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Document disclosed utittnte
Ac&amp;^mlmH^ioif&amp;m.\^
[&amp;cy|»efi&amp;di\tutaue en vertuSlerla
Lorstfflatttttrljinformation

MESSAGE FORK-

F i l e No.

%

OUTGOING
FROM: THE SECRETARY OF STATE FOR
HEAD OF POST,

TO:

WASHINGTON
Date

Message To Be Sent

No.

AIR CYPHER
EN CLAIR
CODE

CYPHER

£££

XX

2 I . - AF" .»

Si

i
L AFF/&lt;
AFFAIRS,
ffilAL

&amp;

CANADA

^0rT^s^'

:7°:

„{._..JfeJ^
For Communications Section Only

December 16, 1954

SENT-

DEC 16 1954

REFERENCE:

My Letter No. D-1483 of December 9, 1954,
paragraph 3.

SUBJECT:

White Paper on the History of Tripartite
Co-operation concerning Atomic Energy.

Priority

ORIGINATOR

,
(Signature)

giving further thought to the proposed White Paper.

__. C. Brown

Ee suggested that we should not push the Americans

(Name Typed)

Di-

P..L,.(1./Xb.

Local Tel

Bennett called us to say that he had been

on the subject of publication at this time.• He
feels that he would not want any action taken which

.".509 . . . .

APPROVED BY

might have an adverse affect on the negotiation of
the bilateral agreements now under discussion.

(Signature)

(Name Typed)
Internal Distribution:
S.S.E.A. - U.S.S.E.A.

Secretary of State
for External Affairs

AM./IM

..

Copies Referred "Yo:S

Mr. Bennetty/^
President c/f Atomic
Energy .of/Canada,
/td.

q•

nkH
000340

Ext. 97 (Rev. 1/52)

!

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                <text>Draft history / revisions / 16 DECEMBER 1954 </text>
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                <text>Secretary of State for External Affairs to Head of Post, Washington, "White Paper on the History of Tripartite Co-operation concerning Atomic Energy," 16 Dec. 1954, LAC, RG 25, vol. 5957, file no. 50219-AF-40, part 1.</text>
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                    <text>Defence Liaison (1) £ E H 8 .
DEPARTMENT OF EXTERNAL AFFAIRS,

^ m

CANADA.

xcess to Information Act .oi sur I'acces a I'information

(FILE

COPY)

NUMBERED LETTER

TO

Security:. ^ p . BE0-RE5?

The" Cana*d______' Bmbass y,

No:

Washington,' "l)'."6V"
FROM: THE UNDER-SECRETARY OF STATE FOR'
EXTERNAL AFFAIRS, OTTAWA, CANADA.
Reference

1954.

Your' ietter'No'.' 'i'495'of * August' 15',

Subject

Atomic'Energy:

.Dw ... JM &amp;.&lt;y....

%^e^)ecBmtrer • -9,- •19641 •

Air^r Surface Mail;
Post File No:
Ottawa File No.

White'Paper on"the History'of Tripartite'
Co-operation

References
/

(with oopy of
"B" a t t a c h e d )
t ^ e p . t p Cabine
!#fes. ,/AECB
E P €S . iA.E.of
Canlida,Ltd.
KG.0LS.{2)

#liaii«man,DRB
.C.Batemapi
{&amp;odm 572,
SuA L i f e Bldlg.,

L

-mAF'

H6

F&gt;

(6 copies of "A" (attached) enclosed with
this letter to Washington)
Attached are six copies of our suggestions
for amendments to the draft paper on Tripartite
collaboration in the field of atomic energy. Will you
please transmit these suggestions to the appropriate
U.S. authorities. You may also wish to give a copy
to Sir Roger Makins.

Ism.

2.
Our suggested amendment No. 16 perhaps requires
some explanation. The two reasons given in the draft
Montreal)' j, paper for the failure of the Combined Polioy Committee
jA'.A to agree on arrangements for "full and effective oooperation" are unsatisfactory, and the simplest method
V^ 1
of dealing with them appeared to be to delete them altogether. The first reason - that the Combined Policy
Committee was not able to agree on arrangements whloh
the United States could regard as consistent with the
support of an international control system - is somewhat
misleading. In fact, the failure to agree appears to
have been caused by the unwillingness of the U.S. to
exchange information on industrial "know-how"; in
particular, the U.S. did not want to give the U.K. the
technical information necessary for the construction
of atomic energy plants in the U.K. The second reason,
Internal
concerning agreements contrary to Article 102 of the
Gradation/" £, \A U.N. Charter, is ambiguous. Who would not agree, the
SSEA [ZYJIfanol. " Combined Policy Committee or the United States? In any
to naejky: t o ^
case, why suggest that any of the three nations might
mister)
have ignored the U.N. Charter?
Info. Div;
•
Commonwealth M v . 3 &gt;
When the question of publication comes up, you
American Div.
can take the position that the Canadian Government is in
D.L.(2) Div.
A favour of publication, but does not insist upon it. If
r'V it is decided that the paper should be published, the
Canadian Government would prefer that this should be done
(above w i t h ^
on a Tripartite basis. (The U.S. authorities have already
copj/kf "B"
agreed to this, as reported in your letter No. 389 of
attached)
March 2, 1954.) We would wish to release the paper
simultaneously with the U.S. and the U.K. If they each
publish a separate White Paper, we would probably do
Distribution
likewise. In any discussion of possible publication
to Posts
dates, it should be borne in mind that we would require
(with encl.
a minimum of three weeks to produce a White Paper here
»$" attached)
after receiving the final text.
v#6ndon (2)

o

*
Ext. 181B (Rev. 2/52)

• • a • £J

000342

�Document disclosed under the Access to In)
Document divulgue en vertu de la Loi sur I'acces a

I'information

- 2 -

4.
Incidentally, we should appreciate it if
the final text which you send us oould Include the
Appendices in the form In which they are to be
published. We are not sure that we have them all,
and we think that the final text should be complete
In all respects so that there can be no possibility
of a mistake.
R.A.MacKftt

of State
\hUnder-Secretary
for External Affairs

000343

�Document disclosed under the Access to Information Act - O
Document divulgue en vertu de la Loi sur I'&amp;kes a I'information

&gt;y. %
„/.,

TOP SECRET

C a n a d i a n suggestions f o r amendments
to the first draft of the paper entitled
"The United States - United Kingdom C a n a d i a n C o l l a b o r a t i o n i n the Field
of Atomic Energyo 19IfO-195)+'*

Present versions

ifft^ik/li'flT il &lt;

"From 19^6 t o 191+8 cooperatio n b e t w e e n the three
governments i n the field ,of atomic 'energy w a s brought t o a
v i r t u a l standstill,, However, b y the' modus" v i v e n d i of January
191+8," cooperation b e t w e e n the three governments wa;s revived
I n limited areas consistent w i t h t h e existing legislative
authority."
Suggested amended versions
"From 19^6 t o 1 9 ^ 8 cooperation of the United Kingdom and Canada w i t h the United States i n the field o f atomic
energy w a s curtailed, a l t h o u g h cooperatio n b e t w e e n t h e United"
Kingdom and Canada continued o n a n intimate and complete b a s i s .
By the modus v i v e n d i of January 1 9 ^ 8 , cooperation of the United
Kingdom and Canada w i t h the United States w a s revived i n '
limited areas consistent w i t h the existing legislative a u t h o r i t y . "

(2) Page 1. footnote 1/
Present versions
"Canadian Information Service Statement, "Canada's
Role in Atomic Bomb Drama", August 13, 19^5&lt;&gt;
Suggested amended versions
"Caiiada's Role in Atomic Bomb Drama" - Press Statement issued b^: the Hon. C.D0 Howe, Minister of Reconstruction,
August 13, 19M-5"c
(3) Page 4
Between'the Section entitled "The United States Manhattan Engineer" District - 19lf2" and the Section entitled
^Discussion Between President Roosevelt and Prime Minister
Churchill", ihsert the following Section;
"The Joint British-Canadian Project
In September 19^2 negotiations were completed
between the United Kingdom and Canada, with the signing of
a memorandum, for the establishment of a joint BritishCanadian research establishment in Montreal under the general
direction of the National Research Council of Canada. The
laboratory was opened in December 19*+2 and was in full
operation before the signing of the Quebec Agreement in
August 19^3."

Present versions
"Whereas Canada was not signatory to the Agreement,
Canadian participation in the joint effort was recognized by
000344

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 2 the appointment of C D . Howe, a Canadian, as the sixth member
of the Committee0"
Suggested amended versions
"While Canada was not signatory to the Agreement,
she concurred informally as a participant in the joint effort. .
The Hon. C D . Howe, Canadian Minister of Munitions and Supply,
was appointed as the sixth member of the Committee."
(5) Page

5a para.

2

a

sentence 1

In place of "Dean C.J. Mackenzie", insert "Dr. C.J.
Mackenzie, President of the National Research Council of Canada".
Comments Throughout the paper the titles of many of the
persons named are omitted. The inclusion of titles' in'all'
cases would be helpful to'people unfamiliar with the subject".'
This would apply particularly if the paper is to be published.
(6) Page

5

a para. 3 „ sentence 1

Present versions
"Early in 19*+3 a large Canadian-British research
establishment had been set up in Montreal under the general
direction of the National Research Council of Canada."
Suggested amended versions
"In December 19*+2, as mentioned above, a large
Canadian-British research establishment had been set up in
Montreal."
*

(7) Page 5 . para. 5 „ sentence 2
After "was at that time moved", insert "to Montreal".
(8) Page 5, para. 5, commencing with sentence 5
Present versions
"In May and June 19M+, General Groves, Sir James Tlhadwick
and Dean Mackenzie met to discuss the contributions tT$£ U.S.
would'make In the project. The primary results of these
meetings were the final drafting of the agreement delineating
the role of the U.S. in the joint project and the establishment
of the U.S. Evergreen Area Office in Montreal to handle interchange matters. Exchange of information with Canada was limited,
the latter having access to information developed at the
Metallurgical Laboratory and the Clinton Laboratories, but not
at Los Alamos and Hanford."
Suggested amended versions
"In May and June 1 9 ^ , General Groves, Sir James Chadwick
and Dr. Mackenzie met to discuss the contributions the U.S.
would make to the project. The primary result of these
meetings was the final drafting of the agreement delineating
the role of the U.S. in the joint project. The United States
established a scientific liaison office, known, as the Evergreen
Area Office, in Montreal. Exchange: of information with Canada
was limited, the latter having access to some of the information developed at the Metallurgical Laboratory and the Clinton
Laboratories, but not at Los Alamos and Hanford."

