic representation in threatened areas, increased contributions to United Nations activities in the non-military
sphere as well as to Commonwealth cooperative enterprises
such as the Colombo Plan, particularly if as a result of a
detente between East and West some reductions in defence
expenditures are found possible.
A New Look at Disarmament
59.

-

The recent Stassen appointment in Washington probably

reflects a deepening realization, not only among officials
but increasingly among the public, that the present positions
of the Western Powers on disarmament represent an inadequate
response to the new weapons and the challenge of the risk
of mutual annihilation, particularly when the Inter-Continental Ballistic Missile, against which there is no defence,
may have been perfected.

Even now, before the advent of

push-button warfare, many of the premises on which our present
disarmament proposals are based, have been overtaken by events
and have become obsolete.

•• •

JJ

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- 33 60,

Among the array of uncomfortable facts that must

now be taken into account are the following:
a)

the prospect of the possibility of reciprocal
nuclear destruction;

b)

nuclear armaments have been integrated with the
conventional armaments of the United States (and
possibly Soviet) forces;

c)

the United States atomic monopoly (on which the
United Nations Majority Plan was premised) has long
since ceased to exist and the stockpiles of thermonuclear weapons in both the United States and the
USSR are now so large that it would be technically
impossible to back check on past production under
the most favourable conditions of complete inspection within more than 90$ accuracy at best;

d)

the advent of the hydrogen bomb makes an undisclosed
and virtually undiscoverable atomic molehill into
a thermo-nuclear mountain in terms of destructive
power;

e)

some authorities now believe that It may be possible
to dispense with the uranium-plutonium detonator
of an "H - bomb" - and, as the lighter elements are
relatively plentiful and require less elaborate
processing, the control problem may be made still
more difficult;

f)

a certain amount of mutual trust is a prerequisite
of disarmament - and it does nbfc exist;

g)

not only its concept of national sovereignty but
the very foundations of the Soviet State would be
so deeply undermined by the acceptance of the type
of international control organization proposed by
the Western Powers that it is hardly conceivable
their leaders would ever agree to it.

3*

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- 3k 61.

Without attempting to provide answers to questions

that are perhaps unanswerable, it may be useful to attempt
to clear some of the ground in preparation for any serious
"new look" at disarmament that may be undertaken, either in
conjunction with Mr. Stassen's re-examination of the problem,
or separately.
62.

Disarmament negotiations during the past nine years

have invariably come to a standstill on the question of
control.

If, as some experts say, there is no way of ensuring

the complete elimination of existing stockpiles of nuclear 'weapons by any method of control, a way around the control
problem may be sought In three directionsJ
a)

in place of a comprehensive disarmament programme
embracing all aspects of the question, certain
fields might be isolated. As a short-cut of
this tjrpe, the USSR has been harping for years on
a series of propaganda themes isolating the atomic
side of the problem ("ban the bomb", "ban the use
of the bomb", and now "destroy atomic stockpiles");

b)

on our side, for logical strategic reasons the
inverse of this proposition might be suggested;
that an attempt be made to control armed forces
and armaments, and in particular all means of
delivering atomic weapons, while accepting the continuation of nuclear and thermonuclear stockpiles
on both sides at or near the point of saturation;

c)

both sides have also proposed, in connection with
large programmes, a freeze of armed forces and
armaments as a first step on the road towards disarmament.

63.
feasible.

Of these three propositions, only the third may be
The first has been repeatedly rejected by the Western

•«•

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-35-

/

Powers for the same strategic reasons as the second is not
likely to interest the Soviet Union. The atomic and conventional sides of the problem are now inseparable. A freeze
might have real attractions for the USSR, particularly if,
as they have proposed in London, it were subject to more or •
less nominal control. But unless such a scheme were imple- •
mented as part of a comprehensive programme, it could lull
Western public opinion into a quite unreal sense of security
that could be more dangerous than the present stalemate.
ok.

While It might be desirable to examine possible

short-cuts from a technical standpoint, it might be more
foiitful to consider what reduction might be acceptable in the
safeguards to be applied to the whole field of disarmament.
If control is the barrier, and we cannot get around it by
reducing the categories to be controlled, we might examine
once again whether we must insist on such stringent control
measures as in the past. For we can now bring to the reexamination the realization that since we do not have, and
cannot hope to'have, absolute security, or anything approaching it, we are compelled to consider whether relatively
greater security might be attainable through disarmament.
Could we, in short, have less control rather than-less to
control?

And could adjustments be made in the timetable for

the, establishment and gradual build-up of the control organization in such a way as to provide a better balance of risks
and safeguards on both sides at each stage?
65.

The main argument in support of such an approach

arises from the control problem itself. To control conventional weapons or to control atomic weapons would require
,such.wide powers, at least of inspection, that interference
in"national affairs and the opportunities for. uncovering state
secrets in uncontrolled fields would be approximately as great

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- 36 as if the whole range of armaments and armed forces were
subject to control. The inspectors would still have to have
power to go wherever they chose in order to discover acti-,
vities In violation of the agreement. For this reason the
control might as well be comprehensive in Its coverages of
war-making potential. The only room left for manoeuver would,
therefore, appear to be as regards the timing of control and
the rights, functions and powers of the control organ itself.
66.

Yet for years the Western Powers have maintained

that ho dilution of safeguards could be acceptable. This
position has tended to harden, at least.in the United States,
with.the new complications presented by Soviet stockpiling
and by thermonuclear weapons which, in logic, must require
more effective, rather than less effective, forms of international control. But a new approach might begin by examining
what specific safeguards are necessary to ensure that nations
would have adequate warning against a surprise attack, which
is the greatest risk in the presence of nuclear weapons so
long as there is no system for the international control B*
Q%-- armaments,
67.