000345

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 3(9) Page &amp;
At the end of the Section entitled'"Canadian Role in
Cooperation", insert the following paragraph;
"At the outbreak-of the war, Canada possessed the ""
only available source of uranium and the"only plant capable of
refining uranium on the North American continent". Early "in
19^-2 uranium refined in Canada was made available for the '
research and development programme then underway in the United
States. With the establishment of the Manhattan Engineer "'District, Canada agreed to make available ail Cahadian "production of uranium for the weapon programme and also"agreed to
make every endeavour to expand uranium production. This
arrangement continued throughout the war years and is still in
effect."
(10) Page fra Section entitled "The Combined Development Agency".
last sentence s
For "Mr. G,C. Bateman from Canada", read "Mr. G.C, Bateman
of the Canadian Ministry of Munitions and Supply".
(11) Page G* Section entitled "Development of the First Weapon."
In sentence 1- delete "and Canada"; delete also, "and
Montreal".
(12) Page 7} P^^o-

A

, ^c^M^~&lt;^

/

For "and the existence of", read "and of the existence of".
(13) Page 7 /

m&lt;^m7C^.

3

Present version;
"Prior to the release of these statements and in view of
the agreement at Quebec not to reveal information concerning
the project to third parties without mutual consent, the three
statements had been sent to the other countries for comment.
The British approach to the U.S. releases was' considerably
more" cautious'than the American, and the former indicated
concern that such full disclosures regarding the technical
processes for the production of weapons was contemplated.
Although agreement on both the press release and the Smyth
Report was finally obtained, the final outcome of this discussion on the release of information was the establishment of a
U.S.-U.K. subcommittee to draw up the principles and conditions
which would govern the further release of scientific information concerning the atomic project."
Suggested amended versions
"Prior to the release of these statements, in view of the
agreement at Quebec not to reveal Information concerning the
project to third parties without mutual consent, each of the
three statements had been sent to the other two countries for
comment. The British approach to the releases proposed by
the U,S. was considerably more cautious than the American, and
the British indicated concern that such full disclosures
regarding the technical processes for the production of
weapons was contemplated. - Although agreement on both the
press release and the Smyth Report was finally obtained, the
final outcome of this discussion on the release of information
was the establishment of a U.S.-U.K.-Canada subcommittee to
000346

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

-If

-

draw up the principles and conditions which"Would govern the "
further release of scientific information concerning the atomic
project."
JL.

"For "President Truman and Prime Minister Attlee met",
read "President Truman, Prime Minister Attlee and Prime
Minister King met".
(15) Page &lt;f tt para. 3u . sentence 1
Present versions
"On November 16, another statement, which was not
made public, was signed by the Chiefs of State of the United"
States, the United Kingdom, and Canada, which declared ....".
Suggested amended version?
"On November 16, another statement, which was not
made public, was signed by President Truman, Prime Minister
Attlee and Prime Minister King, which declared ....".
Comment % The President of the United States is Chief
of State, but the Prime Ministers of the United Kingdom and
of Canada are not.
(16) Page £\

para. &lt;Sk . sentence 3

Present versions
"The Combined Policy Committee was not able to agree
on arrangements which the United States could regard as
consistent with the support of an international control system,
and would not agree to agreements which would be contrary to
Article 102 of the U.N. Charter".
Suggested amended versions
"The Combined Policy Committee was, however, not able
to agree on arrangements which were acceptable to all three
governments."
(17) Page f. ^&amp;*~ut . /. -£»-_/

s^&gt;s3L~~-^

Delete the word "had".
(18) Page f
Between the Section entitled "The Organization of
British Atomic Energy Efforts; The Ministry of Supply" and
the Section entitled "The Establishment of the United States
Atomic Energy Commission", insert the following Sections
"The Organization of the Canadian Atomic Energy Program
In June 19^6 £'he Canadian Parliament passed the
Atomic Energy Control Act which, among other provisions,
established the Atomic Energy Control Board to exercise
policy-making and regulatory responsibility under the Privy
Council Committee on Scientific and Industrial Research,

000347

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

The Control Board asked the National Research Council
to continue the management and operation of the Chalk River
establishment. In 1952, because of the increasing industrial
aspects of atomic energy, a Crown company, Atomic Energy of Canada Limited, was incorporated to take over these responsibilities from the National Research Council,"
(19) Page /o. Section entitled "Co-Operation Under the Modus Vivendi"
(a) In sentence 1 = after "United Kingdom", insert
"and Canada".
(b) In sentence 2 - after "British", insert "and
Canadian".
(c)

In sentence h - in place of "Atomic Energy Act",
insert "U.S, Atomic Energy Act of 19^6*!.

m

(20) Page //
Present version;
"This objective assumed greater urgency with the discovery
by the British of the Fuchs espionage case in February 1950 ' • ' ••
(App.K), and of the cases of Bruno Pontecorvo in September 1950
and Donald MacLean in May 1951«."
Suggested amended versions
"This objective assumed greater urgency with the discovery
of espionage^ committed by a number of persons entrusted with
important secret information."
Notes This amendment would have the effect of deleting
Appendix K.
(21) Page // . last sentences
Present versions
"The atomic energy personnel in the three countries,
including personnel that may have access to classlfied'atomic
energy information but are not workingiMrectly on atomic
energy projects," are given full background "investigations""
comparable to the system adopted by the United States since
19^7. (App, L ) " .
Suggested amended versions
"The atomic energy personnel In the three countries,
including personnel that may have access to classified atomic
energy information but are- not working directly on atomic
energy projects, are given full background investigations
by comparable systems in the three countries."
Notes This amendment would have the effect of deleting
Appendix L,
(22) Final page, entitled "WHITE PAPER APPENDICES"
Present version of Section Fs
"F.

Canadian Information Service Statement, August 13,
19*+5 (To be found as App, 8 of the Smyth Report)".

Suggested amended version of. Section F;
"F. Canadian-Statement a issued by the-Hon. C D . Howe,
August 13, 1945 (To be found as App. 8 of the
Smyth Report)".

000348

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

IP SECRET

ri
* '*

mmmm no SECRET
SI A SECRET

THE UNITED STATES-UNITED KINGDOM-CANADIAN COLLABORATION
IN THE FIELD OF ATOMIC ENERGY

1940 - 1954

rap SECRET
000381

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

y -.

DRAFT

TOF SliCRET

Canadian suggestions f o r amendments
to tho f i r s t d r a f t of t h e paper e n t i t l e d
"The United S t a t e s - United Kingdom Canadian Collaboration in the Field
of Atomic Energy. 1940-1954"
(1)

Pafie 1, p a r a , }

^ f|

|
*i

t $7-.*F*

Present Torsion8
"From 1946 to 194# cooperation between tho
three govorataents in the field of atomic energy was

^
^3 v.~

brought to a virtual standstill. However, by the
modus vivondl of January 1946, cooperation between

j-v\

the throe governments was revived in limited areas

^ , «-••

consistent with tho agisting legislative authority."
Suggested amended versions

^

^

'..-v r. '-

. "^

"From 1946 to 1943 cooperation of the United
Kingdom and Canada with the United States in tho field
of atoaie ©nor&amp;p was curtailed, although cooperation
between the Ifaited Kingdom and Canada continued on an
Intinato and complete basis. By tho modus vivendi of
January 194#, cooperation of tho United Kingdom and
Canada with the United States wao revived in limited
areas consistent with tbo existing legislative authority."
(2) Page 1. footnote 1/
Present version:
"Canadian Information Service Statement, "Canada*o
Role in Atomic Bomb Drama", August 13, 1945.
Suggested amended version t
"Conada,s Role in Atomic Bomb Drama" - Press
Statement issued by th© Hon. C D . How©, Hinietor of
Reconstruction, August 13, 1945".
O)

Pa^e

5

Dottrecn the Section entitled "Tho United Statos - Ilanhattan
Engineer District - 1942" and the Section entitled
"Discussion Between Prosident Roosevelt and Prime Minister
Churchill", insert the following Sections
000356

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 2 "The Joint British-Canadian Project
In September 1942 negotiations wore completed
between tbo United Kingdom and Canada, with the signing
of a meaorondiei, for tho establishment of a joint
Britieh-Canadian research establishment in Hontreal
under the general direction of the national Research
Council of Canada. The laboratory wao opened in
December 1942 and was in full operation before the
signing of the Quebec Agreement in August 1943*"
M

Paae 6 . sentence 1
Present version:
"Jhereas Canada was not signatory to the
Agreement, Canadian participation In the joint effort
was recognised by the appointment of C D . Howe, a
Canadian, as tho sixth member of the Committee*"
SurtP.ested amended version I
"Uhorcas Canada was not signatory to tho
Agreement, sho concurred informally as a participant
in the joint effort. The Hon. C D . Howe, Canadian
Hinistor of Munitions and Supply, was appointed as the
sixthraooberof the Committee."

(5) Paige 6 . para. 1 . sentence 1
In place of "Dean C.J. Mackenzie", insert ^Qr* C.J. Hackcnaie,
Preoident of the national Research Council of Canada".
Comment:

Throughout the paper the tltlos of many of the

persons named are omitted.

The Inclusion of titles in

all cases would bo helpful to people unfamiliar with the
subject.

This would apply particularly if the paper is

to be published.
(6) Page 6 . para. 2 . oontence 1
Prosent vorsioni
"Early in 1943 a largo Canidian-Britieh research
establishment had boen set up in Montreal under the
general direction of tho national Research Council of Canada."
000357

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 3 Suggested amended version:
"In Jteceabor 1942, ae Qontioned above, a
a largo Ganadian-Dritieh research cotabliefcaont had
been set up in Montreal."
P ^ e 6 i, para., 2, ti nentcnce.a,,,
After "Wao at that time moved", Insert "to Hontrcal*.
Pace 7» commencing with sentence 1
Present version:
"In IZay and Juno 1944» General Groves, Jtr James Chadwiofc
and Dean Jlackenale mot to discuss the contributions the
U.S. would make in tho project.

s

*ho prienry results of

thoso meetings were th© final drafting of the agreement
delineating tho r»le of tho U.S. in tho julnt project and
the establlohmsnt of the C O . tYergrcen Area Office in
flontroal to handle interchange matters. Exchange of
information with Canada was limited, the latter having
access to information developed at the Metallurgical
Laboratory and the Clinton laboratories, but not at
Los Alamos and HanfonU"
Surestcd aawn ded version:
"In Kay and Juno 1944, General tfrovco, Sir J?mcs Chadwicfc
and Br. KGCkensi© met to dlscuso the contributions the
C O . would make to the i.roject. The primary result of
theoe meotinge wao the final drafting of tho agreement
delineating the role of tho U.S. in the Joint project.
Th© United States established a scientific Uaison office,
known ao the Cverjreen Area Office, in Kontreal.

exchange

of information with Canadn wao limitod, the latter having
occeao to some of the information developed at the
Metallurgical Laboratory and tho Clinton Laboratories,
but not at Loo Alamos ond Hanford."

At the end of tbo Section entitled "Canadian Role in
Cooperation", insert tho following paragraph!
000358

• * «k

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 4"At the outbreak of tbe war, Canada
possessed the only available source of uranium
and the only plant capable of refining uranium
on tho Rorth American continent.

Early in 1942

uranium refined in Canada was made available for
the research and development progrmme

then underway

in the United States, With the establishment of
the Manhattan &amp;iginecr District, Canada agreed to
make available all Canadian production of uranium
for the weapon programme and also agreed to make
every endeavour to expand uranium production. This
arrangement continued throughout tho war years and
is still in effect."
(10) Page 8, Section entitled "fhe Combined Development Agency*.,
last sentence?
For "I4r. C C

Bateman from Canada", read "Mr, G . C

Bateman of the Canadian Ministry of Munitions and Supply".
(11) Page 8 .Section entitled "Development of the First Weapon."
In sentence 1* delete "and Canada"j delete also, "and
Montreal".
(12) Page -9, lfartT-la
For "and the existence of", read "and of the existence
of".
(13) Parte 9? commencing with line 7
Present version:
"Prior to tbe releaoe of these statements and in view
of the agreement at Quebec not to reveal information
concerning the project to third parties without mutual
consent, the three statements had been sent to the
other countries for comment. The British approach to th©
U.S. releases was considerably more cautious than the
American, and the former indicated concern that such full

000359

. . .5

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 5discloouroQ regarding the technical processes for
th© production of weapons was contemplated.

Althou#i

agreement on both tho press release and the Smyth
Report wae finally obtained, the final outcome of
this discussion on tho releaso of information wao
the establishment of a U.S.-U.K. subcommittee to
draw up the principles and conditions which would
govern tho further release of scientific information
concerning the atomic project."
Subtest ed amended version;
"Prior to the release of these statements, in view
of the agreement at Quebec not to reveal information
concerning the project to third parties without
mutual consent, each of the three statements had been
sent to the other two countries for coament. The
British approach t-&gt; the releases proposed by the U.S.
was considerably more cautious than the American, and
the British indicated concern that such full disclosures
regarding tho technical procosseo for the production
of weapons was contemplated. Although agreement on
both the press release and the Smyth Report was finally
obtained, the final outcome of this discussion on the
release of information xfas tho establishment of a
U.S.-U.K.-Canada subcommittee to draw up tho principles
and conditions which would govern tho further release
of scientific information concerning tho atomic project."
(14) Page 9. last sentence.
"For "President Truman and Prime Minister Attlee met",
read "President Truman, Prime Minister Attlee and
Prime Minister King met"..

• •• 6

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 6 -

(15) Page 1 0 . para 1 . sentence 3
Present version:
"The Combined Policy Cor^mittee was not ablo to
agree on arrangements which the United Statos
could regard as consistent with the support of
an international control system, end would not
agree to agreements *$iich would be contrary to
Article 102 of the C C

Charter".

Suggested amended version:
"The Combined Policy Committee was, however, not
able to agree on arrangements which were acceptable
to all three governments."
(1^)

Page 11, line 13
Delote the word "had".

&lt;17)

Pago ll
Between the Section entitled "The Organisation of
British Atomic Shergy Efforts:

The Ministry of

Supply" ond the Section entitled "The Establishment
of tho United States Atomic Energy Cocsraiseion", insert
the following Section:
"Tho Organisation of the Canadian Atomic ianer/or Program
In June 1946 the Canadian Parliament passed
tho Atomic Energy Control Act which, among othor
provisions, established tho Atomic Energy Control
Board to exercise policy-making and regulatory
responsibility under the Privy Council Committee on
Scientific and Industrial Research.
The Control Board asked the Rational Research
Council to continuo the management and operation of the
Chalk Rivor establishment,

In 1952, because of the

increasing industrial aspects of atomic energy, a
Crown company, Atomic &amp;iergy of Canada Limited, was
incorporated to take ovor these reponsibilitieo from
. . .7

000361

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

the National Research Council."
(10) Page 12 » Section entitled "Co-Operation Under the Modus Vivendi"
(a) In sentence 1 - after "United Kingdom", insert
"and Canada".
(b) In sentence 2 - after "British", insert "and
Canadian".
(c) In sentence 4 » in place of "Atomic 2nergy Act",
insert "U.S. Atomic Gncrgy Act of 1946",
(19) Page is. Section entitled "Security", sentence 2
Present version:
"This objectivo assumed greater urgency with the
discovery by the British of the Fuchs espionage
case in February 1950 (App.K), and of the cases
of Bruno Pontecorvo in September 1950 and Donald
KacLoan in May 1951."
Suggested amended version:
"This objective asoumed greater urgency with the
discovery of espionage committed by a number of
persons entrusted with important secret information."
Note; This amendment would have the effect of deleting
Appendix K.
(20) Page 15. last sentence:
Present version:
"The atomic energy personnel in the three countries,
including personnel that may have access to classified
atomic energy information but aJ?e not working directly
on atomic energy projects, are given full background
investigations comparable to the system adopted by the
United States since 1947. (App. L ) " .
Suggested amended version:
"The atomic energy personnel in the throe countries,
Including personnel that may have access to classified
atomic energy information but are not working directly
• • • #

000362

�'

'*

Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

- 0 -

on atomic energy projects, are given full background
investigations by comparable systems in the three
countries."
Hotoi

This amendment would have the effect of deleting

Appendix L.
(21) Final page, entitled "KHITK PAPER APPENDICES"
Present version of Section F:
"F.

Canadian Information Service Statement, August 13,
1945 (To be found as App. C of the Smyth Report)".

Suggested amended version of Section F:
"F.

Canadian Statement, issued by the Hon. C D . Howe,
August 13, 1945 (To be found as App. &amp; of the
Smyth Report)*.

000363

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

y -.

DRAFT

TOF SliCRET

Canadian suggestions f o r amendments
to tho f i r s t d r a f t of t h e paper e n t i t l e d
"The United S t a t e s - United Kingdom Canadian Collaboration in the Field
of Atomic Energy. 1940-1954"
(1)

Pafie 1, p a r a , }

^ f|

|
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Present Torsion8
"From 1946 to 194# cooperation between tho
three govorataents in the field of atomic energy was

^
^3 v.~

brought to a virtual standstill. However, by the
modus vivondl of January 1946, cooperation between

j-v\

the throe governments was revived in limited areas

^ , «-••

consistent with tho agisting legislative authority."
Suggested amended versions

^

^

'..-v r. '-

. "^

"From 1946 to 1943 cooperation of the United
Kingdom and Canada with the United States in tho field
of atoaie ©nor&amp;p was curtailed, although cooperation
between the Ifaited Kingdom and Canada continued on an
Intinato and complete basis. By tho modus vivendi of
January 194#, cooperation of tho United Kingdom and
Canada with the United States wao revived in limited
areas consistent with tbo existing legislative authority."
(2) Page 1. footnote 1/
Present version:
"Canadian Information Service Statement, "Canada*o
Role in Atomic Bomb Drama", August 13, 1945.
Suggested amended version t
"Conada,s Role in Atomic Bomb Drama" - Press
Statement issued by th© Hon. C D . How©, Hinietor of
Reconstruction, August 13, 1945".
O)

Pa^e

5

Dottrecn the Section entitled "Tho United Statos - Ilanhattan
Engineer District - 1942" and the Section entitled
"Discussion Between Prosident Roosevelt and Prime Minister
Churchill", insert the following Sections
000356

�*&gt;'

.

N-

TOP SECRET

4s*Z.&amp;&gt;»
Draft Numbered Letter to the Canadian Embassy,
Washington, D. C
Referencet

Your letter Ho* 1495 of August 19, 1954

Atomic Ener^r:
White Paper on the History of Tripartite Co-operation
Attached are six copies of our suggestions for
amendments to the draft paper on Tripartite collaboration
in the field of atomic energy.

17111 you please transmit

these suggestions to the appropriate U.S. authorities. Tou
may also wish to give a oopy to Sir Roger Makins.
2.

Our suggested amendment Ho. 15 perhaps requires

some explanation. The two reasons given In the draft paper
for the failure of the Combined Policy Committee to agree
on arrangements for "full and effective cooperation" are
unsatisfactory, and the simplest method of dealing with
them appeared to be to delete them altogether.

The first

reason - that the Combined Policy Committee was not able
to agree on arrangements whioh the Baited States oould
regard as consistent with the support of an international
control system - is somewhat misleading. In fact, the
paused by
failure to agree appears to have been/the unwlllihgness
of the U.S. to exchange information on Industrial "know-how* $

.... 2

000364

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

-

2 -

in particular, the U.S. did not *«ant to give the U.K.
the teohnloal Information necessary for the construction
of atomic energy plants In the U.K. The second reason,
concerning agreements contrary to Article 102 of the
C N . Charter, Is ambiguous. V/ho would not agree, the
Combined Policy Committee or the United States?

In any

case, why suggest that any of the three nations might
have ignored the U.N. Charter?
3.

When the question of publication comes up, you

can take the position that the Canadian Gevarnmsnt is In
favour of publication, but does not insist upon it. If
it is decided that the paper should be published, the
would prefer
Canadian Government ^oawOcelot that this should be done
on a Tripartite basis.

(The U.S. authorities have

already agreed to this, as reported in your letter No.
339 of March 2, 1954,) V/e would wish to release the
paper simultaneously with the U.S. and the U.K. If they
each publish a separate YJhite Paper, ws would probably
do likewise.

In any discussion of possible publication

dates, it should be borne In mind that we would require
a minimum of three weeks to produce a tfhlte Paper hers
after receiving the final text.
4.

Incidentally, we should appreciate lt if the

final text which you send us could Include the Appendices
in the form in which they are to be published. We are
and

not sure that wa have them all, Xaxaayxsasa wa think
that the final text should be complete in all respects
so that there can be no possibility of a mistake.

Under-Secretary of State
for External Affairs

000365

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Our f i l e :

50219-AF-40

J%

ot,tawa

&gt; November

22,1954.

«fKj&gt; &lt;JW

Thei PPrreessiiddeenntt,,
Atomic Energy of Canada, Limited,
Room 474, No. 4 Building,
Ottawa.
"

/ - / / a i d A P ~ */&lt;&gt;
\ 5 ° *• • ' " " j
y
i
C

Atomic Energy Co-operation
Thank you for your letter of September 17
containing your suggestionsfor amendments to the
draft of the proposed history of atomic energy cooperation, which was prepared by the United States
authorities..
2.
The Canadian suggestions for amendments to
the paper have been prepared in draft form in the
light of the comments made by you and other interested
people. I am enclosing a copy of the suggestions, together with a copy in draft form of a letter to the
Canadian Embassy in Washington, under cover of which
I propose to send the suggestions to the Embassy for
transmittal to the U.S. authorities.
3.
I hope that the suggestions and the covering
letter to the Embassy take care of the points raised
in your letter of September 17. I should be grateful
to have your confirmation that this is so, or any
changes which you may care to suggest.