From this tentative assessment of the problem, it

may be that we are thrown back in our conclusions upon reliance
on mutual deterrence as the only realistic policy.

The capa-

city - present or future - of each side to destroy the other
is unquestionably of the greatest importance in preventing
war.

If it makes war too horrible to contemplate, the deter-

rent may even lead to disarmament, or at least to serious
negotiations. But the risks and limitations of relying on
• mutual deterrence have already been examined in this paper;
at best it can only be a policy faute de mieux.
68.

If our policy may be described as "deterrence if

necessary but disarmament if possible", the search for a new

.... 37
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- 37 approach to disarmament might embrace not only an effort to
rethink the control problem but some consideration of the
following factors which may be listed on the more hopeful
side of the ledger:
a)

the problems posed by the new weapons are unprecedented; we must, therefore, not discard, on the
basis of past performance alone.;, solutions which
seem to be required by the facts; for example, we
should not abandon altogether our attempts to
negotiate a control system because any real control
appears contrary to the Soviet system - their leaders
face an unprecedented situation too;

b)-

we have at present reached an approximate balance
of military forces'and this balance is likely to
be maintained at least until the saturation point
is reached when each side would have the capacity
to deal the other a mortal blow at any time and no
surprise attack would succeed in warding off retaliation in kind;

c)

there are some who believe that when the saturation
point is reached, thermonuclear weapons will, in
all probability, never be used, at least against
centres of mass population, even in the event of
a major war,; this expectation is not officially
shared in NATO and could not be entertained without
greatly weakening the value of the deterrent; this
does not mean, however, that some tacit self-denying
ordinance of this kind is out of the question, now
or in the future;

d)

although a completely effective back checking of
past nuclear production is no longer possible, and
we must assume that any control system would fail

....

38
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- 38 to discover significant quantities of fissile

' .

material and weapons, it should be possible to
control the means of delivery; as part of a comprehensive system of disarmament, forces on both
sides would be so far reduced as to minimize the
temptation to make use of hidden stocks for a
surprise attack; moreover, each side would suspect
that the other would have retained secretly at least
some capacity to retaliate in kind, so that the
deterrent would continue to operate, with far less
international tension to induce an explosion;
e)

looking at the record of disarmament negotiations
since 19^6 as impartially as possible, there seems
to have been, some progress, at least in words, and
probably in substance. The gap, though still
immense, has been narrowed, no doubt because neither
side could afford to ignore the strength of. public
opinion on this issue.

69.

Looking to the probable resumption of talks on dis-

armament in the United Nations, it would help to regain some
momentum if other powers were to join the United States in
trying to work out a genuine new approach to disarmament in
the light of the new assumptions of the nuclear age. Among
possible directions which such a re-examination might explore
are:
a)

lowering our safeguards as part of a comprehensive
disarmament programme, since "security" these days
is a highly relative term, with or without disarmament, with the emphasis on the need for warning of
a surprise attack and preparations for aggression;

b)

the possibility of banning further test explosions
of thermonuclear weapons;

c).

the possibility of relating disarmament to the other

39

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t

'
•

t

' ^

•

• •

- 39 -

main roots of international tension, such as the
rearming of Germany and Japan, on the principle
that it would be unnecessary to proceed very far
•

along this road if, by means of a disarmament
agreement, some reduction in the levels of forces
of all major countries could actually be achieved.
Desire for a Deteqte
70.

From the arguments in the foregoing sections, it

may be deduced, that so long as the Western Alliance remains
united and maintains its nuclear and other military capabilities, the risks involved in starting a war and the probable
devastating consequences should a nuclear war develop, would
probably discourage the Soviet Union, or any other power,
undertaking war as a deliberate act of policy.
71.

The circumstances in which the Soviet Union would

be the most likely to decide to go to war, would be if it
became convinced beyond a reasonable possibility of doubt
that the Western Powers Intended to attack it.

It might then

decide to strike first as a forestalling or preventative measure.
72.

The risk of war through such miscalculation, there-

fore, remains despite the nuclear deterrent, because the
Soviet Union might believe that a threat existed, when in
fact it did not. For this reason it is essential that allied
peaceful and defensive intentions should not only be apparent
at all times, but should be communicated to the Soviet Union
and its ally, Communist China, in such a way as there should
be no possible grounds for misunderstanding allied intentions.
73.

It is in these circumstances, therefore, that

efforts to reach a detente, or a cessation of strained relations between the Communist and non-Communist groups of, powers,
assume such importance in allied policy.

The establishment

... *+0
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- MD -

of normal diplomatic negotiations for the settlement of outstanding Issues and the cessation of political and economic
warfare is an essential means of avoiding the kind of misunderstanding which could conceivably lead to war despite
the nuclear deterrent.
7k,

Consideration might, therefore,, be given to the

establishment of some form of- continuing Four Power diplomatic
machinery arising out of the Geneva talks, so that regular
diplomatic contact between Foreign Ministers to deal primarily
with security problems between the Big Powers should not
again be broken off.
75*

If a detente could in turn lead to agreement on a

comprehensive system of disarmament, including the prohibits
of nuclear weapons, which would leave no powers more armamer
and armed forces than are necessary for strictly defensive
purposes, and if such disarmament arrangements could be supj
vised and enforced by a system of international control whi&lt;
would give all nations the assurance of adequate warning of
any aggressive intent and preparations, the foundations
would have then been laid for the preservation of peace
more lasting basis than that of the fear of mutual nuclj
devastation, if all-out war begins.

000447 ',
t&gt;

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