-AW&amp;Under-Secretery
of State
l
'
for External Affairs

000366

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PAGES
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'"""""""" *""J"""""^"•'•'m.Djm.

With r e f e r e n c e to the United States draft of the
proposed h i s t o r y of atomic energy c o - o p e r a t i o n , I have d i s cussed t h e draft with D r . G. C . L a u r e n c e of the Chalk R i v e r
P r o j e c t , who, as you know, was a s s o c i a t e d with our work f r o m
i t s inception.

I a m enclosing a copy of a m e m o r a n d u m which

D r . L a u r e n c e h a s written m e in comment on the United States
draft.
I s h a r e D r . L a u r e n c e ' s views as to the inadvis ability
of s t r e s s i n g s e c u r i t y violations in the United Kingdom (page 13),
if no mention i s to be made of s i m i l a r violations in the United
S t a t e s , It would s e e m p r e f e r a b l e to avoid specific r e f e r e n c e to
individuals and to substitute the g e n e r a l language which D r .
L a u r e n c e has s u g g e s t e d .
The section on the Canadian r o l e in c o - o p e r a t i o n
m a k e s no mention of our contribution of r a w m a t e r i a l s .

It m a y

be that this is a d e l i b e r a t e omission s i n c e , if r e f e r e n c e is m a d e

000367

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

-

2

-

to Canada's contribution of u r a n i u m , some mention shovild a l s o
be m a d e of the Belgian contribution.

In any c a s e , it is m y view

that Canada should be given c r e d i t for its r o l e in this p a r t of
the p r o g r a m m e .

I s u g g e s t , t h e r e f o r e , that the following be

i n s e r t e d as the final p a r a g r a p h of the section 'Canadian Role
in C o - o p e r a t i o n ' :
"At the outbreak of the w a r , Canada p o s s e s s e d
the only available s o u r c e of u r a n i u m and the only plant
capable of refining u r a n i u m o n the North A m e r i c a n
continent.

E a r l y in 1942 u r a n i u m refined in Canada

was m a d e available for the r e s e a r c h and development
p r o g r a m m e then underway in the United States,.

With

the establishment of the Manhattan Engineer D i s t r i c t ,
Canada a g r e e d to m a k e available all Canadian p r o d u c tion of u r a n i u m for the weapon p r o g r a m m e and also
a g r e e d to m a k e e v e ry endeavour to expand u r a n i u m
p r o d u c t i o n.

This a r r a n g e m e n t continued throughout

the war y e a r s and is still in effect."
If it is the intention of the United States to r e l e a s e
a White P a p e r on " G o - o p e r a t i o n " , I believe that a . s i m i l a r paper

000368

�Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

mm

-

should be r e l e a s e d in Canada.

3 -

However, I do not think that

we should p r e s s for such a r e l e a s e u n l e s s a document can be
produced t h a t is entirely acceptable to the t h r e e p a r t i e s .

The

section on s e c u r i t y in the proposed draft, as now w r i t t e n , will
undoubtedly give offence to the United K i n g d o m .

If a g r e e m e n t

cannot be r e a c h e d on a satisfactory wording, the r e l e a s e of
the paper might do m o r e h a r m than good at this p a r t i c u l a r
stage in.our r e l a t i o n s .
Yours s i n c e r e l y

M r . W. H . B a r t o n ,
D e p a r t m e n t of E x t e r n a l Affa i rs ,
Ottawa,
Ontario.

Encl.

000369

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&gt;

VJ

March 11, 1954

MEMORANDUM TO THE MMISIFER
You may recall that last
January we raised with London and Washington
the possibility of securing United Kingdom
and United States agreement to a tripartite
sponsorship of the proposed record of the
history of co-operation in the development
of atomic energy. The United Kingdom agreed
to this some time ago,
2.
We have now been advised
by our Embassy in Washington that the
American authorities agree that Canada shall
be one of the sponsors of the proposed history
if and when the history is released. The
Embassy says that the Atomic Energy Commission draft is about ready to be shown to
other U.S. Departments and will be made
available to us within two or three weeks.
It has not yet been decided whether or not
the history will be publicly released.

R. A. M.

//m-J

j£

m.JjyJSj'-'-*

I.

000410
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                    <text>Document disclosed under the Access to Information Act Document divulgue en vertu de la Loi sur I'acces a I'information

-s

i

MINISTER OF DEFENCE PRODUCTION
CANADA

SECRET
-«j.-.«C?, 1 &lt;*

OTTAWA

&lt; £ -&lt;***
4y^

January 15th, 1954.

My dear Cof^epgue,
Thanks for your letter of January 13th,
referring to a history of Anglo-American co-operation in the
field of atomic energy since the period of the last war.
I fully agree that the history should be
published under tripartite sponsorship.

I believe that Canada

had a greater part than had the United Kingdom in developing the
use of atomic energy in the earlier stages.
Therefore, I concur in your suggestion
that the Canadian Ambassador be now instructed to make informal
representations with a view to obtaining the agreement of the

D-\
\

&lt;*r
5
6
7

United States.

s

2

In any event, we should see the text before
t

„.

|

J:

receives sufficient recognition.

a
9
10

21

publication to make sure that the Canadian part in development

i

Yours sincerely,

JAN19£&gt;4~

Honourable L. B. Pearson,
Secretary of State for External Affairs,
OTTAWA.

000416

1% - /-

S-^r^S)

�</text>
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                    <text>TO EXTERNAL
2361 PRIORITY

~~

INFO CCOS EMBPARIS LDN WASHDC_2.1,n.,RU

YOURTEL
DLUJ7 OCT9. :t p~]\

vrc~~~BERLIN CONTINIIENCYPLAIIN1N13

t:,L . .(

,,,,

..

t,µr""'

/ ;J-r;y;f'/

-~,,,,,

.

--:1-,/ ~
(¼,~
.'fl'--=

/f

,

---

COUNCILS DISCUSSICN
IN RESTD SESSION OCT18 TOOK ACCOUNTO - 5 -,--·
.

~;AS

~--

.

UNFORTUNATE
tHlS USEFUL SµMMARY
OF TKE C -~ ---.

.

D

ACCUMULATION'6 PAPER ON THIS SUBJECT HAD NOT RPT NOT BEK~--c-I-ffG.-IJLA
TEO EARLIER.AS

IT

IS,DISCUSSION REMAINS.CONFUSED.NO RPT Nn--1DEe-t-.tU

-

HAVEBEENTAKEN.AFURTHERMTGWILL BE HILD OCT12,12. THE STANDING QROUPHAD NO RPf; NO REPLY

TO OUR QUESTION
ABOUT

NUCLEARWEAPONS.THEREFOREI GAVETHE STATDIINT I SENT YOO IN MYTEL
~07

ocr,, INCORPORATINGBOTHTHE AMEND,MENTS
YOU Sl:J'18ESTEDIN

PARA!

YOURRUTEL. THIS PRECIPITATED CONSIDERABLE DISCUSSION.WE RECEIVED
SUPPORTFROMNORWEGIANSAND BELGIA~S,BUT A NUMBEROF

OTHERSARE

OPPOSED.THEIR CHIEF OBJECTION
IS TKATTO REQUEST
THE EXCLUSIONOF

THENUCLEARCONTINGENCY
PLAN AT THIS,STAGEWOULD
RE OPENA
QUESTION WHICH VAS DEBATED PAINFULLYA_NDAT LENGTHA YEAR AGO IN
COUNCIL.OTHERS UNDERSTAND
OUROBJECTIONS
VERYWELL;THE
DIFFICULTY

IS THEYDONOTRPT NOTSHAREOUR.VIEW.THEY
POINT OUTTHATUSEOF
NUCLEAR
WEAPONS,LIKE
ALL CONTINGENCY
PLANS,WOULDBE SUBJECT TO
A POLITICAL DECISION BY GOVTS AT THE TIME AND IF COUNCIL AGREED

TO PULLOUTONEPLAN OF THIS CAiA~OQIJE,INDIVIDUAL
OBJECTIONS
COULD
BE RAISEDTO ALLTHE OTHERSoFROM
PRIVATECONVERSATIONS
WITHA
NUMBEROF MYCOLLEAGUES,l BELIEVE TH.ISv,I[W TO BE STRONGLYHELDBY

SOMEDELS,NOTABLYFRENCH.ITIS TOOEARLYTO SAYWHAT
WILL EMERGE
FROMTHE DISCUSSION, BUTVE MAY HAVEA TOUGH
FIGHT.
3o THE OTHER I"PORTANT
POINT

DEALT,
VlTK OCT1~ WASTHEONERAISEDIN

PARA•OF YOURREFTEL.HERIAGAIN,THERE
IS A DEEPDIV OF OPINIONa
AT ONEEXTREME
IS BOYESEN,NORWEGIAN
PERMREP,WHOSE
PERSONAL
VIEWIS
THATWHOLE
IDEAOF APPROVALIS MISCONCEIVED.HE
LOOKSONCONTINGENCY
•oo2

000741

�.: ...-:

PAGE TWO 2360

PlANNING AS A CONTINUOUSPROCESS, IN WHICH IDEAS WILL 8£ SUBJECT TO

CONSTANT
REVIEWoHE
FEARSTHAT APPROVAL
OF PLANSIN SON£FOMIALSENSE
WILL TEND TO FREEZE FLANNINGoTHIS HE THINKS WOUJ..D
BE DANGEROUSBE•
CAUSE THE WHOLESERIES OF PLANS IS BUILT UP ON A SERIES Of ASSUMPTIONS ABOUTSOVIET REACTIONS WHICH COULDWILL BE FALSIFIED BY EVENTS,,
AT THE SAME TIME,HE EMPHASIZES THAT NORWEGIANAUTHORITIES ARI FIRtlLY
CONVINCEDOF THE NEEi) FOR CONTINGENCYPLANNING,SO LONG AS IT DOES NOT

RPT NOTLEADTO CLOS£DMINDSANDOVER-FORMAL
RESULTS.
4. NO RPT NO OTHER PERMREP GOES THIS FAR.EVEN DANE,WHOGENERALLY

SUPPORTS
NORWEGIAN,ANNOUNCED
THATHIS AUTHORITIES
APPROVED
PLANS
QUOTE IN PRINCIPLE UNQOOTEolTALIANUS£D A

SIMILARFOJIHLAoTHIS

WAS

DESPITE CLEARINDICATIONS
THATBOTHITALIANANDDANFSHAUTHORITIES

HAVESERIOUSRESERVATIONS
ABOUTTH£ PLANSANO.THER!:FORE
LNDERSTAND
APPROVAL IN PRIN CI PLE IN A BROAD AND LOOSE SENSE.DANES OBJECT TO

APPROVAL
BY GOVTSOF PLANSWHICH INCLUDE ACTS CONTRARY
TO INTER•
NATIONAL LAW.( AS LEGAL ADVISOR SUGGESTS IN P0/62/637

SOME OF THE

MARCON
PLANSWOULD
BE&gt;.ITALIANSHAVESERIOUS DIFFICULTIESABOUT
ALERTS, A.~D LIKE US ARE ST ILL WORRIEDOVER THE QUESTION OF TRANSFER
OF CONTROL FROM TRIPARTITE TO NATO COMMANDo
5o DI SCUSSION OF TH IS POINT WILL HAVE TO BE PURSUED TOO.SOME DEl..S

HAVENOTRPT NOTRECEIVEDINSTRUCTICNS
YEToATTHE MOl'tINT,HOWEVER9
IT SEEMS THAT AT LEAST SEVEN Dr.LS-THE FOUR PLUS BELGILM,ITAlY AND

to
,.

DENMARK-WOULD
PROBABLYBE PREPARED TO SUBSCRIBE

SOME FOR4 ULA

APPROVINGTHE PLANS IN PRINCIPLEFOR PLANNING
PURPOSES AS A
CATALOGUE,
THE EXECUTION
OF ANY ONE PLAN110R ANY COMB
INATION, TO BE

SUBJECTTO A SPECIFIC POLITICALDECISIONBY GOVTSAT THE TIME.]
BOYESEN$ VIEW IS PERSONAL;HE IS NOT RPT NOT CERTAIN HIS GOVT WOULD

SHARE IT4MY OWN VIEW IS THAT,WHILE A N'UMBtR Of HIS COMMENTSARE WELL
TAKEN!)IT IS REALLY GOING TOO FAR TO EXPECT THAT TKE COUNCIL,HAVING
DIRECTED A YEAR AGO THAT PLANS BE PREPAREO,WOULDNOT RPT NOT REACT

IN SOMEFORMULA
OR ANOTHER
TO THE PLANSNOWTHEYHAVEBEENPRESENTEDo
••• 3

000742

�-PAGETkREE 2360
6.THIS DEALSWITH PARASl,2 AND4 OF YOURINSfRUCTIONS;?ARA3RAISES
DIFFERENTPROBLEMS.YOU
MENTIONALERTS.I WILL BE REPORTINGON THIS
A~PECT~EPAkATELY.YOUR
SECONDPOINT WASABOUTOURQUESTIONON THE
THANSfEROF CONTROL.ON
THIS,I UNDERSTAND
FROMPRIVATETALKSTHAT
TRIPAHTITEPLANNERS
ARE RELUCTANT
TO BUDGEF~OMANSWER
THEYGAVE
US EAKLIEReHOWEVER,NO
RPT NO ANSWER
TO OURSECONDPRESSINGOF THIS
POINT HAS liEEN RETURNED.CHAIRMAN
RECOGNIZED
AT OCTlO MTGTHATA

NUMBER
OF DELS COULDNOT RPT NOT BE EXPECTED
TO MOVEFORWARD
UNTIL
STANDINGGROUPHADREPLIED TO QUESTIONSDELS HADASKED.HEPRESSED
STANDINGGROUPREP STRONGLY
TO GET THE ANSWERS
QUICKLY.ATTHE MOMENT,

THE BALL IS IN THE Pl.ANNE
RS COURTON THIS POINTo
7.FINALLY,YOURPARA3MENTIONSECONOMIC
COUNTERMEASURES.IN
A
FORMALSENSE,THIS QUESTIONIS SEPARATEFROMAPPROVAL
OF BERCOM/MARCON
PLANS.THETHREEHAVENOWMADECLEARTHATECONOMIC
COUNTERMEASURES
WOULD
BELONGLARGELYTO PHASEII OF A CRISIS.ALL THE BERCOM/MARCON
PLANSBELONGTO PHASEIII.THUS IT WOULD
BE THEORETICALLY
POSSIBLE
TO APPROVETHEMWITHOUT
NECESSARILYACCEPTINGFURTHERDECISIONS
ON ECONOMIC
COUNTERMEASURES.HOWEVER
THE TWOFORMSOF RESPONSEARE
LIN~ED IN POSSIBLE PROGRESSION
OF MEASURES.IFWETAKETHE INITIATIVE
TO RAISE THIS QUESTION,THERESULTWILL BE IMMEDIATE
PRESSUREON CDA,
SINCE COAHAS THE MOSTRESERVEDPOSITION ON THE WHOLE
QUESTIONOF
ECONOMIC
COUNTERMEASURES.EVEN
IF WEDO NOT RPT NOT RAISE THE QUESTION OURSELVES,ITCANNOT
RPT NOT BE AVOIDEDMUCHLONGER;YOU
WILL
NOTICEPARA17OF P0/62/641

SAYS THE SUBJECTWILL BE PLACEDON THE

AGENDA
AT AN EARLYDATE
IGNATIEFf0 ~'

9

'

000743

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-

FM NATOPARIS SEP29/61
TO EXTER-4AL 2486

REGl'STRY

OPIMMED

INFO LDN WASHDCEMBPARIS CCOS PRIORITY
DM/lliD PRIORITY FM CCOS
REF OURTEL 2458

SEP28

BERLIN-CON TIN GENCY PLANNING
OFOLLOWING IS A DETAILED ACCOUNT OF GEN NORSTADS
ATLANTIC COUNCIL THIS MORNING ON LIVE-OAK PLANNING.NORSTAD BEGAN
BY POINTING OUT THAT HE HAD REVEALED MUCH OF LIVE-OAK PLANNING
BEFORE WITHOUT REFERRING TO IT BY THAT NAME AND WITHOUT SPECIFIC
AUTHORIZATION TO DO SO.HE SAID THAT ANNEX A TO P0/61/765(PARA4

OF

OUR REFTEL)COVERED LIVE-OAK RATHER WELL.LIVE-OAK HAD NOT RPT NOT
EXTENDED TO PLANNING OF OPERATIONS WHICH COULD BE SAID TO BE OF A
MAJOR MILITARY SCOPE ON THE BASIS OF THE SIZE
INVOLVED.WIDER PLANNING,IE

OR NUMBER OF FORCES

PLANNING WITH A MAJOR MILITARY SCOPE,

TOOK PLACE ON A NATO,NOT RPT NOT A TRIPARTITE,BASIS.IT

IS TO THE

WIDER PLANNING THAT ANNEX B(PARA5 OUR REFTEL)REFERS.
2.THE

LIVE-OAK ORGANIZATION STARTED IN THE WINTER OF 1958-59

THE 1958

CRISIS

OVER BERLIN,ON A TRIPARTITE

WEST GERMANOBSERVER HAD PARTICIPATED.THE

AFTER

BASIS.MORE RECENTLY,A

TERMS OF REF FOR LIVE-OAK,

AS DESCRIBED ON A CHART DISPLAYED AT THE NEET ING, WERE: ( 1 )RECOMMEND
QUIET PRECAUTIONARY MILITARY MEASURES;(2)ASSIST
IN BClJN IN AIRLIFT

PLANNING:(3)PLAN

INITIAL

TIOOS IF ACCESS TO BERLIN WAS DENIED; (4)PLAN

THE THREE E~!BASSIES

PROBE OF SOVIET INTENFOR SUPPLEMENTARY

MILITARY EFFORTS.
3.IN

AN AMPLIFICATION,NORSTAD SAID THAT INCLUDED IN ITEM(l)IN

THESE TERMS OF REF WAS INTENSIFICATION
MAINTAINING SUPPLIES

OF NATO PRACTICE ALERTS;

FOR THE BERLIN GARRISON AT A TWELVE-MONTHLEVEL;

INCREASE PATROLLING OF EAST GERMANBORDERS BY UK AND USA;/-,$

8,:43--

SE IN AUTOBAHNTRAFF IC.
4.RE

ITEM(3),NORSTAD

SAID THAT LIVE-OAK HAD DEVELOPED PLANS TO DETER-

MINE WITHOUT QUESTION WHETHER THE ENEMY INTENDED TO USE FORCE TO

000206

�DOWNGRA~D
T9S~CREl
·,.JDUIT
A SECRET
. .~).J
l p.)
PAGE TWO 2486

FEB2 7 1985

PREVENTACCESSTO BERLIN.THECHARTTHATNORSTADDISPLAYEDAT THIS
POINT UNDERTHE HEADINGQUOTEPROBEOF SOVIET INTENTIONSUNQUOTE
PROVIDETDIN THE AIR FOR A PROBEBY ONE MILITARYTRANSPORT
FROMEACH
OF THE THREENATIONSANDFOR CIVILIAN TRANSPORTS
TO BE MANNED
BY
MILITARYCREWS;a-J THE GROUND
THEREWERETO BE SMALLTRIPARTITE CONVOYS.THE QUOTEGUIDINGPRINCIPLE UNQUOTE
SHOWNON THE BOTTOMOF THE
CHARTFOR THESE PROBESWASGIVENAS QUOTEWILL NOT RPT NOT FIRE
WNLESS FIRED UPONANDTHEN ONLYAS NECESSARYTO EXTRICATEITSELF
UNQUOTE.
SPEAKINGOF THESE PROBES,NORSTAD
SAID QUOTENONEOF THESE
PROBESHAVEENVISAGEDSUSTAINEDCOMBATUNQUOTE.HE
THENWENTON,
HOWEVE~TOWARNTHE COUNCILAS HE HADDONEIN THE PAST THAT,WHILE
FORCE WASIN CONTACTWITHFORCE,THEREWASALWAYS
DANGEROF LARGER
INVOLVEMENT
EVENTHOUGHINSTRUCTIONSSOUGHTTO MINIMIZE THIS DANGER.
THE DANGERREMAINED
NO RPT NO MATTERHOWSMALLTHE FORCE.WHILELIVEOAKPLANS HADNOT RPT NOT BEENCOORDINATED
IN A TECHNICAL
SENSE WITHNATOPLANS,THEYHADBEEN DEVELOPED
TO BE CONSISTENTWITH
THEM:THEFACT THATNORSTADHADLIVE-OAK UNDERHIS CONTROLWASA
GUARANTY
OF THIS.
5.TUR-JING NEXT TO ITEM(4),SUPPLEivJENTARY
MILITARYEFFORTS,NORSTAD
POINTED OUT THATTHIS WASBASEDON RATHERLARGERFORCES.HIS CHART
SAID THATTHE PURPOSEWOULD
BE TO QUOTETEST THE RANGEOF FORCE THE
USSR WASREADYTO APPLY UNQUOTE,AND
STATEDTHATTHE OBJECTIVEWAS
QUOTETO DEMONSTRATE
DETERMINATION
TO REACTWITHFORCE OR TO TEST
THE RANGEOF FORCE THE SOVIETS ARE READYTO APPLY UNQUOTE.FOR
THIS
PURPOSE,IN THE AIR NORSTADENVISAGEDTHE USE OF FIGHTERS TO SUPPORT
AIR PROBESANDTHE USE OF FIGHTERS TO SUPPORTGROUND
OPERATIONS.CN
LAND,ATRIPARTITE BATTALIONPROBEWOULD
BE INVOLVED.STUDY
HADTAKEN
PLACE OF THE POSSIBILITY OF EMPLOYING
A TRIPARTITE DIV.NORSTADALSO
SAID THATCONSIDERATION
HADBEEN GIVEN TO THE POSSIBILITY OF EXPANDINGTHE NUMBEROF COUNTRIESINVOLVEDBEYONDTHREE,BUTHE THOUGHT
THIS PROBLEMFELL UNDERANNEXB.NORSTADREMARKED
THATHE THOUGHT
••• 3

000207

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PAGE THREE2486

FEB2 7 1985

THERE WASA BASIS FOR MAINTAININGTHE LIVE-OAK GROUP:THEREWERE
LEGAL AND OTHERREASONSWHYTHERE MUSTBE A BASIS FOR A TRIPARTITE
EFFORT.HE DREWATTENTIONTO THE FACT THAT ON THE PROBE LEVEL
PLANNINGWAS NOT RPT NOT ON A NATIONALBASIS BUT TRIPARTITE,GIVING
IT AN QUOTEALLIED FLAVOURUNQUOTE.
6.TURNING TO AIRLIFT OPERATIONSCITEM
2 IN HIS TERMS OF REF)NORSTADS
CHART SHOWEDA NUMBEROF ALTERNATIVES:Cl)A GARRISONAIRLIFT;(2)A
CIVILIAN AIRLIFTCSUBSTITUTINGMILITARY FOR CIVILIAN TRANSPORT);
(3)QUOTE TRIPLE PLAY UNQUOTE&lt;THE
AIR EVACUATIONOF ALLIED NONCOMBATTANTS
AND OTHERSFROMWEST BERLIN IN 36 HOURS);(4)QUOTE Q-BALL
UNQUOTE&lt;FULL
ALLIED AIRLIFT IN SUPPORTOF WEST BERLIN).NORSTADSAID
THAT THE THREE AMBASSADORS
IN BONNHADSPECIAL RESPONSIBILITY RELATING TO AIRLIFT PLANNING,BUTOBVIOUSLYIT WASTHE MILITARY COMMAND
STRUCTUREWHICHWOULDHAVETO CARRYOUT THE OPERATION.
7.CONTINUING WITH HIS ORAL PRESENTATION,NORSTAD
SAID THAT IN RECENT
WEEKS HE HAD TAKENSTEPS TO INCREASEPREPAREDNESS,FOREXAMPLEBY

.

ESTABLISHING A LIVE-OAK OPERATIONSAND INFO CENTREWHICHCOLLECTED
INFO CONCERNINGINCIDENTS AND OTHERMATTERSOF INTEREST TO THE LIVEOAK PLANNERS,FOLLOWED
TRENDSAND COULDMAKERECOMMENDATIONS.IF
NECESSARY,THEOPERATIONSAND INFO CENTRECOULDASSUMESOMEOPERATIONAL
RESPONSIBILITY OR AT LEAST ASSIST WITH IT.NORSTAD EMPHASIZEDIT AS
HIS PERSONALVIEW THAT IF A PROBE WERENEEDEDIT WOULDBE BETTER TO
CONTROLIT THROUGHNATOCOMMAND
CHANNELS.HEHAD ALSO ACTIVATEDAN
AIR COMMAND
POST,SITUATED AT RAMSTEIN,ANDSTAFFED BY TRIPARTITE REPS,
WITH THE DUTYOF EVALUATINGTRAFFIC IN THE AIR CORRIDORSAND ASSESSING INCIDENTS.IT TOO WASCAPABLEOF EXERCISING OPERATIONAL
CONTROL.AFEW TRANSPORTANDFIGHTER AIRCRAFT WEREKEPT ON THE ALERT
TO REACT QUICKLYTO ANYRELOCKINGOF AIR TRANSPORTARRANGEMENTS.
THERE WASA CAPABILITY TO USE MILITARY OR CIVILIAN AIRCRAFT WITH OR
WITHOUTFIGHTER ESCORT IN SUCH A REACTION.HESPOKE OF THE INTRODUCTION RECENTLYOF A NEWFIGHTER AIRCRAFTWHICHWOULDBE QUOTEUSEF'UL•••• 4•

000208

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PAGEF'OL:R2486

IN THIS OPERATIONUNQUOTE.THE
EXACTIMPLICATIONOF THIS TERMWAS
NOT RPT NOT CLEAR;BUTSIGNIFICANCEMIGHTBE ATTACHED
TO IT BECAUSE
HIS REF WASSO POINTEDBUT AT THE SAMETIME SO VAGUE.THESEAIRCRAFT
ARE KEPT ON CONSTANTALERT,SOMREOF THEMON FIFTEEN-MINUTENOTICE,
SOME ON THIRTY-MINUTE,SOME
ON ONE-HOURANDSOMEON SIX-HOUR.THEY
WEREREADYTO MEETA SITUATION QUICKLYANDEFFECTIVELY.
8.LIVE-OAK IS CONSIDERINGANDREVIEWINGEAST GERMAN
MEANSOF INTERFERENCEWITH GROUND
ANDAAIR TRAFFIC ANDMEANSOF REACTINGPROMPTLY
TO SUCH INTERFERENCE.NORSTAD
SAID THAT EXPERIENCETHIS SUMMER
HAD
CONVINCEDHIM THAT IT WASPOSSIBLE TO REACTAT ONCEMORESAFELYAND
ON A SMALLERSCALE THANAFTER A DELAY.HEWASTHEREFOREKEEPING
FORCES IN POSITION FOR RAPID RESPONSEHO ANYACTIONBY THE OTHER
SIDE.REFERRING TO THE RELATIONSHIPOF LIVE-OAK TO NATOPLANNING,
NORSTADASSUREDTHE COUNCILTHAT IN HIS DUALCAPACITYHE HAD
ALWAYS
MADESURE ANDWOULDALWAYS
MAKESURE THAT LIVE-OAK PLANS
WOULDCOMPLEMENT
ANDSUPPLEMENT
NATOPLANS,NOTRPT NOT CONFLICT
WITH THEM.NATOMUSTBECOMEFULLY INVOLVEDIN°ANY LARGERPLANS FROM
THE FIRST MINUTE.
9.THE DISCUSSION WHICHFOLLOWED
THIS PRESENTATIONANDNORSTADS
QUESTIONOF A NEWEXERCISE TO FOLLOWUP QUOTEOPERATIONLONGTHRUST
UNQUOTEWHICHWASCANCELLED
LAST MAYARE THE SUBJECT OF SEPARATETELS.•

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PLANNING

'1.

COUNCILGAVEPRELIMINARY
CONSIDERATION
TO DOCUP0/61/765

AT A R STD ,..../

MEETING CH SEP29. GEN NORSTAD WAS PRESENT.HE BRIEFED THE COUNCIL

~Ji/

ON THE SCOPE AND PRESENT STATUS OF LIVE OAK PLANNING.FOR SAKE OF

,J_,

/

COOVENIENCE
WEARE REPORTINGHIS FORMALBRIEFING IN A SEPARATEMSG.
2.IN INTRODUCING
THE DISCUSSIONSECGENSAID THATHE REGARDED
TODAYS
SESSIOOAS ONEDSIGNEDPRIMARILYTO ELICIT FURTHERINFO.HE THEN
SET OUTHIS OWNINTERPRETATION
OF THE TWOANNEXES
TO THE DOCU.ANNEX
A,THE REPORTOF THE THREEGOVTS,WAS
NOT RPT NOT IN HIS ESTIMATION
00 E

WHICHCOUNCILCOMMENT
WASNECESSARILYREQUIRED.
IT WAS

REPORTING
ACTIONOF THE THREEGOVTSTO PLANFOR THE DEFENCEOF THEIR
OCCUPATION
FORCESIF ATTACKED
IN BERLIN.HETHOUGHT
THE THREEGOVTS,
AS ANYOTHERINDIVIDUALGOVTREPRESENTED
IN NATO,HADTHE RIGHTAND
THE DUTYTO PLANFOR THE DEFENCEOF THEIR OWNFORCESIF ATTACKED.

\

ANNEXB, IE INSTRUCTIONS
TO NATOMILITARYAUTHORITIESWASDIFFERiNT

\\
\

;
J

IN NATURE.
IT WASSECGENSUNDERSTAND.nm
THT IF IT OR SOMEVERSIONOF

!

IT WEREADOPTEDBY COUNCILALL EARLIERINSTRUCTIONS
TO NATOCOMMANDERSWITH.RESPECTTO BERLINWOULD
BE WITHDRAWN
ANDTHEREAFTER
ANY
CHANGESWHICHMIGHTBE DESIREDIN LIVE OAKPLANNINGWOULD
BE DEVELOPEDIN NATONO RPT NO MATTERFROMWHERETHE INITIATIVE FOR CHANGE
MIGHTCOME.IF THIS WASTHE CASE WECOULDFORGETTHE PROBLEM
WHICH

I

HADBEENPOSEDBY THE ACTIVITIES OF THE AMBASSADORIAL
STEERINGGROUP
IN WASHOC.HE
MADETWOFURTHERGENERALPOINTS.POLITICALDIRECT:VEAND
STRATEGICCONCEPTWERETHE GUIDINGDOCUSFOR NATOMILITARYPLANNING
ANDNO RPT NO PLANSINVOLVING
NATOFORCESSHOULDBE MADEWHICHDID
NOT RPT NOT COMEWITHINTHE AMBITOF THESETWODOCUS.HEDID NOT RPT
NOT THINKTHATTHE PLANNINGTOUCHED
ON IN EITHER ANNEXA ORB HAD
••• 2

000210

/

/

:~

\

�N

PA GE TWO 2483
IN FACT

OF THESE BASIC

GONE BEYOND THE LIMITS

BELIEVED

THAT THE MILITARY

PLANS

SEEMED NECESSARY

TICAL

DIRECTIVE

AUTHORITIES

CONCEPT.NO

CRISIS

PRIMARILY

FOR PLANS TO DEFEND THE ALLIANCE

THE MILITARY

RPI

NO MATTER WHAT

COlvJMANDERS WERE RESPONSIBLE
WITHIN

THE TERMS OF THE

DOCUS.

3.AFTER
THIS

ARISE,

TO MAKE WHATEVER

THE BROAD CONCEPT OF THE POLI-

IMMEDIATE

BASIC

MIGHT

HAD THE RIGHT

TO THEM WITHIN

AND THE STRATEGIC

DOCUS.SECONDLY,HE

NORSTADS

POINT,A

WHICH MIGHT

BRIEFING

SERIES

ON LIVE

OAK PLANNING

OF QUESTIONS

BETTER

WERE RAISED

BE REPORTED IN

WHICH TOOK PLACE AT

BY COUNCIL

MEMBERS

SEQUENCE RATHER THAN ATTEMPTING

TO GROUP THEM UNDER GENERAL HEADINGS.
4.ITALIAN
MILITARY

ACTION

CONSULTATION

WOULD IN THE THREE .POWERS VIEW

WITH NATO. DID THE IDEA

FOR EXAMPLE, THE SMALL SCALE
REPLY WAS TO THE EFFECT
OF PLANS

OF PREVIOUS

THAT THE QUESTION

PREVIOUS

CONSULTATION

HE DID

ON THIS

SUBJECT

INVOLVED
HIS

THE IMPLEMENTATION
SCOPE OF RESPO.'J

HE WOULD CERTAINLY

ANY PLAN OF MILITARY

NOT RPT NOT KNOW OF ANY DECISION
BY ANY POLITICAL

HOPE THAT

ACTION

IF

GOVERN

PARA 3 .N ORSTADS

HAD BEEN CHARGED ONLY WITH DRAWING UP PLANS.HE

TO SAY HOWEVER THAT
BEEN TAKEN

REQUIRE

PROBES REFERRED TO IN

WHICH WAS NOT RPT NOT PROPERLY WITHIN

SIBILITIES.HE

MIND

OF

REP REFERRED TO PARA 8 OF ANNEX A AND ASKED WHAT SIZE

AUTHORITIES.

HE WAS REQUIRiD

HE COULD BE EMPOWERED TO

IN

WENT ON
THAT

HIS

HAD

OWN

TU IMPLEMENT

DO SO

THROUGH

NATO COMMAND CHANNELS AND NOT RPI NOT THROUGH SOME OTHER CHANNELS.
SEC GEN SAID
PLANS

1

THAT

IT

AT THE POINT

WAS HIS

VIEW

THAT

AT WHICH THEY MIGHT

PARA 8 WAS MEANT TO COVER ALL
HAVE TO BE HiPLEMENTED.USA,

FRENCH AND UK REPS AGREED.
5.SECGEN

THEN ASKED WHETHER IT

POSSIBLE

USE OF CORPS FORMATIONS

AT THE MOMENT.NORSTAD
THAN A DIV

WAS BEING

SAID

THAT

WAS TRUE THAT PLANNING
WAS BEING

THE

DONE ONLY ON A USA BASIS

ANY PLANNING

DONE ON A NATO BASISCAS

INVOLVING

INVOLVING
DISTINCT,WE

UNITS

LARGER

PRESUME,

••• 3

000211

�PAGE THREE2483
FROMLIVE OAKOR TRIPARTITE BASIS).
6.1 PUT MYFIRST QUESTIONSIN THE CONTEXTOF A FEW GENERALREMARKS
EMPHASISINGIN THE FIRST INSTANCETHAT IT WOULD
BE IMPOSSIBLEFOR
MY AUTHORITIESTO CONSIDERTHE ISSUES INVOLVEDANDBE IN A POSITia~
TO GIVE DECISIVE COMMENTS
UNDERTHE PROPOSEDTIMETABLE,IE BY NEXT
WEEK.THEPLANS REFERREDTO IN THESE PAPERS HADBEEN IN GESTATION
FOR SOMEMONTHS.
OURAUTHORITIESWOULD
REQUIREMORETHANA FEW DAYS
TO DIGEST THEM.TURNING
THENTO PARA8 OF ANNEXA I SAID THAT SINCE
IT WASA REPORTBY THE THREE POWERSWE WOULD
NOT RPI NOT PROBABLY
BE EXPECTEDTO CONSIDERREDRAFTINGIT.WE MIGHTHOWEVER
EXPRESS OUR
VIEWS 00 ITS SUBSTANCE.
IT STRUCKt'iE,FOR EXAMPLE,
THATTHE FIRST
SENTENCEOF PARASHOULDBE PUT IN MUCHMOREPOSITIVE TERMS.THETHREE
GOVTSWOULD
RECOGNIZETHATTHE IMPLEMENTATION
OF LIVE OAKPLANS
WOULD
UNDOUBTEDLY
HAVEPOLITICAL AS WELLAS MILITARY IMPLICATIONS
FOR NATO.INDEEDTHE PROBINGHADALREADYSTARTEDWHENUSA GARRISOO
IN BERLIN WASINCREASED.THISPROE HADALREADYHAD ITS POLITICAL
EFFECT ON THE SITUATION.WEMIGHTASK AS WELLWHAT·
WASTHE SIGNIFICANCEOF QUOTETIME PERMITTINGUNQUOTE
IN THE SECOND.SENTENCEOF
THE PARA.TIMEWASALWAYS
A FACTORWITH RESPECTTO MILITARYACTIVITIES.
NOOEOF US WOULD
WISH TO PREVENTNECESSARYACTIONSBUT WE MUST
CLARIFY AS MUCHAS POSSIBLE WHATTHE INTENTIONOF ALL CONCERNED
WAS.
WASIT SATISFACTORY,FOR
EXAMPLE,TOALL MEMBERS
OF ThE COUNCILTHAT
THIS ESCAPECLAUSESHOULDEXIST.WOULDIT NOT RPI NOT BE BETTERTHAT
COUNCILMEMBERS
SPOULDBE BETTERINFORMED
CONCERNING
THE ~UOTECATALOGUEOF PLANS UNQUOTE
REFERREDTO IN ANNEXBIN ORDERTHATTHEIR
GOVTSCOULDPERHAPSTAKEDECISIONS IN ADVANCE
WITH RESPECTTO SOME
OF THESE PLANS.IT WOULD
NOT RPT NOT OF COURSEBE PROPERFOR ME
TO RESERVE THE C DN GOVTS POSIT ION WITH HESP ECT TO A REPORT CONTA IN ING

THE VIEWS OF THE THREE GOVTS.I COULDHOWEVER
WARNTHE COUNCILTHAT
THEREWERECOMPLICATIONS
AHEADIF IT WASINTENDEDTHAT TH£
•••

4

000212

\ \

�PAGE FOUR 2483
IMPLEMENTATION
OF PLANS WHICHCOULDAFFECT THE ALLIANCEDEEPLY
WASTO TAKEPLACEWITHOUTTHERE HAVINGBEENCONSULTATION
ANDCONSENT
IN THE COUNCIL.
6.SECGEN ANDREPS OF USA ANDUK TOGETHERGAVEA FAIRLY SATISFACTORY
ANSWERTO THIS LAST QUESTION.THEY
ALL AGREEDTHATTHE INTENTIONOF
THE PHRASEWASTO PROVIDEFOR THE ABILITY SITUATIONSWHEREIMMEDIATE
ACTIONWASFORCEDUPONA MILITARYCOMMANDER
BY EVENTS.FOREXAMPLE,IF
AN AIRCRAFTWASFIRED ON PLANNINGWOULD
HAVETO PROVIDEFOR THE
ABILITY TO RESPONDIMMEDIATELY.USA
REP EXPLAINEDHIS THINKINGIN
THIS REGARDBY REFERRINGTO A PEARL HARBOUR
TYPE OF SITUATIONWHERE
NECESSARYDEFENSIVEACTIONHADTO BE TAKENIMMEDIATELY.PARA
8 WAS
NOT RPT NOT INTENDEDTO LEAVETHE IMPRESSIONTHAT THEREWOULD
BE TWO
KINDS OF CONSULTATION, a'J E BETWEEN
THE THREEPOWERSANDTHE OTHER
WITH THE COUNCILAS A WHOLE.THISLAST COMMENT
MADEBY USA REP WAS
IN DIRECT RESPONSETO BELGIANREPS POINT THAT IF THEREWASTIME
FOR THE THREE GOVTSTO CONSULTTHERE WASTIME FOR THE COUNCILTO BE
CCNSULTED.
?.NETHERLANDSREP LED OFF THE QUESTIONINGWITH RESPECTTO ANNEXB
IN ASKINGWHETHER
IN NORSJADSVIEW THE THREECIRCUMSTANCES
OUTLINED
IN PARA6 D FITTED WITHIN THE POLITICAL DIRECTIVE ANDTHE STRATEGIC
CONCEPT.NORSTAD
SAID THAT BEFOREREPLYINGTO THIS PARTICULARQUESTION
HE WOULD
LIKE TO FIT THE DOCUIN SOMEPERSPECTIVE.HEHADHEARD
ABOUTTWOMONTHSAGOOF A POSSIBLE DIRECTIVE WHICHMIGHTBE PREPARED
ANDHADTAKENTHE VIEW THAT HE DID NOT RPI NOT NEED A NEWDIRECTIVE
SO FAR AS HIS MILITARYRESPONSIBILITIES WERECONCERNED
AT LEAST.HE
UNDERSTOOD
THATOTHERFACTORSHOWEVER
HADMADESUCHA DIRECTIVE
NECESSARY.HEHADSEEN A DRAFTDIRECTIVE SOMETWOWEEKSAGOAND
COULDSAY THATTHE PRESENTDRAFTWASA VAST IMPROVEMENT
OVERTHAT
ORIGINALDOCUEVENTHOUGHHE WOULD
HAVEWRITTENIT DIFFERENTLY
.THE
IMPORTANT
THING IN HIS MIND WASTHAT DOCUAS DRAFTERPERMITTEDA
••• 5

000213

�PAGE FIVE WRIE
BROADRANGEOF INTERPRETATIONANDHE WOULDBE THE ONE WHOWOULD
HAVETO INTERPRET IT IN THE FIRST INSTANCE.HECOULDASSURE
COUNCILTHAT ANY INTERPRETATIONHE WOULDGIVE IT WOULDBE FULLY
WITHIN THE TERMSOF THE POLITICAL DIRECTIVE ANDWOULJSE CONSISTENT
WITH ESTABLISHEDSTRATEGICDOCTRINE.HEWOULDOF COURSEGO FURTHER
IN HIS MILITARY PLANNING.FOREXAMILE,MEASURES
OUTLINEDIN PARA 10
WEREIN HIS VIEW ONLYSOMEOF THE MEASURESWHICHHADTO BE CONSIDEREDTO PUT NATOFORCES IN A POSITION TO COPE WITH A MILITARY
EMERGENCY.HE
HADALREADYDIRECTEDHIS SUBORDINATE
COMMANDERS
TO
PREPARESUCH PLANS AS THEY THOUGHT
WERENECESSARYFOR A MILITARY
EMERGENCY
ANDWHILE THEY INCLUDEDTHE MEASURESOUTLINED
N!PARA 10
THEY WERENOT RPT NOT LIMITED TO THEM.HEMADEIT CLEARTHAT HE WAS
SPEAKING IN TERMSOF PLANS WITH A NATO-WIDEAPPLICATIONANDNOT
RPI NOT IN TERMSOF LIVE OAKPLANNING.SOFAR AS THE SPECIFIC QUESTION
PUT BY NELHERLANDS
REP WASCONNERNED,HE
COULDONLYSAY THAT AN INCONSISTENCY WITH NATODIRECTIVES AS HE UNDERSTOOD
THEMWOULDONLYEXIST
IF PARA 6D WEREREADAS BEING RESTRICTIVE IN

•

THE PLANNEDRECOURSE

TO NUCLEARWEAPONS.INOTHERWORDSIF THE SUBPARAMEANTTHAT ONLYUNDER
THESE THREE CONDITIONSCOULDNUCLEARWEAPONSBE USED HE WOULDTHINK
SUCH AN INTERPRETATIONRESTRICTIVE AND INCONSISTENTWITH THE STRATEGIC CONCEPTAS HE UNDERSTOOD
IT.
8.I

FOLLOWED
UP WITH THE QUESTIONSPECIFICALLY CONCERNING
SUBPARA

6DEMDIDTHIS IN GEN NORSTADSMINDSPECIFICALLY FALL WITHIN THE STRATEGIC CONCEPT.I WASTHINKINGIN TERMSOF POSSIBLE EFFECT OF USE OF
A QUOTENUCLEARSHOT ACROSSTHE BOWUNQUOTE.ONE
POSSIBLE OUTCOME
WAS
THE RAPID ESCALATIONSUGGESTEDEARLIER IN THE PAPER INTO A NUCLEAR
EXCHANGE.THISWASA RESULTWE DID NOT RPT NOT WANT.ONEOTHER
POSSIBLE RESULTWASTHAT THE"OTHERSIDE WOULDNOT RPT NOT RESPOND
ANDTHEN THE WESTWOULDBEARTHE ODIUMBEFOREWORLDOPINION OF THE
FIRST USE OF NUCLEARWEAPONS.
: MMY,T.JT

T '

'

•

000214

�PAGE SIX 2483
9. GENNORSTADSAID THAT HE THOUGHT
FIRST OF ALL THATTHE ACTION
COVEREDIN SUBPARA6 D3 WASCONSISTENTWITH NATODIRECTIVES.HE WENT
ON THENTO TRY TO ADDSOMEPERSPECTIVE.IT WASHIS VIEW THATUSE OF
NUCLEARWEAPONS
EVENSELECTIVELYCOULDBE CONSIDEREDONLYWHEN
EVERYTHING
ELSE HADFAILED,WHENPOLITICAL NEGOTIATIONSHADBROKEN
DOWN,
WHENECONOMIC
PRESSURESHADFAILED,WHENMINORPROBESHAD
FAILED TO CHANGETHE SITUATIONANDWHENFORCES HADACTUALLY
BEEN
FI RED ON.NO RPI NO MATTERHOWf1UCHWASSAID ABOUTTH:C::SE
PROBLEMS
EVENTUALLY
WECAf'1EBACKTO THE SAMEROOTPROBLEl'&lt;l,
WHENGOV
TS WOULD
BE FACEDWITH A DECISION TO ACCEPTDEFEATOR TO TAKENUCLEARACTION.
HE HOPEDTHEREFORETHATWHENCOUNCILWASCONSIDERINGTHIS PARTICULAR
ASPECT THEYWOULD
CONSIDERIT IN THIS LIGHT,NAMELY
THATALL OTHER
CONCEIVABLE
STEPS HADBEEN TAKENTO REMEDYTHE SITUATIONAND HAD
FAILED TO HAVETHEIR EFFECT ON THE OTHERSIDE.
10.I

FOLLOWED
UP WITHTHE QUESTIONSET OUT IN PARA 12 OF YOURTEL

DL1223,IE WASIT INTENDEDTHATTHERE SHOULDBE A DISTINCTION BETWEEN
THE CIRCUMSTANCES
IN WHICHA POLITUCALDECISION WOULD
BE REQUIRED.
NORSTADSAID HE ACCEPTEDTHIS PARAAS A GENERALFRAMEWORK
FOR

\
;

PLANNINGAS HE WOULDINDEEDACCEPTTHE WHOLEDIRECTIVE IF IT CAME
TO HIM.HE DID NOT RPT NOT REGARDTHE DIRECTIVEAS GIVING HIIvlANY
OPERATIONAL
CLEARANCE;THAT
WOULD
HAVETO COMEFROMHIGHERAUTHORITY.
SECGL~CONCURRED
ANDDREWCOUNCILSATTENTIONTO THE GENERALPROVISO
MADEIN PARA8 OF ANNEXB THATALL PLANS WOULD
BE SUBJECT TO
DECISICNS BY GOVTS.
11.ITALIAN REP SOUGHTFURTHERCLARIFICATIONAS TO WHENPOLITICAL
DECISIONS WOULD
BE TAKENANDBY WHOM.SECGEN
ADMITTEDTHAT U GOOD
DEALMORECLARIFICATIONWASREQUIREDON THIS POINT.REVERTINGAGAIN
TOXTHEISSUE DEALTWITH IN PARA6D SECGENSAID HE UNDERSTOOD
THAT
BY SELECTIVEUSE WASMEANTUSE OF A SMALLWARHEAD
WITH GREATPRECISION ANDNOT RPT NOT,FOR EXAMPLE,
THE USE OF THE STRATEGICAIR
•••

7

000215

�PAGE SEVEN2483
COMMAND.NORSTAD
AGREED.FURTHERMORE
SECGENTHOUGHT
THAT SO FAR AS
POLITICAL DECISIONS WERECONCERNED
CONSIDERATION
HADTO BE GIVEN TO
THE FACT THAT BILATERALAGREEMENTS
WEREINVOLVED,!£ BETWEENUSA AND
OTHERINDIVIDUALGOVTS.COUNCIL
HADNOT RPI NOT MADEMUCHPROGRESS
IN ITS STUDYOF THE CONTROLANDUSE OF NUCLEARWEAPONS.AGREATDEAL
OF FURTHERCLARIFICATIONWASREQUIRED.UNTILTHAT ISSUE WASCLARIFIED THE PRESENTSYSTEMOF CONTROLWOULD
CONTINUETO EXIST.CSECGEN
WASREFERRINGIN THIS INSTANCETO USA CONTROLOF WARHEADS&gt;.
12.BELGIAN REP,REFERRINGTO PARAS9 AND 10

OF

ANNEXB,ASKEDWHETHER

WE WEREJUST BEGINNINGTHE PROCESSOF PLANNINGOR HAOTH£ MEASURES
OUTLINEDALREADYBEENCONSIDEREDIN THE TRIPARTITE CONTEXT.NORSTAD
RPTEDWHATHE HADSAID EARLIER TO THE EFFECT THAT HE HADALREADY
ISSUED INSTRUCTIONSTO HIS COMMANDERS
TO PREPAREPLANS ON THESE
MEASURESANDON OTHERS.NATO-WIDE
PLANNINGTHEREFOREWASBEING UNDERTAKENcx,;J A NATO-WIDEBASIS ANDNOT RPT NOT ON A TRIPARTITE BASIS
EXCEPTFOR THOSESPECIFIC CONTINGENCY
PLANS WHICHHADHERETOFORE
COMEUNDERTHE LIVE OAKLABEL.
13.THERE FOLLOWED
SOMERATHERCONFUSEJDISCUSSION ON WHATWASMEANT
IN PARA6 B BY TERMQUOTEPOLITICAL AUTHORITIESUNQUOT£.FRENCH
REP
SAID THATTHEYWERETHE COMPETENT
POLITICAL AUTHORITIES,WHICH
WAS
NOT RPI NOT PARTICULARLY
ENLIGHTENING.USA
REP SAID THATTHE TERMUSED
IN PARA6 B HADTHE SAMEMEANINGAS THE TERMINOLOGY
OF PARA8.NORSTAD
WASAS USUALSTRAIGHTFORWARD
ON THE SUBJECT.IT WASCLEAR,HE SAID,
THATSOMEBODY
HADTO DIRECT HIM TO IMPLEMENT
PLANS WHICHHE HAD
DRAWN
UP. UNTIL HE WASTOLDDIFFERNTLYPOLITICAL AUTHORITESNEANT
TO HIM COUNCIL.HEWISHEDEVERYONE
TO UNDERSTAND
HIS POSITION CLEARLY.
IF AN EMERGENCY
WERETO ARISE TOMORROW
HE WOULD
SEEK COUNCILDIRECTICN. IN INTERPOSEDTO SUGGESTTHATFOR CDN AUTHORITIESIT WAS
DIFFICULT AT SUCHA DISTANCETO SEE GENNORSTADSUSCINCEURHAT.FOR
THEMANDFOR THE CDN PUBLIC GENNORSTADWASCOMMANDER
OF NATOTROOPS
•
• ••8

000216

�PAGE EIGHT 2483
NORSTADACCEPTEDTHE POINT WITH GOODGRACEBUT DID SUGGESTTHAT
INSOFARAS ANNEXA WASCONCERNED
ANOTHERAUTHORITYDID EXIST.S£CGEN
ONCEAGAINAGAINMADETHE POINT THAT IN HIS MINDTHE THREE GOVTS
HAD THE RIGHT ANDTHE RESPONSIBILITY TO TAKEACTIONTO DEFENDTHEIR
FOR:;ES IN BERLIN AGAINSTATTACKJUST AS EACH GOVTOF THE ALLIANCE
HAJ THAT RIGHT.I THOUGHTIT WISE TO LEAVENO RPT NO DOUBTON THIS
POINT IN THE MINDS OF THE COUNCILAND I INDICATEDTHEREFORETHAT I
WASSURE MY AUTHORITIESWOULDHOLDTHE VIEW THAT IF ANDWHENNORSTAD
ORDEREDFORCES INTO ACTIONHE WASSACEURANDNOBODYELSE.THAT HE
MIGHTPLAN WITH DIFFERENTHATS WASONE THING,BUTFOR PUBLIC OPINION,
CNCEHE ENGAGEDIN MILITARYACTION IT WOULD
BE DIFFICULT TO MAKE
LEGALDISTINCTIONS.FINLETTERSAID HE DID NOT RPI NOT WISH AT THIS
POINT TO COMMENT
FURTHERON PROBLEMANDNORWEGIAN
REP URGEDTHAT
FURTHERDISCUSSIONSSHOULDBE RESTOTO A MUCHMORELIMITED GROUP.
DISCUSSIONTHEREFOREBROKEOFF FAIRLY ABRUPTLYANDWILL BE RENEWED
ON TUES OCT3.
14.IT

IS FULLY RECOC¾JIZED
THAT NO RPT NO DECISIONS CAN BE REACHED

NEXT WEEKANDTHAT WE SHALLCONTINUETO ATTEMPTTO CLARIFY THE
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